{"url":"https://nivawealth.com/firms/jpmorgan-asset-management-asia-pacific-limited-300114","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/300114","regulatoryAum":169623641942,"crd":"300114","secFileNumber":"801-114775","legalName":"Jpmorgan Asset Management (asia Pacific) Limited","displayName":"Jpmorgan Asset Management (asia Pacific) Limited","website":null,"founded":null,"organization":"corporation organized in Hong Kong","fiscalYearEnd":"December","headquarters":{"street":"19/F, Chater House, 8 Connaught Road Central","city":"Hong Kong","state":"","stateName":"","country":"Hong Kong","postalCode":null},"tradeNames":[],"registration":{"secApproved":"3 May 2019","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":419,"advisory":62,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":169623641942,"discretionaryAccounts":268,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":97,"nonAumClients":33},"clientTypes":[{"label":"Investment companies","clients":1,"regulatoryAum":175667726},{"label":"Pooled investment vehicles","clients":149,"regulatoryAum":149259253227},{"label":"Pension and profit-sharing plans","clients":21,"regulatoryAum":3737864530},{"label":"Charitable organizations","clients":3,"regulatoryAum":251045513},{"label":"State or municipal government entities","clients":4,"regulatoryAum":1493772751},{"label":"Other investment advisers","clients":2,"regulatoryAum":467808217},{"label":"Insurance companies","clients":12,"regulatoryAum":6226026842},{"label":"Sovereign wealth funds and foreign official institutions","clients":4,"regulatoryAum":2405566739},{"label":"Corporations and other businesses","clients":14,"regulatoryAum":5606636397}],"fees":[],"feeNotes":[],"custodians":[{"name":"Jpmorgan Chase Bank, National Association","shortName":"J.P. Morgan","location":"Columbus, OH","smaAssets":6351186083},{"name":"State Street Corporation","shortName":"State Street","location":"Boston, MA","smaAssets":2791379512},{"name":"Citigroup Global Markets Inc.","shortName":"Citigroup Global Markets","location":"New York, NY","smaAssets":3609780639}],"custodyNote":"Jpmorgan Asset Management (asia Pacific) Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jacqueline Tan Ai Li","title":"Chief Compliance Officer / Managing Director","crd":"7421809"},{"name":"Edwin Chan","title":"Director/Managing Director","crd":"6663205"},{"name":"Stiofan DeBurca","title":"Director / Managing Director","crd":"7396580"},{"name":"Christopher Spelman","title":"Director / Managing Director","crd":"6453168"},{"name":"Chloe Thomas","title":"Director/Managing Director","crd":"7069607"},{"name":"Daniel Watkins","title":"Director/Managing Director","crd":"6178182"},{"name":"Sohee Yun","title":"Assistant General Counsel / Primary Legal Contact","crd":"8061378"}],"ownership":[{"label":"Jpmorgan Asset Management (asia) Inc.","detail":"Shareholder in the 75% or more ownership band and a control person, since November 2001."},{"label":"Jpmorgan Chase Holdings LLC","detail":"Indirect owner: a shareholder of Jpmorgan Asset Management Holdings Inc. in the 75% or more band and a control person, since April 2017.","parent":"Jpmorgan Asset Management Holdings Inc."},{"label":"Jpmorgan Asset Management Holdings Inc.","detail":"Indirect owner: a shareholder of Jpmorgan Asset Management (asia) Inc. in the 75% or more band and a control person, since June 2001.","parent":"Jpmorgan Asset Management (asia) Inc."},{"label":"Jpmorgan Chase & Co.","detail":"Indirect owner: a shareholder of Jpmorgan Chase Holdings LLC in the 75% or more band and a control person, since September 2016.","parent":"Jpmorgan Chase Holdings LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"85228002800","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":30},{"label":"U.S. government/agency bonds","percent":19},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":13},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":24},{"label":"Cash and cash equivalents","percent":11},{"label":"Other","percent":1,"detail":"Mortgage Asset Backed"}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/300114/PDF/300114.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Jpmorgan Asset Management (asia Pacific) Limited have?","answer":"Jpmorgan Asset Management (asia Pacific) Limited has 210 clients and manages $169.6 billion for them, as of March 2026. They include 149 pooled investment vehicles, 21 pension and profit-sharing plans and 14 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Jpmorgan Asset Management (asia Pacific) Limited offer?","answer":"Jpmorgan Asset Management (asia Pacific) Limited provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Jpmorgan Asset Management (asia Pacific) Limited use?","answer":"Jpmorgan Asset Management (asia Pacific) Limited’s separately managed account assets are held at Jpmorgan Chase Bank, National Association (Columbus, OH), with $6,351,186,083, Citigroup Global Markets Inc. (New York, NY), with $3,609,780,639 and State Street Corporation (Boston, MA), with $2,791,379,512. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Jpmorgan Asset Management (asia Pacific) Limited have?","answer":"Jpmorgan Asset Management (asia Pacific) Limited has 0 investment adviser representatives registered with state securities authorities, out of 419 employees, and 62 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Jpmorgan Asset Management (asia Pacific) Limited invest in?","answer":"At the end of its last fiscal year, Jpmorgan Asset Management (asia Pacific) Limited’s separately managed accounts held 30% exchange-traded equities, 24% pooled vehicles (private funds and similar), 19% U.S. government and agency bonds, 13% investment grade corporate bonds, 11% cash and equivalents, 1% sovereign bonds, 1% high-yield corporate bonds and 1% mortgage asset backed. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Jpmorgan Asset Management (asia Pacific) Limited?","answer":"Jpmorgan Asset Management (asia Pacific) Limited is owned through a chain of holding companies by Jpmorgan Chase & Co. Its direct owner is Jpmorgan Asset Management (asia) Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Jpmorgan Asset Management (asia Pacific) Limited get paid?","answer":"Jpmorgan Asset Management (asia Pacific) Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}