{"url":"https://nivawealth.com/firms/kinnamon-and-associates-ltd-ii-106701","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106701","regulatoryAum":117562180,"crd":"106701","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2822681","suffix":null,"lastName":"KINNAMON","firstName":"BRET","middleName":"SCOTT"},{"crd":"6981994","suffix":null,"lastName":"KINNAMON","firstName":"KYLE","middleName":null}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135791","legalName":"Kinnamon & Associates LTD II","displayName":"Kinnamon & Associates LTD II","slug":"kinnamon-and-associates-ltd-ii-106701","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Illinois corporation","fiscalYearEnd":"December","headquarters":{"street":"217 N. Northwest Hwy","city":"Barrington","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60010"},"tradeNames":[],"registration":{"secApproved":"8 April 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":934415.1271186441,"staff":{"employees":7,"advisory":2,"brokerDealerReps":2,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":117562180,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":117562180,"nonDiscretionaryAccounts":396,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":113,"regulatoryAum":84876887},{"label":"High-net-worth individuals","clients":5,"regulatoryAum":25384098},{"label":"Pension and profit-sharing plans","clients":8,"regulatoryAum":6838589},{"label":"Corporations and other businesses","clients":5,"regulatoryAum":462606}],"feePrograms":[{"role":"main","program":"Portfolio management services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1041041","versionId":1041041,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-04-10","documentName":"KINNAMON & ASSOCIATES LTD II ADV PART 2A","fee_rate_low":0.5,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning","summary":"Billed hourly at $125 to $200 per hour, or at a fixed fee typically $500 to $2,500 a quarter, billed quarterly in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1041041","versionId":1041041,"submittedOn":"2026-04-10","documentName":"KINNAMON & ASSOCIATES LTD II ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:52:36.627883+00:00","documents":[{"name":"KINNAMON & ASSOCIATES LTD II ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1041041","versionId":1041041,"submittedOn":"2026-04-10"}]},"custodians":[{"name":"Pershing LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":110754268}],"custodyNote":"Kinnamon & Associates LTD II does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Bret Kinnamon","title":"Chief Compliance Officer/Vice President","crd":"2822681"},{"name":"Kyle Kinnamon","title":"Owner/President","crd":"6981994"},{"name":"Alexandria Kinnamon","title":"Owner","crd":"8222510"}],"ownership":[{"label":"Kyle Kinnamon","detail":"Owner/president in the 50% to 75% ownership band and a control person, since January 2026."},{"label":"Alexandria Kinnamon","detail":"Owner in the 50% to 75% ownership band and a control person, since January 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"217 N. Northwest Hwy","city":"Barrington","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"847-381-1053","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["Hourly charges","Fixed fees (other than subscription fees)","Commissions"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Pension consulting services"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":53},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":45},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"10 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/106701/PDF/106701.pdf","brochureDate":"10 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1041041","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Kinnamon & Associates LTD II have?","answer":"Kinnamon & Associates LTD II has 131 clients and manages $118 million for them, as of April 2026. They include 113 individual clients, 8 pension and profit-sharing plans, and 5 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Kinnamon & Associates LTD II offer?","answer":"Kinnamon & Associates LTD II provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Kinnamon & Associates LTD II charge?","answer":"Kinnamon & Associates LTD II charges 0.50%–1.25% a year for its Portfolio management services. The fee is billed in arrears and is negotiable.","source":"KINNAMON & ASSOCIATES LTD II ADV PART 2A, filed 10 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Kinnamon & Associates LTD II use?","answer":"Kinnamon & Associates LTD II’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $111M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Kinnamon & Associates LTD II have?","answer":"Kinnamon & Associates LTD II has 2 investment adviser representatives registered with state securities authorities, out of 7 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Kinnamon & Associates LTD II invest in?","answer":"At the end of its last fiscal year, Kinnamon & Associates LTD II’s separately managed accounts held 53% exchange-traded equities, 45% pooled vehicles (private funds and similar) and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Kinnamon & Associates LTD II?","answer":"Kinnamon & Associates LTD II’s direct owners are Kyle Kinnamon (50% to 75%) and Alexandria Kinnamon (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 10 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Kinnamon & Associates LTD II get paid?","answer":"Kinnamon & Associates LTD II is paid through hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Kinnamon & Associates LTD II?","answer":"Kinnamon & Associates LTD II’s main office is at 217 N. Northwest Hwy, Barrington, IL 60010. Its phone number is 847-381-1053.","source":"Form ADV Part 1A, Item 1.F, filed 10 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}