{"url":"https://nivawealth.com/firms/kingsbridge-wealth-management-165560","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/165560","regulatoryAum":469323035,"crd":"165560","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2514757","suffix":null,"lastName":"DUNN","firstName":"DAVID","middleName":"JAMES"},{"crd":"5516468","suffix":null,"lastName":"DUNN","firstName":"KERRI","middleName":"LYNN"},{"crd":"7794795","suffix":null,"lastName":"Foo","firstName":"Evelyn","middleName":null},{"crd":"7495738","suffix":null,"lastName":"IMMERMAN","firstName":"MICHAEL","middleName":"DANIEL"},{"crd":"2785924","suffix":null,"lastName":"ORTON","firstName":"MARTIN","middleName":"TICO"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-29","regulatoryAum":282485933,"clients":39,"employees":6,"offices":1},{"filedOn":"2022-05-25","regulatoryAum":315453183,"clients":42,"employees":6,"offices":1},{"filedOn":"2023-06-07","regulatoryAum":308294361,"clients":44,"employees":4,"offices":2},{"filedOn":"2024-03-16","regulatoryAum":453101460,"clients":43,"employees":5,"offices":2},{"filedOn":"2025-05-16","regulatoryAum":489259419,"clients":39,"employees":8,"offices":2},{"filedOn":"2026-03-10","regulatoryAum":469323035,"clients":52,"employees":8,"offices":2}],"secFileNumber":"801-77197","legalName":"Kingsbridge Wealth Management, Inc.","displayName":"Kingsbridge Wealth Management","slug":"kingsbridge-wealth-management-165560","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/kingsbridge-wealth-management-inc-/","xUrl":"https://x.com/kingsbridgewm","founded":null,"organization":"Nevada corporation","fiscalYearEnd":"December","headquarters":{"street":"1140 N. Town Center Drive, Suite 265","city":"Las Vegas","state":"NV","stateName":"Nevada","country":"United States","postalCode":"89144"},"tradeNames":[],"registration":{"secApproved":"1 October 2012","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":8797380.24,"staff":{"employees":8,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":469323035,"discretionary":469323035,"discretionaryAccounts":52,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":5,"regulatoryAum":642110},{"label":"High-net-worth individuals","clients":45,"regulatoryAum":439226902},{"label":"Charitable organizations","clients":2,"fewerThan5":true,"regulatoryAum":29454023}],"feePrograms":[{"role":"main","program":"Separately Managed Accounts","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016424","versionId":1016424,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-10","documentName":"KINGSBRIDGE WEALTH MANAGEMENT ADV PART 2A","fee_rate_low":0.65,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Negotiable fixed fee from $1,000 to $50,000, half due when the agreement is signed and the rest on presentation of the plan or delivery of consulting.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016424","versionId":1016424,"submittedOn":"2026-03-10","documentName":"KINGSBRIDGE WEALTH MANAGEMENT ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:46:55.344983+00:00","documents":[{"name":"KINGSBRIDGE WEALTH MANAGEMENT ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016424","versionId":1016424,"submittedOn":"2026-03-10"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":228379662},{"name":"Interactive Brokers LLC","shortName":"Interactive Brokers","location":"St. Louis, MO","smaAssets":6684238}],"custodyNote":"Kingsbridge Wealth Management has custody of $5.57M in client assets for 2 clients.","otherCustodians":[],"leadership":[{"name":"David Dunn","title":"President","crd":"2514757"},{"name":"Kerri Dunn","title":"Executive Vice President and Chief Compliance Officer","crd":"5516468"},{"name":"Martin Orton","title":"SR. Vice President","crd":"2785924"}],"ownership":[{"label":"Knox 2009 Investment Trust, Fbo Edward M. Holzman","detail":"Shareholder in the 5% to 10% ownership band, since September 2012."},{"label":"Knox 2009 Investment Trust, Fbo Jessica B. Holzman","detail":"Shareholder in the 5% to 10% ownership band, since September 2012."},{"label":"Dunn Family Trust","detail":"Owner in the 50% to 75% ownership band and a control person, since March 2018."},{"label":"Gina Knox Separately Held Property Trust","detail":"Shareholder in the 10% to 25% ownership band, since April 2018."},{"label":"Hall Family Trust","detail":"Shareholder in the 5% to 10% ownership band, since July 2020."},{"label":"The M&N Family Trust","detail":"Shareholder in the 5% to 10% ownership band, since May 2025."},{"label":"Jessica Holzman","detail":"Indirect owner: trustee of Knox 2009 Investment Trust, Fbo Jessica B. Holzman, since December 2009.","parent":"Knox 2009 Investment Trust, Fbo Jessica B. Holzman"},{"label":"Edward Holzman","detail":"Indirect owner: trustee of Knox 2009 Investment Trust, Fbo Jessica B. Holzman, since December 2009.","parent":"Knox 2009 Investment Trust, Fbo Jessica B. Holzman"},{"label":"David Dunn","detail":"Indirect owner: a trustee of Dunn Family Trust in the 50% to 75% band and a control person, since March 2018.","parent":"Dunn Family Trust"},{"label":"Kerri Dunn","detail":"Indirect owner: a trustee of Dunn Family Trust in the 50% to 75% band and a control person, since March 2018.","parent":"Dunn Family Trust"},{"label":"Gina Knox","detail":"Indirect owner: trustee of Gina Knox Separately Held Property Trust, since April 2018.","parent":"Gina Knox Separately Held Property Trust"},{"label":"Donald Hall","detail":"Indirect owner: trustee of Hall Family Trust, since August 2019.","parent":"Hall Family Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1400 Newport Center DR","city":"Newport Beach"}]},{"state":"Nevada","offices":1,"addresses":[{"street":"1140 N. Town Center Drive, Suite 265","city":"Las Vegas","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"702-947-5160","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":42},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":5},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":50},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"10 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/165560/PDF/165560.pdf","brochureDate":"10 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016424","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Kingsbridge Wealth Management have?","answer":"Kingsbridge Wealth Management has 52 clients and manages $469 million for them, as of March 2026. They include 45 high-net-worth individuals, 5 individual clients and 2 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Kingsbridge Wealth Management offer?","answer":"Kingsbridge Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Kingsbridge Wealth Management charge?","answer":"Kingsbridge Wealth Management charges 0.65%–1.00% a year for its Separately Managed Accounts. The fee is billed in advance and is negotiable.","source":"KINGSBRIDGE WEALTH MANAGEMENT ADV PART 2A, filed 10 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Kingsbridge Wealth Management use?","answer":"Kingsbridge Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $228M and Interactive Brokers LLC (St. Louis, MO), with $6.68M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Kingsbridge Wealth Management have?","answer":"Kingsbridge Wealth Management has 4 investment adviser representatives registered with state securities authorities, out of 8 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Kingsbridge Wealth Management invest in?","answer":"At the end of its last fiscal year, Kingsbridge Wealth Management’s separately managed accounts held 50% pooled vehicles (private funds and similar), 42% exchange-traded equities, 5% state and local bonds, 2% cash and equivalents, 1% U.S. government and agency bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Kingsbridge Wealth Management?","answer":"Kingsbridge Wealth Management is owned through trusts by David and Kerri Dunn. Its direct owners are Knox 2009 Investment Trust, Fbo Edward M. Holzman (5% to 10%), Knox 2009 Investment Trust, Fbo Jessica B. Holzman (5% to 10%), Dunn Family Trust (50% to 75%), Gina Knox Separately Held Property Trust (10% to 25%), Hall Family Trust (5% to 10%) and the M&N Family Trust (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Kingsbridge Wealth Management get paid?","answer":"Kingsbridge Wealth Management is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Kingsbridge Wealth Management?","answer":"Kingsbridge Wealth Management’s main office is at 1140 N. Town Center Drive, Suite 265, Las Vegas, NV 89144. Its phone number is 702-947-5160.","source":"Form ADV Part 1A, Item 1.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}