{"url":"https://nivawealth.com/firms/kirk-capital-advisors-312401","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/312401","regulatoryAum":204891142,"crd":"312401","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5008408","suffix":null,"lastName":"KAUL","firstName":"NEVIN","middleName":null},{"crd":"1854617","suffix":null,"lastName":"TAYLOR","firstName":"WILLIAM","middleName":"KIRK"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-05-17","regulatoryAum":108000000,"clients":84,"employees":3,"offices":1},{"filedOn":"2024-04-25","regulatoryAum":149744000,"clients":87,"employees":4,"offices":1},{"filedOn":"2025-03-25","regulatoryAum":179225129,"clients":141,"employees":4,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":204891142,"clients":136,"employees":5,"offices":1}],"secFileNumber":"801-128175","legalName":"Kirk Capital Advisors LLC","displayName":"Kirk Capital Advisors","slug":"kirk-capital-advisors-312401","website":"https://kirkcapitaladvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/kirk-capital-advisors-llc","xUrl":"https://x.com/kirk_capital","founded":"2021","organization":"Virginia limited liability company","fiscalYearEnd":"December","headquarters":{"street":"8229 Boone BLVD, Suite 300","city":"Vienna","state":"VA","stateName":"Virginia","country":"United States","postalCode":"22182"},"tradeNames":[],"registration":{"secApproved":"16 June 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1515293.3037037037,"staff":{"employees":5,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":204891142,"discretionary":204891142,"discretionaryAccounts":401,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":57,"regulatoryAum":22863181},{"label":"High-net-worth individuals","clients":78,"regulatoryAum":181701415},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":326546}],"feePrograms":[{"role":"other","program":"Financial Planning Services","summary":"Negotiable hourly fee of $300 for financial planning services, due upon completion of services rendered.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038168","versionId":1038168,"submittedOn":"2026-03-31","documentName":"KIRK CAPITAL ADVISORS LLC ADV BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:51:55.115356+00:00","documents":[{"name":"KIRK CAPITAL ADVISORS LLC ADV BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038168","versionId":1038168,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":196702868}],"custodyNote":"Kirk Capital Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Steven Tomisek","title":"Chief Investment Officer and Chief Operating Officer","crd":"5733717"},{"name":"William Taylor","title":"Managing Member/Chief Compliance Officer","crd":"1854617"}],"ownership":[{"label":"William Taylor","detail":"Managing member/chief compliance officer in the 75% or more ownership band and a control person, since December 2020."},{"label":"Steven Tomisek","detail":"Chief investment officer and chief operating officer in the 10% to 25% ownership band and a control person, since September 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Virginia","offices":1,"addresses":[{"street":"8229 Boone BLVD, Suite 300","city":"Vienna","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"888-340-5475","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":45},{"label":"U.S. government/agency bonds","percent":1},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":45},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":2},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/312401/PDF/312401.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038168","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Kirk Capital Advisors have?","answer":"Kirk Capital Advisors has 136 clients and manages $205 million for them, as of March 2026. They include 78 high-net-worth individuals, 57 individual clients and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Kirk Capital Advisors offer?","answer":"Kirk Capital Advisors provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Kirk Capital Advisors use?","answer":"Kirk Capital Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $197M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Kirk Capital Advisors have?","answer":"Kirk Capital Advisors has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Kirk Capital Advisors invest in?","answer":"At the end of its last fiscal year, Kirk Capital Advisors’ separately managed accounts held 45% exchange-traded equities, 45% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents, 2% investment grade corporate bonds, 2% pooled vehicles (private funds and similar) and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Kirk Capital Advisors?","answer":"Kirk Capital Advisors’ direct owners are William Taylor (75% or more) and Steven Tomisek (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Kirk Capital Advisors get paid?","answer":"Kirk Capital Advisors is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Kirk Capital Advisors?","answer":"Kirk Capital Advisors’ main office is at 8229 Boone BLVD, Suite 300, Vienna, VA 22182. Its phone number is 888-340-5475. Its website is kirkcapitaladvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}