{"url":"https://nivawealth.com/firms/key-group-management-146054","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/146054","regulatoryAum":303800000,"crd":"146054","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1347157","suffix":null,"lastName":"CIOFFARI","firstName":"R","middleName":"ANTHONY"},{"crd":"1930383","suffix":null,"lastName":"CONBOY","firstName":"TIMOTHY","middleName":"MARK"},{"crd":"8222898","suffix":null,"lastName":"Heafy","firstName":"Brendan","middleName":"H"},{"crd":"1906579","suffix":null,"lastName":"HEAFY","firstName":"COLIN","middleName":null},{"crd":"8223054","suffix":null,"lastName":"Heafy","firstName":"Kyle","middleName":"M"},{"crd":"1787035","suffix":null,"lastName":"MCMANE","firstName":"MICHAEL","middleName":"SCOTT"},{"crd":"1385990","suffix":null,"lastName":"MURRAY","firstName":"PATRICK","middleName":"BRIAN"},{"crd":"6720308","suffix":null,"lastName":"Scialo","firstName":"Stephen","middleName":null}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-11","regulatoryAum":170000000,"clients":260,"employees":5,"offices":2},{"filedOn":"2022-03-10","regulatoryAum":183098999,"clients":165,"employees":5,"offices":2},{"filedOn":"2023-02-24","regulatoryAum":195000000,"clients":200,"employees":5,"offices":3},{"filedOn":"2024-03-08","regulatoryAum":210000000,"clients":350,"employees":5,"offices":3},{"filedOn":"2025-01-24","regulatoryAum":235000000,"clients":360,"employees":5,"offices":3},{"filedOn":"2026-05-18","regulatoryAum":303800000,"clients":337,"employees":5,"offices":3}],"secFileNumber":"801-114845","legalName":"Key Group Management, Inc.","displayName":"Key Group Management","slug":"key-group-management-146054","website":"https://keygroupwealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2008","organization":"New Jersey corporation","fiscalYearEnd":"December","headquarters":{"street":"17100 E Shea BLVD, Suite 400a","city":"Fountain Hills","state":"AZ","stateName":"Arizona","country":"United States","postalCode":"85268"},"tradeNames":[],"registration":{"secApproved":"1 April 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":894925.3731343284,"staff":{"employees":5,"advisory":5,"brokerDealerReps":5,"insuranceAgents":4,"promoters":0},"aum":{"regulatory":303800000,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":303800000,"nonDiscretionaryAccounts":337,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":250,"regulatoryAum":50800000},{"label":"High-net-worth individuals","clients":85,"regulatoryAum":249000000},{"label":"Pension and profit-sharing plans","clients":1,"fewerThan5":true,"regulatoryAum":1000000},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":3000000}],"feePrograms":[{"role":"main","program":"Comprehensive portfolio management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1045446","versionId":1045446,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-05-18","documentName":"FORM ADV PART 2A - FIRM BROCHURE","fee_rate_low":0.5,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":250000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning and consulting","summary":"Financial planning and consulting is billed hourly at no more than $300 an hour, or as a flat fee of $1,500 to $10,000, with a 50% retainer.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1045446","versionId":1045446,"submittedOn":"2026-05-18","documentName":"FORM ADV PART 2A - FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:41:44.08053+00:00","documents":[{"name":"FORM ADV PART 2A - FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1045446","versionId":1045446,"submittedOn":"2026-05-18"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":303000000}],"custodyNote":"Key Group Management does not have custody of client assets.","leadership":[{"name":"Colin Heafy","title":"Vice President","crd":"1906579"},{"name":"Patrick Murray","title":"President and Chief Compliance Officer","crd":"1385990"}],"ownership":[{"label":"Patrick Murray","detail":"President and chief compliance officer in the 50% to 75% ownership band and a control person, since December 2007."},{"label":"Colin Heafy","detail":"Vice president in the 50% to 75% ownership band and a control person, since December 2007."}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":2,"addresses":[{"street":"17100 E Shea BLVD, Suite 400a","city":"Fountain Hills","headquarters":true},{"street":"15333 N. Pima Road","city":"Scottsdale"}]},{"state":"New Jersey","offices":1,"addresses":[{"street":"70 Hilltop Road","city":"Ramsay"}]}],"brochureServices":["education planning","estate planning","insurance","philanthropic planning","retirement plan services","tax planning","tax preparation"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"480-477-5252","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":60},{"label":"U.S. government/agency bonds","percent":20},{"label":"U.S. state and local bonds","percent":10},{"label":"Investment grade corporate bonds","percent":10}],"privateFunds":0},"sources":{"adv1FilingDate":"18 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/146054/PDF/146054.pdf","brochureDate":"18 May 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1045446","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Key Group Management have?","answer":"Key Group Management has 337 clients and manages $304 million for them, as of May 2026. They include 250 individual clients, 85 high-net-worth individuals and 1 pension or profit-sharing plan.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Key Group Management offer?","answer":"Key Group Management provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, philanthropic planning, retirement plan services, tax planning, and tax preparation.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Key Group Management charge?","answer":"Key Group Management charges 0.50%–1.25% a year for its Comprehensive portfolio management. The fee is billed in advance, is negotiable and requires an account of at least $250,000.","source":"FORM ADV PART 2A - FIRM BROCHURE, filed 18 May 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Key Group Management use?","answer":"Key Group Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $303M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Key Group Management have?","answer":"Key Group Management has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Key Group Management invest in?","answer":"At the end of its last fiscal year, Key Group Management’s separately managed accounts held 60% exchange-traded equities, 20% U.S. government and agency bonds, 10% state and local bonds and 10% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Key Group Management have a minimum investment?","answer":"Yes, Key Group Management’s minimum account size for its Comprehensive portfolio management is $250K.","source":"FORM ADV PART 2A - FIRM BROCHURE, filed 18 May 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Key Group Management?","answer":"Key Group Management’s direct owners are Patrick Murray (50% to 75%) and Colin Heafy (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 18 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Key Group Management get paid?","answer":"Key Group Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Key Group Management registered with the SEC?","answer":"Yes, Key Group Management has been registered with the SEC as an investment adviser since 1 April 2019. Its CRD number is 146054 and its SEC file number is 801-114845.","source":"Form ADV Part 1A, Item 1, filed 18 May 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Key Group Management?","answer":"Key Group Management’s main office is at 17100 E Shea BLVD, Suite 400a, Fountain Hills, AZ 85268. Its phone number is 480-477-5252. Its website is keygroupwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}