{"url":"https://nivawealth.com/firms/joss-brown-wealth-advisors-group-324719","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/324719","regulatoryAum":162360605,"crd":"324719","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4311348","suffix":null,"lastName":"BROWN","firstName":"KATHERINE","middleName":"LYNETTE"},{"crd":"4530542","suffix":null,"lastName":"JOSS","firstName":"DANIEL","middleName":"DRYDEN"},{"crd":"7973955","suffix":null,"lastName":"Joss","firstName":"Deven","middleName":"Klaus"},{"crd":"7214395","suffix":null,"lastName":"Robinson","firstName":"Michelle","middleName":"Ann-Marie"},{"crd":"7426564","suffix":null,"lastName":"Saunders","firstName":"Phillip","middleName":"Ferguson"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-04-27","regulatoryAum":110986272,"clients":103,"employees":4,"offices":2},{"filedOn":"2024-02-05","regulatoryAum":115670859,"clients":107,"employees":5,"offices":2},{"filedOn":"2025-04-29","regulatoryAum":139322250,"clients":123,"employees":5,"offices":2},{"filedOn":"2026-02-05","regulatoryAum":162360605,"clients":129,"employees":5,"offices":3}],"secFileNumber":"801-127223","legalName":"Joss Brown Wealth Advisors Group LLC","displayName":"Joss Brown Wealth Advisors Group","slug":"joss-brown-wealth-advisors-group-324719","website":"https://jossbrown.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Virginia limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1321 Jamestown Road, Suite 201","city":"Williamsburg","state":"VA","stateName":"Virginia","country":"United States","postalCode":"23185"},"tradeNames":[],"registration":{"secApproved":"20 January 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1245992.968503937,"staff":{"employees":5,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":162360605,"discretionary":150924535,"discretionaryAccounts":569,"nonDiscretionary":11436070,"nonDiscretionaryAccounts":34,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":10},"clientTypes":[{"label":"Individuals (other than HNW)","clients":58,"regulatoryAum":25190817},{"label":"High-net-worth individuals","clients":69,"regulatoryAum":133050290},{"label":"Pension and profit-sharing plans","clients":1,"regulatoryAum":4109416},{"label":"Other","clients":1,"regulatoryAum":10082}],"feePrograms":[{"role":"main","program":"Investment Advisory Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006603","versionId":1006603,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-02-05","documentName":"2026 ADV PART 2","fee_rate_low":0.25,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":"annual","fee_minimum_annual":5000},{"role":"other","program":"Financial Planning and Consulting (Stand-Alone)","summary":"Stand-alone planning is fixed or hourly: $5,000 to $50,000 for a comprehensive plan, $350 an hour, and from $2,500 for limited projects.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006603","versionId":1006603,"submittedOn":"2026-02-05","documentName":"2026 ADV PART 2"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:24:46.949902+00:00","documents":[{"name":"2026 ADV PART 2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006603","versionId":1006603,"submittedOn":"2026-02-05"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":68550678},{"name":"Fidelity","shortName":"Fidelity","location":"Boston, MA","smaAssets":102190000}],"custodyNote":"Joss Brown Wealth Advisors Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Katherine Brown","title":"Managing Member and Chief Compliance Officer","crd":"4311348"},{"name":"Daniel Joss","title":"Managing Member","crd":"4530542"}],"ownership":[{"label":"Daniel Joss","detail":"Managing member in the 50% to 75% ownership band and a control person, since November 2022."},{"label":"Katherine Brown","detail":"Managing member and chief compliance officer in the 25% to 50% ownership band and a control person, since November 2022."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Virginia","offices":3,"addresses":[{"street":"1321 Jamestown Road, Suite 201","city":"Williamsburg","headquarters":true},{"street":"751 Thimble Shoals BLVD","city":"Newport News"},{"street":"240 West Main Street","city":"Charlottesville"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"757-903-2127","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":7},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":88},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":3,"detail":"Gold and Silver Bullion"}],"privateFunds":0},"sources":{"adv1FilingDate":"5 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/324719/PDF/324719.pdf","brochureDate":"5 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006603","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Joss Brown Wealth Advisors Group have?","answer":"Joss Brown Wealth Advisors Group has 129 clients and manages $162 million for them, as of February 2026. They include 69 high-net-worth individuals, 58 individual clients and 1 pension or profit-sharing plan.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Joss Brown Wealth Advisors Group offer?","answer":"Joss Brown Wealth Advisors Group provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Joss Brown Wealth Advisors Group charge?","answer":"Joss Brown Wealth Advisors Group charges 0.25%–1.00% a year for its Investment Advisory Services. The fee is billed in advance or in arrears, is negotiable and has a $5,000 annual minimum.","source":"2026 ADV PART 2, filed 5 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Joss Brown Wealth Advisors Group use?","answer":"Joss Brown Wealth Advisors Group’s separately managed account assets are held at Fidelity (Boston, MA), with $102M and Charles Schwab & Co., Inc. (Westlake, TX), with $68.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Joss Brown Wealth Advisors Group have?","answer":"Joss Brown Wealth Advisors Group has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Joss Brown Wealth Advisors Group invest in?","answer":"At the end of its last fiscal year, Joss Brown Wealth Advisors Group’s separately managed accounts held 88% registered funds (mutual funds, ETFs, BDCs), 7% exchange-traded equities, 3% state and local bonds, 3% other, 1% U.S. government and agency bonds, 1% pooled vehicles (private funds and similar) and 1% cash and equivalents. The 3% other category is described as: Gold and Silver Bullion.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Joss Brown Wealth Advisors Group?","answer":"Joss Brown Wealth Advisors Group’s direct owners are Daniel Joss (50% to 75%) and Katherine Brown (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 5 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Joss Brown Wealth Advisors Group get paid?","answer":"Joss Brown Wealth Advisors Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Joss Brown Wealth Advisors Group?","answer":"Joss Brown Wealth Advisors Group’s main office is at 1321 Jamestown Road, Suite 201, Williamsburg, VA 23185. Its phone number is 757-903-2127. Its website is jossbrown.com.","source":"Form ADV Part 1A, Item 1.F, filed 5 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}