{"url":"https://nivawealth.com/firms/kimery-wealth-management-288229","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/288229","regulatoryAum":555000000,"crd":"288229","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2881474","suffix":null,"lastName":"BEHYMER","firstName":"RONALD","middleName":"TODD"},{"crd":"7609207","suffix":null,"lastName":"Dean","firstName":"Ryan","middleName":"Jospen"},{"crd":"5365434","suffix":null,"lastName":"HEFFINGTON","firstName":"MATTHEW","middleName":"CURTIS"},{"crd":"1385946","suffix":null,"lastName":"KIMERY","firstName":"KEVIN","middleName":"DALE"},{"crd":"5775445","suffix":null,"lastName":"MCALISTER","firstName":"JONATHAN","middleName":"D"},{"crd":"6323364","suffix":null,"lastName":"NOBRIGA","firstName":"TAYLOR","middleName":"RENEE"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-01-25","regulatoryAum":243200000,"clients":246,"employees":7,"offices":1},{"filedOn":"2022-02-09","regulatoryAum":324600000,"clients":312,"employees":8,"offices":1},{"filedOn":"2023-06-09","regulatoryAum":307448000,"clients":367,"employees":7,"offices":1},{"filedOn":"2024-04-25","regulatoryAum":329000000,"clients":367,"employees":9,"offices":1},{"filedOn":"2025-04-28","regulatoryAum":440800000,"clients":682,"employees":10,"offices":1},{"filedOn":"2026-09-11","regulatoryAum":555000000,"clients":471,"employees":10,"offices":1}],"secFileNumber":"801-110623","legalName":"Kimery 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retainer.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1037063","versionId":1037063,"submittedOn":"2026-03-31","documentName":"KIMERY_WRAP_2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T07:22:49.824172+00:00","documents":[{"name":"KIMERY_WRAP_2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1037063","versionId":1037063,"submittedOn":"2026-03-31"},{"name":"KWM_ADVPART2A_MARCH2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018439","versionId":1018439,"submittedOn":"2026-03-13"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1037064","versionId":1037064,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=911453","versionId":911453,"submittedOn":null}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":500000000}],"custodyNote":"Kimery Wealth Management has custody of $264K in client assets for 4 clients.","leadership":[{"name":"Daniel Lonergan","title":"Chief Compliance Officer","crd":"1272339"},{"name":"Matthew Heffington","title":"Managing Member","crd":"5365434"},{"name":"Kevin Kimery","title":"Managing Member","crd":"1385946"},{"name":"Jonathan McAlister","title":"Partner/Financial Advisor","crd":"5775445"}],"ownership":[{"label":"Kevin Kimery","detail":"Managing member in the 75% or more ownership band and a control person, since June 2017."},{"label":"Matthew Heffington","detail":"Managing member in the 10% to 25% ownership band, since June 2017."},{"label":"Cohen Girls Partnership","detail":"Owner in the 5% to 10% ownership band, since July 2017."},{"label":"Jonathan McAlister","detail":"Partner/financial advisor in the 5% to 10% ownership band, since July 2026."},{"label":"Holly Varsalona","detail":"Indirect owner: a indirect owner of kimery wealth management of Cohen Girls Partnership in the 25% to 50% band, since July 2017.","parent":"Cohen Girls Partnership"},{"label":"Melissa Cohen","detail":"Indirect owner: a indirect owner of kimery wealth management of Cohen Girls Partnership in the 25% to 50% band, since July 2017.","parent":"Cohen Girls Partnership"},{"label":"Pamela Bernstein","detail":"Indirect owner: a indirect owner of kimery wealth management of Cohen Girls Partnership in the 25% to 50% band, since July 2017.","parent":"Cohen Girls Partnership"}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Tennessee","offices":1,"addresses":[{"street":"6410 Poplar Avenue, Suite 100 Tower 2","city":"Memphis","headquarters":true}]}],"brochureServices":["education planning","estate planning","insurance","philanthropic planning","tax 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September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/288229/PDF/288229.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1037063","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Kimery Wealth Management have?","answer":"Kimery Wealth Management has 471 clients and manages $555 million for them, as of September 2026. They include 301 individual clients and 170 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Kimery Wealth Management offer?","answer":"Kimery Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, estate planning, insurance, philanthropic planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Kimery Wealth Management charge?","answer":"Kimery Wealth Management charges up to 2.00% a year for its Wrap Portfolio Management. The fee is billed in advance, is negotiable and has a $2,500 annual minimum.","source":"KIMERY_WRAP_2026, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Kimery Wealth Management use?","answer":"Kimery Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $500M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Kimery Wealth Management have?","answer":"Kimery Wealth Management has 6 investment adviser representatives registered with state securities authorities, out of 10 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Kimery Wealth Management invest in?","answer":"At the end of its last fiscal year, Kimery Wealth Management’s separately managed accounts held 76% registered funds (mutual funds, ETFs, BDCs), 18% pooled vehicles (private funds and similar), 3% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Kimery Wealth Management?","answer":"Kimery Wealth Management is owned through a holding company by Holly Varsalona, Melissa Cohen and Pamela Bernstein. Its direct owners are Kevin Kimery (75% or more), Matthew Heffington (10% to 25%), Cohen Girls Partnership (5% to 10%) and Jonathan McAlister (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 11 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Kimery Wealth Management get paid?","answer":"Kimery Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Kimery Wealth Management registered with the SEC?","answer":"Yes, Kimery Wealth Management has been registered with the SEC as an investment adviser since 16 June 2017. Its CRD number is 288229 and its SEC file number is 801-110623.","source":"Form ADV Part 1A, Item 1, filed 11 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Kimery Wealth Management?","answer":"Kimery Wealth Management’s main office is at 6410 Poplar Avenue, Suite 100 Tower 2, Memphis, TN 38119. Its phone number is 901-291-5500. Its website is kimerywealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 11 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}