{"url":"https://nivawealth.com/firms/jp-wealth-management-129475","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/129475","regulatoryAum":274006047,"crd":"129475","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2470223","suffix":null,"lastName":"CAREY","firstName":"JOHN","middleName":"FRANCIS"},{"crd":"1890482","suffix":null,"lastName":"CARRIER","firstName":"SUZETTE","middleName":"BARRINEAU"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-25","regulatoryAum":299638618,"clients":86,"employees":2,"offices":2},{"filedOn":"2022-07-18","regulatoryAum":233913109,"clients":82,"employees":2,"offices":4},{"filedOn":"2023-03-29","regulatoryAum":227326751,"clients":80,"employees":2,"offices":4},{"filedOn":"2024-03-11","regulatoryAum":216381760,"clients":75,"employees":2,"offices":4},{"filedOn":"2025-03-17","regulatoryAum":252392860,"clients":78,"employees":2,"offices":4},{"filedOn":"2026-03-30","regulatoryAum":274006047,"clients":71,"employees":2,"offices":4}],"secFileNumber":"801-63273","legalName":"JP Wealth Management, Inc.","displayName":"JP Wealth Management","slug":"jp-wealth-management-129475","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"New York corporation","fiscalYearEnd":"December","headquarters":{"street":"3401 Salterbeck Court, Suite 202","city":"MT. 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Pleasant","headquarters":true}]}],"brochureServices":["education planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"866-562-6969","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"51-100","assetMix":[{"label":"Non-exchange-traded equity securities","percent":4},{"label":"U.S. government/agency bonds","percent":41},{"label":"Securities issued by registered investment companies or business development companies","percent":49},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/129475/PDF/129475.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1033127","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does JP Wealth Management have?","answer":"JP Wealth Management has 71 clients and manages $274 million for them, as of March 2026. They include 71 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does JP Wealth Management offer?","answer":"JP Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and education planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does JP Wealth Management charge?","answer":"JP Wealth Management charges 0.40%–1.00% a year for its Investment Management Fees. The fee is billed in advance and is negotiable.","source":"JP WEALTH MANAGEMENT, LLC DISCLOSURE BROCHURE, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does JP Wealth Management use?","answer":"JP Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Orlando, FL), with $274M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does JP Wealth Management have?","answer":"JP Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does JP Wealth Management invest in?","answer":"At the end of its last fiscal year, JP Wealth Management’s separately managed accounts held 49% registered funds (mutual funds, ETFs, BDCs), 41% U.S. government and agency bonds, 6% cash and equivalents and 4% non-exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns JP Wealth Management?","answer":"JP Wealth Management’s direct owners are John Carey (25% to 50%) and Mark Perlson (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does JP Wealth Management get paid?","answer":"JP Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact JP Wealth Management?","answer":"JP Wealth Management’s main office is at 3401 Salterbeck Court, Suite 202, MT. Pleasant, SC 29466-7117. Its phone number is 866-562-6969.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/jp-wealth-management-129475/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1967622/000196762226000003/0001967622-26-000003-index.html","totalValue":158864073,"positionCount":14,"top10Share":0.9868607296754881,"top10":[{"issuer":"DFA U S Core Equity 2 (DFAC)","titleOfClass":"US CORE EQUITY 2","cusip":"25434V708","value":36151980,"shares":814968,"shareType":"SH","priorValue":31438245,"priorShares":809013},{"issuer":"Nasdaq 100 (QQQM)","titleOfClass":"NASDAQ 100 ETF","cusip":"46138G649","value":35104831,"shares":115869,"shareType":"SH","priorValue":27930568,"priorShares":117543},{"issuer":"SRH Total Return Fund (STEW)","titleOfClass":"COM","cusip":"101507101","value":28164451,"shares":1573433,"shareType":"SH","priorValue":26602385,"priorShares":1555695},{"issuer":"TCW Strategic Income (TSI)","titleOfClass":"COM","cusip":"872340104","value":20265626,"shares":4493487,"shareType":"SH","priorValue":20118446,"priorShares":4480723},{"issuer":"Nasdaq 100 (QQQ)","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":13032071,"shares":17697,"shareType":"SH","priorValue":10762098,"priorShares":18646},{"issuer":"AMERICAN CENTY ETF TR (AVUV)","titleOfClass":"US SML CP VALU","cusip":"025072877","value":10245541,"shares":82122,"shareType":"SH","priorValue":8961105,"priorShares":81118},{"issuer":"Sprott Physical Gold Etv (PHYS)","titleOfClass":"UNIT","cusip":"85207H104","value":9015701,"shares":298830,"shareType":"SH","priorValue":15331698,"priorShares":432610},{"issuer":"Russell 1000 Growth i-share (IWF)","titleOfClass":"RUS 1000 GRW ETF","cusip":"464287614","value":2682072,"shares":21600,"shareType":"SH","priorValue":2302560,"priorShares":5400},{"issuer":"Russell 1000 Value i-share (IWD)","titleOfClass":"RUS 1000 VAL ETF","cusip":"464287598","value":1264515,"shares":5216,"shareType":"SH","priorValue":1114503,"priorShares":5216},{"issuer":"Vguard Value index (VTV)","titleOfClass":"VALUE ETF","cusip":"922908744","value":849927,"shares":3900,"shareType":"SH","priorValue":765180,"priorShares":3900}],"positionsListed":14,"positions":[{"issuer":"DFA U S Core Equity 2 (DFAC)","titleOfClass":"US CORE EQUITY 2","cusip":"25434V708","value":36151980,"shares":814968,"shareType":"SH","priorValue":31438245,"priorShares":809013},{"issuer":"Nasdaq 100 (QQQM)","titleOfClass":"NASDAQ 100 ETF","cusip":"46138G649","value":35104831,"shares":115869,"shareType":"SH","priorValue":27930568,"priorShares":117543},{"issuer":"SRH Total Return Fund (STEW)","titleOfClass":"COM","cusip":"101507101","value":28164451,"shares":1573433,"shareType":"SH","priorValue":26602385,"priorShares":1555695},{"issuer":"TCW Strategic Income (TSI)","titleOfClass":"COM","cusip":"872340104","value":20265626,"shares":4493487,"shareType":"SH","priorValue":20118446,"priorShares":4480723},{"issuer":"Nasdaq 100 (QQQ)","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":13032071,"shares":17697,"shareType":"SH","priorValue":10762098,"priorShares":18646},{"issuer":"AMERICAN CENTY ETF TR (AVUV)","titleOfClass":"US SML CP VALU","cusip":"025072877","value":10245541,"shares":82122,"shareType":"SH","priorValue":8961105,"priorShares":81118},{"issuer":"Sprott Physical Gold Etv (PHYS)","titleOfClass":"UNIT","cusip":"85207H104","value":9015701,"shares":298830,"shareType":"SH","priorValue":15331698,"priorShares":432610},{"issuer":"Russell 1000 Growth i-share (IWF)","titleOfClass":"RUS 1000 GRW ETF","cusip":"464287614","value":2682072,"shares":21600,"shareType":"SH","priorValue":2302560,"priorShares":5400},{"issuer":"Russell 1000 Value i-share (IWD)","titleOfClass":"RUS 1000 VAL ETF","cusip":"464287598","value":1264515,"shares":5216,"shareType":"SH","priorValue":1114503,"priorShares":5216},{"issuer":"Vguard Value index (VTV)","titleOfClass":"VALUE ETF","cusip":"922908744","value":849927,"shares":3900,"shareType":"SH","priorValue":765180,"priorShares":3900},{"issuer":"DIMENSIONAL ETF TRUST (DFNM)","titleOfClass":"NATL MUN BD ETF","cusip":"25434V849","value":815411,"shares":16870,"shareType":"SH","priorValue":808579,"priorShares":16870},{"issuer":"Russell Midcap Value i-share (IWR)","titleOfClass":"RUS MDCP VAL ETF","cusip":"464287473","value":647358,"shares":5868,"shareType":"SH","priorValue":570546,"priorShares":5868},{"issuer":"Vguard Total World (VT)","titleOfClass":"TT WRLD ST ETF","cusip":"922042742","value":349999,"shares":2230,"shareType":"SH","priorValue":308454,"priorShares":2230},{"issuer":"ISHARES TR (IWO)","titleOfClass":"RUS 2000 GRW ETF","cusip":"464287648","value":274590,"shares":697,"shareType":"SH","priorValue":218726,"priorShares":697}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}