{"url":"https://nivawealth.com/firms/kingdom-legacy-advisors-334847","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/334847","regulatoryAum":196542000,"crd":"334847","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2815255","suffix":null,"lastName":"LINDBERG","firstName":"AARON","middleName":"ANDREW"},{"crd":"6666676","suffix":null,"lastName":"LINDBERG","firstName":"AUSTIN","middleName":"ANDREW"},{"crd":"2061026","suffix":null,"lastName":"MAHR","firstName":"BARBARA","middleName":"JEAN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-07-08","regulatoryAum":117000000,"clients":168,"employees":4,"offices":1},{"filedOn":"2026-09-08","regulatoryAum":196542000,"clients":223,"employees":5,"offices":1}],"secFileNumber":"801-132069","legalName":"Kingdom Legacy Advisors Corporation","displayName":"Kingdom Legacy 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2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:57:48.810234+00:00","documents":[{"name":"KLA ADV 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1001051","versionId":1001051,"submittedOn":"2026-01-09"}]},"custodians":[{"name":"Charles Schwab & Co, Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":142000000},{"name":"Fidelity Investments","shortName":"Fidelity","location":"Boston, MA","smaAssets":26500000}],"custodyNote":"Kingdom Legacy Advisors has custody of $8.72M in client assets for 36 clients.","otherCustodians":[],"leadership":[{"name":"Aaron Lindberg","title":"CEO / CCO","crd":"2815255"}],"ownership":[{"label":"Aaron Lindberg","detail":"Ceo / cco in the 75% or more ownership band and a control person, since December 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"952-697-2225","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":91},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"8 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/334847/PDF/334847.pdf","brochureDate":"9 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1001051","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Kingdom Legacy Advisors have?","answer":"Kingdom Legacy Advisors has 223 clients and manages $197 million for them, as of September 2026. They include 154 individual clients and 69 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Kingdom Legacy Advisors offer?","answer":"Kingdom Legacy Advisors provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Kingdom Legacy Advisors charge?","answer":"Kingdom Legacy Advisors charges 0.40%–1.30% a year for its Asset Management. The fee is billed in advance and is negotiable.","source":"KLA ADV 2A, filed 9 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Kingdom Legacy Advisors use?","answer":"Kingdom Legacy Advisors’ separately managed account assets are held at Charles Schwab & Co, Inc. (Westlake, TX), with $142M and Fidelity Investments (Boston, MA), with $26.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Kingdom Legacy Advisors have?","answer":"Kingdom Legacy Advisors has 1 investment adviser representative registered with state securities authorities, out of 5 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Kingdom Legacy Advisors invest in?","answer":"At the end of its last fiscal year, Kingdom Legacy Advisors’ separately managed accounts held 91% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents and 3% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Kingdom Legacy Advisors?","answer":"Kingdom Legacy Advisors’ direct owner is Aaron Lindberg (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Kingdom Legacy Advisors get paid?","answer":"Kingdom Legacy Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Kingdom Legacy Advisors?","answer":"Its phone number is 952-697-2225. Its website is kingdomlegacyadv.com.","source":"Form ADV Part 1A, Item 1.F, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}