{"url":"https://nivawealth.com/firms/jpmorgan-asset-management-uk-limited-135960","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/135960","regulatoryAum":484095737783,"crd":"135960","secFileNumber":"801-64725","legalName":"Jpmorgan Asset Management (uk) Limited","displayName":"Jpmorgan Asset Management (uk) Limited","website":null,"founded":null,"organization":"corporation organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"60 Victoria Embankment","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"EC4Y 0JP"},"tradeNames":[],"registration":{"secApproved":"29 September 2005","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":1403,"advisory":319,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":482826804975,"discretionaryAccounts":918,"nonDiscretionary":1268932808,"nonDiscretionaryAccounts":10,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":6},"clientTypes":[{"label":"High-net-worth individuals","clients":2,"regulatoryAum":1646355607},{"label":"Pooled investment vehicles","clients":364,"regulatoryAum":328494857741},{"label":"Pension and profit-sharing plans","clients":57,"regulatoryAum":43328828337},{"label":"Charitable organizations","clients":2,"regulatoryAum":127881788},{"label":"State or municipal government entities","clients":23,"regulatoryAum":18549563375},{"label":"Other investment advisers","clients":2,"regulatoryAum":87482789},{"label":"Insurance companies","clients":46,"regulatoryAum":43586462488},{"label":"Sovereign wealth funds and foreign official institutions","clients":27,"regulatoryAum":43018537031},{"label":"Corporations and other businesses","clients":19,"regulatoryAum":5255768627}],"fees":[],"feeNotes":[],"custodians":[{"name":"Jpmorgan Chase Bank, NA","shortName":"J.P. Morgan","location":"Columbus, OH","smaAssets":42605882926},{"name":"State Street Corporation","shortName":"State Street","location":"Boston, MA","smaAssets":23423153095},{"name":"Northern Trust Company","shortName":"Northern Trust","location":"Chicago, IL","smaAssets":24995294080}],"custodyNote":"Jpmorgan Asset Management (uk) Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Patrick Thomson","title":"Director/Chief Executive Officer","crd":"6777549"},{"name":"Joni Ruokonen","title":"Executive Director/ Chief Financial Officer","crd":"8194771"},{"name":"Richard Stuart-Reckling","title":"Chief Compliance Officer","crd":"7092275"},{"name":"Jeroen Fastenaekels","title":"Chief Legal Officer","crd":"7591988"},{"name":"Christopher Hill","title":"Independent Non-Executive Director","crd":"8184439"},{"name":"Deborah Reidy","title":"Independent Non-Executive Director","crd":"7336349"},{"name":"Katy Thorneycroft","title":"Executive Director","crd":"7738693"},{"name":"Karen Ward","title":"Executive Director","crd":"8137542"}],"ownership":[{"label":"Jpmorgan Asset Management International Limited","detail":"Shareholder in the 75% or more ownership band and a control person, since December 2020."},{"label":"Jpmorgan Asset Management Holdings Inc.","detail":"Indirect owner: a shareholder of Jpmorgan Asset Management International Limited in the 75% or more band and a control person, since October 2003.","parent":"Jpmorgan Asset Management International Limited"},{"label":"Jpmorgan Chase & Co.","detail":"Indirect owner: a shareholder of Jpmorgan Chase Holdings LLC in the 75% or more band and a control person, since September 2016.","parent":"Jpmorgan Chase Holdings LLC"},{"label":"Jpmorgan Chase Holdings LLC","detail":"Indirect owner: a shareholder of Jpmorgan Asset Management Holdings Inc. in the 75% or more band and a control person, since April 2017.","parent":"Jpmorgan Asset Management Holdings Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442077426000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":34},{"label":"U.S. government/agency bonds","percent":25},{"label":"Sovereign bonds","percent":2},{"label":"Investment grade corporate bonds","percent":18},{"label":"Non-investment grade corporate bonds","percent":3},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":8},{"label":"Cash and cash equivalents","percent":8},{"label":"Other","percent":2,"detail":"Convertible Bonds, Mortgage Asset Backed, Depository Receipt, Equity Rights, Repo Or Reverse Repo Issue"}],"privateFunds":14},"sources":{"adv1FilingDate":"14 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/135960/PDF/135960.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Jpmorgan Asset Management (uk) Limited have?","answer":"Jpmorgan Asset Management (uk) Limited has 542 clients and manages $484.1 billion for them, as of April 2026. They include 364 pooled investment vehicles, 57 pension and profit-sharing plans and 46 insurance companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Jpmorgan Asset Management (uk) Limited offer?","answer":"Jpmorgan Asset Management (uk) Limited provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Jpmorgan Asset Management (uk) Limited use?","answer":"Jpmorgan Asset Management (uk) Limited’s separately managed account assets are held at Jpmorgan Chase Bank, NA (Columbus, OH), with $42,605,882,926, Northern Trust Company (Chicago, IL), with $24,995,294,080 and State Street Corporation (Boston, MA), with $23,423,153,095. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Jpmorgan Asset Management (uk) Limited have?","answer":"Jpmorgan Asset Management (uk) Limited has 0 investment adviser representatives registered with state securities authorities, out of 1,403 employees, and 319 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Jpmorgan Asset Management (uk) Limited invest in?","answer":"At the end of its last fiscal year, Jpmorgan Asset Management (uk) Limited’s separately managed accounts held 34% exchange-traded equities, 25% U.S. government and agency bonds, 18% investment grade corporate bonds, 8% pooled vehicles (private funds and similar), 8% cash and equivalents, 3% high-yield corporate bonds, 2% sovereign bonds and 2% convertible bonds, mortgage asset backed, depository receipt, equity rights, repo or reverse repo issue. It advises 14 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Jpmorgan Asset Management (uk) Limited?","answer":"Jpmorgan Asset Management (uk) Limited is owned through a chain of holding companies by Jpmorgan Chase & Co. Its direct owner is Jpmorgan Asset Management International Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 14 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Jpmorgan Asset Management (uk) Limited get paid?","answer":"Jpmorgan Asset Management (uk) Limited is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}