{"url":"https://nivawealth.com/firms/kdm-wealth-management-152002","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/152002","regulatoryAum":112237716,"crd":"152002","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5040957","suffix":null,"lastName":"MARTIN","firstName":"JEFFREY","middleName":"FULLER"},{"crd":"7793484","suffix":null,"lastName":"Martin","firstName":"Maxwell","middleName":"Timothy"},{"crd":"6785404","suffix":null,"lastName":"Schlesselman","firstName":"David","middleName":"A"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-04-11","regulatoryAum":101082190,"clients":146,"employees":5,"offices":1},{"filedOn":"2026-08-17","regulatoryAum":112237716,"clients":149,"employees":6,"offices":1}],"secFileNumber":"801-132456","legalName":"KDM Wealth Management Inc.","displayName":"KDM Wealth 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MANAGEMENT","fee_rate_low":0.15,"fee_rate_high":1.2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":"quarterly","fee_minimum_annual":1000},{"role":"other","program":"Retirement Plan Advisory Services","summary":"Retirement plan advisory services are charged an annual asset-based fee of up to 0.50%, billed quarterly in arrears and negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043531","versionId":1043531,"submittedOn":"2026-04-30","documentName":"FORM ADV2A (DISCLOSURE BROCHURE), FORM ADV2B (BROCHURE SUPPLEMENT) AND PRIVACY POLICY FOR KDM INVESTMENT MANAGEMENT"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:01:21.890172+00:00","documents":[{"name":"FORM ADV2A (DISCLOSURE BROCHURE), FORM ADV2B (BROCHURE SUPPLEMENT) AND PRIVACY POLICY FOR KDM INVESTMENT MANAGEMENT","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043531","versionId":1043531,"submittedOn":"2026-04-30"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":100599225}],"custodyNote":"KDM Wealth Management does not have custody of client assets.","leadership":[{"name":"Jeffrey Martin","title":"President and Chief Compliance Officer","crd":"5040957"}],"ownership":[{"label":"Jeffrey Martin","detail":"President and chief compliance officer in the 75% or more ownership band and a control person, since July 2005."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"321 Stevens Street, Suite R","city":"Geneva","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 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They include 112 individual clients and 37 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does KDM Wealth Management offer?","answer":"KDM Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does KDM Wealth Management charge?","answer":"KDM Wealth Management charges 0.15%–1.20% a year for its Wealth Management Services. The fee is billed in arrears, is negotiable and has a $1,000 annual minimum.","source":"FORM ADV2A (DISCLOSURE BROCHURE), FORM ADV2B (BROCHURE SUPPLEMENT) AND PRIVACY POLICY FOR KDM INVESTMENT MANAGEMENT, filed 30 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does KDM Wealth Management use?","answer":"KDM Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $101M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does KDM Wealth Management have?","answer":"KDM Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does KDM Wealth Management invest in?","answer":"At the end of its last fiscal year, KDM Wealth Management’s separately managed accounts held 70% registered funds (mutual funds, ETFs, BDCs), 25% exchange-traded equities and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns KDM Wealth Management?","answer":"KDM Wealth Management’s direct owner is Jeffrey Martin (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does KDM Wealth Management get paid?","answer":"KDM Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is KDM Wealth Management registered with the SEC?","answer":"Yes, KDM Wealth Management has been registered with the SEC as an investment adviser since 22 April 2025. Its CRD number is 152002 and its SEC file number is 801-132456.","source":"Form ADV Part 1A, Item 1, filed 17 August 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact KDM Wealth Management?","answer":"KDM Wealth Management’s main office is at 321 Stevens Street, Suite R, Geneva, IL 60134. Its phone number is 630-232-9097. Its website is kdmwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}