{"url":"https://nivawealth.com/firms/kahn-financial-group-134802","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/134802","regulatoryAum":122622407,"crd":"134802","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4538404","suffix":null,"lastName":"CAREY","firstName":"MICHAEL","middleName":"THOMAS"},{"crd":"2348498","suffix":null,"lastName":"KAHN","firstName":"DAVID","middleName":"BENNETT"},{"crd":"6374914","suffix":null,"lastName":"KAHN","firstName":"MICHAEL","middleName":"MCCARRAN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-02","regulatoryAum":115526112,"clients":166,"employees":2,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":120651470,"clients":176,"employees":2,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":87806128,"clients":155,"employees":2,"offices":1},{"filedOn":"2024-03-14","regulatoryAum":92774530,"clients":157,"employees":2,"offices":1},{"filedOn":"2025-03-26","regulatoryAum":101785642,"clients":155,"employees":2,"offices":1},{"filedOn":"2026-09-21","regulatoryAum":122622407,"clients":123,"employees":2,"offices":1}],"secFileNumber":"801-121222","legalName":"Kahn 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HNW)","clients":78,"regulatoryAum":63353074},{"label":"High-net-worth individuals","clients":44,"regulatoryAum":59005991},{"label":"Corporations and other businesses","clients":1,"fewerThan5":true,"regulatoryAum":263342}],"feePrograms":[{"role":"other","program":"Financial planning","summary":"Financial planning is billed hourly at $100 to $200 per hour, or as a fixed fee of $500 to $4,000 depending on complexity.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058484","versionId":1058484,"submittedOn":"2026-09-21","documentName":"KAHN FINANCIAL GROUP"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T13:14:39.914285+00:00","documents":[{"name":"KAHN FINANCIAL GROUP","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058484","versionId":1058484,"submittedOn":"2026-09-21"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058485","versionId":1058485,"submittedOn":null}]},"custodians":[{"name":"Raymond James Trust Co. of New Hampshire","shortName":"Raymond James","location":"Portsmouth, NH","smaAssets":80699950},{"name":"Raymond James & Associates, Inc.","shortName":"Raymond James","location":"St. Petersburg, FL","smaAssets":41922457}],"custodyNote":"Kahn Financial Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"David Kahn","title":"President/Chief Compliance Officer","crd":"2348498"}],"ownership":[{"label":"David Kahn","detail":"President/chief compliance officer in the 75% or more ownership band and a control person, since July 1999."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"1700 McMullen Booth RD., Suite A-5","city":"Clearwater","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"727-797-5551","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"Investment grade corporate bonds","percent":23},{"label":"Securities issued by registered investment companies or business development companies","percent":52},{"label":"Cash and cash equivalents","percent":11},{"label":"Other","percent":9,"detail":"Annuities"}],"privateFunds":0},"sources":{"adv1FilingDate":"21 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/134802/PDF/134802.pdf","brochureDate":"21 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058484","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Kahn Financial Group have?","answer":"Kahn Financial Group has 123 clients and manages $123 million for them, as of September 2026. They include 78 individual clients, 44 high-net-worth individuals and 1 corporate or other business client.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Kahn Financial Group offer?","answer":"Kahn Financial Group provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Kahn Financial Group use?","answer":"Kahn Financial Group’s separately managed account assets are held at Raymond James Trust Co. of New Hampshire (Portsmouth, NH), with $80.7M and Raymond James & Associates, Inc. (St. Petersburg, FL), with $41.9M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Kahn Financial Group have?","answer":"Kahn Financial Group has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Kahn Financial Group invest in?","answer":"At the end of its last fiscal year, Kahn Financial Group’s separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 23% investment grade corporate bonds, 11% cash and equivalents, 9% other and 5% exchange-traded equities. The 9% other category is described as: Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Kahn Financial Group?","answer":"Kahn Financial Group’s direct owner is David Kahn (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 21 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Kahn Financial Group get paid?","answer":"Kahn Financial Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Kahn Financial Group?","answer":"Kahn Financial Group’s main office is at 1700 McMullen Booth RD., Suite A-5, Clearwater, FL 33759-2130. Its phone number is 727-797-5551.","source":"Form ADV Part 1A, Item 1.F, filed 21 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}