{"url":"https://nivawealth.com/firms/kailix-advisors-311094","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/311094","regulatoryAum":119000000,"crd":"311094","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2526691","suffix":null,"lastName":"MITTAL","firstName":"MANISH","middleName":"(NMN)"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-05-18","regulatoryAum":281000000,"clients":26,"employees":2,"offices":1},{"filedOn":"2024-01-17","regulatoryAum":333000000,"clients":29,"employees":1,"offices":1},{"filedOn":"2025-03-24","regulatoryAum":217452000,"clients":19,"employees":1,"offices":1},{"filedOn":"2026-02-20","regulatoryAum":119000000,"clients":14,"employees":1,"offices":1}],"secFileNumber":"801-126825","legalName":"Kailix Advisors LLC","displayName":"Kailix Advisors","slug":"kailix-advisors-311094","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2980 Ne 207th Street, Suite 300","city":"Aventura","state":"FL","stateName":"Florida","country":"United States","postalCode":"33180"},"tradeNames":[],"registration":{"secApproved":"3 November 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":8500000,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":2},"aum":{"regulatory":119000000,"discretionary":119000000,"discretionaryAccounts":14,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":5,"nonAumClients":3},"clientTypes":[{"label":"High-net-worth individuals","clients":14,"regulatoryAum":119000000}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:45:15.081071+00:00","documents":[{"name":"KAILIX DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010488","versionId":1010488,"submittedOn":"2026-02-20"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":89000000},{"name":"Interactive Brokers LLC","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":30000000}],"custodyNote":"Kailix Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Manish Mittal","title":"Principal and Chief Compliance Officer","crd":"2526691"}],"ownership":[{"label":"Manish Mittal","detail":"Principal and chief compliance officer in the 75% or more ownership band and a control person, since October 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"2980 Ne 207th Street, Suite 300","city":"Aventura","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-748-9723","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":95},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"20 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/311094/PDF/311094.pdf","brochureDate":"20 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010488","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Kailix Advisors have?","answer":"Kailix Advisors has 14 clients and manages $119 million for them, as of February 2026. They include 14 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Kailix Advisors offer?","answer":"Kailix Advisors provides portfolio management for individuals and small businesses and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Kailix Advisors use?","answer":"Kailix Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $89M and Interactive Brokers LLC (Greenwich, CT), with $30M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Kailix Advisors have?","answer":"Kailix Advisors has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Kailix Advisors invest in?","answer":"At the end of its last fiscal year, Kailix Advisors’ separately managed accounts held 95% exchange-traded equities and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Kailix Advisors?","answer":"Kailix Advisors’ direct owner is Manish Mittal (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 20 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Kailix Advisors get paid?","answer":"Kailix Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Kailix Advisors?","answer":"Kailix Advisors’ main office is at 2980 Ne 207th Street, Suite 300, Aventura, FL 33180. Its phone number is 212-748-9723.","source":"Form ADV Part 1A, Item 1.F, filed 20 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/kailix-advisors-311094/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-12","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1970731/000195175726001235/0001951757-26-001235-index.html","totalValue":103548405,"positionCount":11,"top10Share":0.9913586307775576,"top10":[{"issuer":"DAUCH CORP","titleOfClass":"COM","cusip":"024061103","value":22637459,"shares":4176653,"shareType":"SH","priorValue":26387400,"priorShares":4420000},{"issuer":"GREEN PLAINS INC","titleOfClass":"COM","cusip":"393222104","value":15149300,"shares":985000,"shareType":"SH","priorValue":17299929,"priorShares":1064611},{"issuer":"SELECT WATER SOLUTIONS INC","titleOfClass":"CL A COM","cusip":"81617J301","value":15098666,"shares":755689,"shareType":"SH","priorValue":13159438,"priorShares":880230},{"issuer":"SIGMA LITHIUM CORPORATION","titleOfClass":"COM","cusip":"826599102","value":14501328,"shares":1146350,"shareType":"SH"},{"issuer":"PEABODY ENGR CORP","titleOfClass":"COM","cusip":"704551100","value":11612020,"shares":502250,"shareType":"SH","priorValue":7901410,"priorShares":239800},{"issuer":"CONSTELLIUM SE","titleOfClass":"CL A SHS","cusip":"F21107101","value":8866234,"shares":278200,"shareType":"SH","priorValue":13521840,"priorShares":494400},{"issuer":"AEVEX CORP","titleOfClass":"COM CL A","cusip":"00835T107","value":6625264,"shares":317150,"shareType":"SH"},{"issuer":"WESCO INTL INC","titleOfClass":"COM","cusip":"95082P105","value":5600934,"shares":16205,"shareType":"SH","priorValue":7010950,"priorShares":24950},{"issuer":"AMRIZE LTD","titleOfClass":"SHS","cusip":"H2927K103","value":1332500,"shares":25000,"shareType":"SH","priorValue":10274175,"priorShares":184125},{"issuer":"ANTERO RESOURCES CORP","titleOfClass":"COM","cusip":"03674X106","value":1229900,"shares":35000,"shareType":"SH"}],"positionsListed":11,"positions":[{"issuer":"DAUCH CORP","titleOfClass":"COM","cusip":"024061103","value":22637459,"shares":4176653,"shareType":"SH","priorValue":26387400,"priorShares":4420000},{"issuer":"GREEN PLAINS INC","titleOfClass":"COM","cusip":"393222104","value":15149300,"shares":985000,"shareType":"SH","priorValue":17299929,"priorShares":1064611},{"issuer":"SELECT WATER SOLUTIONS INC","titleOfClass":"CL A COM","cusip":"81617J301","value":15098666,"shares":755689,"shareType":"SH","priorValue":13159438,"priorShares":880230},{"issuer":"SIGMA LITHIUM CORPORATION","titleOfClass":"COM","cusip":"826599102","value":14501328,"shares":1146350,"shareType":"SH"},{"issuer":"PEABODY ENGR CORP","titleOfClass":"COM","cusip":"704551100","value":11612020,"shares":502250,"shareType":"SH","priorValue":7901410,"priorShares":239800},{"issuer":"CONSTELLIUM SE","titleOfClass":"CL A SHS","cusip":"F21107101","value":8866234,"shares":278200,"shareType":"SH","priorValue":13521840,"priorShares":494400},{"issuer":"AEVEX CORP","titleOfClass":"COM CL A","cusip":"00835T107","value":6625264,"shares":317150,"shareType":"SH"},{"issuer":"WESCO INTL INC","titleOfClass":"COM","cusip":"95082P105","value":5600934,"shares":16205,"shareType":"SH","priorValue":7010950,"priorShares":24950},{"issuer":"AMRIZE LTD","titleOfClass":"SHS","cusip":"H2927K103","value":1332500,"shares":25000,"shareType":"SH","priorValue":10274175,"priorShares":184125},{"issuer":"ANTERO RESOURCES CORP","titleOfClass":"COM","cusip":"03674X106","value":1229900,"shares":35000,"shareType":"SH"},{"issuer":"BUILDERS FIRSTSOURCE INC","titleOfClass":"COM","cusip":"12008R107","value":894800,"shares":10000,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}