{"url":"https://nivawealth.com/firms/kaiser-partner-financial-advisors-149431","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/149431","regulatoryAum":1764772779,"crd":"149431","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7288013","suffix":null,"lastName":"Girardi","firstName":"Emanuel","middleName":"Luca"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-22","regulatoryAum":540593365,"clients":157,"employees":4,"offices":1},{"filedOn":"2022-03-28","regulatoryAum":709035738,"clients":162,"employees":4,"offices":1},{"filedOn":"2023-04-19","regulatoryAum":689897170,"clients":181,"employees":4,"offices":1},{"filedOn":"2024-07-01","regulatoryAum":563860052,"clients":189,"employees":5,"offices":1},{"filedOn":"2025-07-07","regulatoryAum":981665158,"clients":210,"employees":5,"offices":1},{"filedOn":"2026-04-28","regulatoryAum":1764772779,"clients":215,"employees":6,"offices":1}],"secFileNumber":"801-70234","legalName":"Kaiser Partner Financial Advisors LTD.","displayName":"Kaiser Partner Financial Advisors","slug":"kaiser-partner-financial-advisors-149431","website":"https://kaiserpartner.financial/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/149431/9a2d48cc9c769b8b-r1.webp","tone":"light","width":623,"height":200,"sourceUrl":"https://kaiserpartner.financial","sourceLabel":"Kaiser Partner Financial Advisors Ltd., website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/1169443","founded":null,"organization":"corporation organized in Switzerland","fiscalYearEnd":"December","headquarters":{"street":"16 Freigutstrasse","city":"Zürich","state":"","stateName":"","country":"Switzerland","postalCode":"8002"},"tradeNames":[],"registration":{"secApproved":"27 May 2009","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3238418.4014084507,"staff":{"employees":6,"advisory":6,"brokerDealerReps":0,"insuranceAgents":0,"promoters":3},"aum":{"regulatory":1764772779,"discretionary":326852954,"discretionaryAccounts":140,"nonDiscretionary":1437919825,"nonDiscretionaryAccounts":164,"wrapProgram":null,"nonUsClientsPct":44,"nonAumClients":1},"clientTypes":[{"label":"Individuals (other than HNW)","clients":31,"regulatoryAum":13859297},{"label":"High-net-worth individuals","clients":111,"regulatoryAum":445996116},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":8628643},{"label":"Insurance companies","clients":null,"fewerThan5":true,"regulatoryAum":8619642},{"label":"Corporations and other businesses","clients":73,"regulatoryAum":1287669081}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Kaiser Partner Privatbank Ag","shortName":"Kaiser Partner Privatbank Ag","location":"Vaduz","smaAssets":1217083005},{"name":"Efg Bank Ag","shortName":"Efg Bank Ag","location":"Geneva","smaAssets":473726804}],"custodyNote":"Kaiser Partner Financial Advisors has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Remo Tiefenauer","title":"Chief Executive Officer, Chief Financial Officer, Chief Operating Officer, Senior Client Advisor","crd":"6777203"},{"name":"Gabriel Larumbe","title":"Chief Compliance Officer, Chief Legal Officer","crd":"7507214"},{"name":"Benedikt Kaiser","title":"Member Board of Directors","crd":"6178200"},{"name":"Christian Reich","title":"Chairman, Board of Directors","crd":"7228103"}],"ownership":[{"label":"Kaiser Partner Privatbank Ag","detail":"Shareholder in the 75% or more ownership band and a control person, since January 2020."},{"label":"KBB Stiftung","detail":"Indirect owner: a shareholder of KBB Holding Ag in the 75% or more band and a control person, since January 2018.","parent":"KBB Holding Ag"},{"label":"Fritz Kaiser","detail":"Indirect owner: trustee of KBB Stiftung and a control person, since October 2017.","parent":"KBB Stiftung"},{"label":"Otmar Hasler","detail":"Indirect owner: trustee of KBB Stiftung and a control person, since October 2017.","parent":"KBB Stiftung"},{"label":"KBB Holding Ag","detail":"Indirect owner: a shareholder of Kaiser Partner Privatbank Ag in the 75% or more band and a control person, since January 2018.","parent":"Kaiser Partner Privatbank Ag"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"41447525152","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Publication of periodicals or newsletters"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":28},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":58},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":5,"detail":"Precious Metals"}],"privateFunds":0},"sources":{"adv1FilingDate":"28 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/149431/PDF/149431.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Kaiser Partner Financial Advisors have?","answer":"Kaiser Partner Financial Advisors has 215 clients and manages $1.76 billion for them, as of April 2026. They include 111 high-net-worth individuals, 73 corporations and other businesses, and 31 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Kaiser Partner Financial Advisors offer?","answer":"Kaiser Partner Financial Advisors provides portfolio management for individuals and small businesses, portfolio management for institutions, and publishing newsletters.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Kaiser Partner Financial Advisors use?","answer":"Kaiser Partner Financial Advisors’ separately managed account assets are held at Kaiser Partner Privatbank Ag (Vaduz), with $1.22B and Efg Bank Ag (Geneva), with $474M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Kaiser Partner Financial Advisors have?","answer":"Kaiser Partner Financial Advisors has 1 investment adviser representative registered with state securities authorities, out of 6 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Kaiser Partner Financial Advisors invest in?","answer":"At the end of its last fiscal year, Kaiser Partner Financial Advisors’ separately managed accounts held 58% registered funds (mutual funds, ETFs, BDCs), 28% exchange-traded equities, 5% other, 4% cash and equivalents, 3% investment grade corporate bonds and 2% state and local bonds. The 5% other category is described as: Precious Metals.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Kaiser Partner Financial Advisors?","answer":"Kaiser Partner Financial Advisors’ direct owner is Kaiser Partner Privatbank Ag (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 28 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Kaiser Partner Financial Advisors get paid?","answer":"Kaiser Partner Financial Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Kaiser Partner Financial Advisors?","answer":"Kaiser Partner Financial Advisors’ main office is at 16 Freigutstrasse, Zürich, Switzerland 8002. Its phone number is 41447525152. Its website is kaiserpartner.financial.","source":"Form ADV Part 1A, Item 1.F, filed 28 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}