{"url":"https://nivawealth.com/firms/josh-arnold-investment-consultant-163088","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/163088","regulatoryAum":142137000,"crd":"163088","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"828189","suffix":null,"lastName":"ARNOLD","firstName":"JOSHUA","middleName":"DAVID"},{"crd":"4488576","suffix":null,"lastName":"ARNOLD","firstName":"JUDD","middleName":"MARCUS"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-05","regulatoryAum":123334000,"clients":242,"employees":2,"offices":1},{"filedOn":"2022-02-02","regulatoryAum":132263000,"clients":261,"employees":2,"offices":1},{"filedOn":"2023-04-07","regulatoryAum":99376000,"clients":223,"employees":2,"offices":1},{"filedOn":"2024-01-11","regulatoryAum":120049000,"clients":260,"employees":2,"offices":1},{"filedOn":"2025-02-14","regulatoryAum":150057000,"clients":258,"employees":2,"offices":1},{"filedOn":"2026-03-03","regulatoryAum":142137000,"clients":256,"employees":2,"offices":1}],"secFileNumber":"801-120651","legalName":"Josh Arnold Investment Consultant, LLC","displayName":"Josh Arnold Investment Consultant","slug":"josh-arnold-investment-consultant-163088","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Minnesota limited liability company","fiscalYearEnd":"December","headquarters":{"street":"6800 France Avenue South,, #325","city":"Edina","state":"MN","stateName":"Minnesota","country":"United States","postalCode":"55435"},"tradeNames":[],"registration":{"secApproved":"29 March 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":555222.65625,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":142137000,"discretionary":142137000,"discretionaryAccounts":401,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":204,"regulatoryAum":50637000},{"label":"High-net-worth individuals","clients":52,"regulatoryAum":91500000}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013696","versionId":1013696,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-03","documentName":"FORM ADV2A/2B - SEC","fee_rate_low":1.5,"fee_rate_high":2.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Hourly fee of $250 for financial planning, with an estimated plan fee given before work starts; half is paid at signing and the balance on delivery.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013696","versionId":1013696,"submittedOn":"2026-03-03","documentName":"FORM ADV2A/2B - SEC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:31:13.720019+00:00","documents":[{"name":"FORM ADV2A/2B - SEC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013696","versionId":1013696,"submittedOn":"2026-03-03"}]},"custodians":[{"name":"Aos, Inc.","shortName":"Aos","location":"Chicago, IL","smaAssets":142137000}],"custodyNote":"Josh Arnold Investment Consultant has custody of $150M for 258 clients.","otherCustodians":[],"leadership":[{"name":"Joshua Arnold","title":"Chief Compliance Officer/Managing Member","crd":"828189"}],"ownership":[{"label":"Joshua Arnold","detail":"Chief compliance officer/managing member in the 75% or more ownership band and a control person, since February 2016."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Minnesota","offices":1,"addresses":[{"street":"6800 France Avenue South,, #325","city":"Edina","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"952-925-5608","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":86},{"label":"Securities issued by registered investment companies or business development companies","percent":7},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"3 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/163088/PDF/163088.pdf","brochureDate":"3 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013696","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Josh Arnold Investment Consultant have?","answer":"Josh Arnold Investment Consultant has 256 clients and manages $142 million for them, as of March 2026. They include 204 individual clients and 52 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Josh Arnold Investment Consultant offer?","answer":"Josh Arnold Investment Consultant provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Josh Arnold Investment Consultant charge?","answer":"Josh Arnold Investment Consultant charges 1.50%–2.50% a year for its Asset Management. The fee is billed in arrears and is negotiable.","source":"FORM ADV2A/2B - SEC, filed 3 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Josh Arnold Investment Consultant use?","answer":"Josh Arnold Investment Consultant’s separately managed account assets are held at Aos, Inc. (Chicago, IL), with $142M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Josh Arnold Investment Consultant have?","answer":"Josh Arnold Investment Consultant has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Josh Arnold Investment Consultant invest in?","answer":"At the end of its last fiscal year, Josh Arnold Investment Consultant’s separately managed accounts held 86% exchange-traded equities, 7% registered funds (mutual funds, ETFs, BDCs) and 7% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Josh Arnold Investment Consultant?","answer":"Josh Arnold Investment Consultant’s direct owner is Joshua Arnold (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Josh Arnold Investment Consultant get paid?","answer":"Josh Arnold Investment Consultant is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Josh Arnold Investment Consultant?","answer":"Josh Arnold Investment Consultant’s main office is at 6800 France Avenue South,, #325, Edina, MN 55435. Its phone number is 952-925-5608.","source":"Form ADV Part 1A, Item 1.F, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/josh-arnold-investment-consultant-163088/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1911348/000191134826000004/0001911348-26-000004-index.html","totalValue":158981401,"positionCount":21,"top10Share":0.9434151923217735,"top10":[{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":88936532,"shares":307356,"shareType":"SH","priorValue":79027161,"priorShares":311388},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":21726598,"shares":91158,"shareType":"SH","priorValue":18332550,"priorShares":88023},{"issuer":"THE ONCOLOGY INSTITUTE INC","titleOfClass":"COM","cusip":"68236X100","value":13381469,"shares":2464359,"shareType":"SH","priorValue":7565582,"priorShares":2464359},{"issuer":"AGILON HEALTH INC","titleOfClass":"COM NEW","cusip":"00857U206","value":7824140,"shares":73000,"shareType":"SH"},{"issuer":"PORCH GROUP INC","titleOfClass":"COM","cusip":"733245104","value":5700882,"shares":379048,"shareType":"SH"},{"issuer":"LESLIES INC","titleOfClass":"COM","cusip":"527064208","value":3859741,"shares":380270,"shareType":"SH"},{"issuer":"INTEL CORP","titleOfClass":"COM","cusip":"458140100","value":2419090,"shares":17325,"shareType":"SH"},{"issuer":"SPACE EXPLORATION TECHN CORP","titleOfClass":"CLASS A COM STK","cusip":"84615Q103","value":2380884,"shares":21220,"shareType":"SH"},{"issuer":"KOPIN CORP","titleOfClass":"COM","cusip":"500600101","value":2016000,"shares":450000,"shareType":"SH"},{"issuer":"PALANTIR TECHNOLOGIES INC","titleOfClass":"CL A","cusip":"69608A108","value":1740133,"shares":14915,"shareType":"SH","priorValue":3075537,"priorShares":21025}],"positionsListed":21,"positions":[{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":88936532,"shares":307356,"shareType":"SH","priorValue":79027161,"priorShares":311388},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":21726598,"shares":91158,"shareType":"SH","priorValue":18332550,"priorShares":88023},{"issuer":"THE ONCOLOGY INSTITUTE INC","titleOfClass":"COM","cusip":"68236X100","value":13381469,"shares":2464359,"shareType":"SH","priorValue":7565582,"priorShares":2464359},{"issuer":"AGILON HEALTH INC","titleOfClass":"COM NEW","cusip":"00857U206","value":7824140,"shares":73000,"shareType":"SH"},{"issuer":"PORCH GROUP INC","titleOfClass":"COM","cusip":"733245104","value":5700882,"shares":379048,"shareType":"SH"},{"issuer":"LESLIES INC","titleOfClass":"COM","cusip":"527064208","value":3859741,"shares":380270,"shareType":"SH"},{"issuer":"INTEL CORP","titleOfClass":"COM","cusip":"458140100","value":2419090,"shares":17325,"shareType":"SH"},{"issuer":"SPACE EXPLORATION TECHN CORP","titleOfClass":"CLASS A COM STK","cusip":"84615Q103","value":2380884,"shares":21220,"shareType":"SH"},{"issuer":"KOPIN CORP","titleOfClass":"COM","cusip":"500600101","value":2016000,"shares":450000,"shareType":"SH"},{"issuer":"PALANTIR TECHNOLOGIES INC","titleOfClass":"CL A","cusip":"69608A108","value":1740133,"shares":14915,"shareType":"SH","priorValue":3075537,"priorShares":21025},{"issuer":"AKAMAI TECHNOLOGIES INC","titleOfClass":"COM","cusip":"00971T101","value":1563327,"shares":13225,"shareType":"SH","priorValue":1354275,"priorShares":11700},{"issuer":"TKO GROUP HOLDINGS INC","titleOfClass":"CL A","cusip":"87256C101","value":1502779,"shares":7465,"shareType":"SH","priorValue":3211276,"priorShares":15925},{"issuer":"FABRICAI INC","titleOfClass":"COM","cusip":"054748306","value":1016588,"shares":275498,"shareType":"SH"},{"issuer":"APPLIED MATLS INC","titleOfClass":"COM","cusip":"038222105","value":972435,"shares":1345,"shareType":"SH","priorValue":459708,"priorShares":1345},{"issuer":"ISHARES TR","titleOfClass":"0-3 MTH TREASURY","cusip":"46436E718","value":906030,"shares":9000,"shareType":"SH"},{"issuer":"CLEAR SECURE INC","titleOfClass":"COM CL A","cusip":"18467V109","value":810872,"shares":14550,"shareType":"SH"},{"issuer":"DRAFTKINGS INC NEW","titleOfClass":"COM CL A","cusip":"26142V105","value":770430,"shares":30500,"shareType":"SH"},{"issuer":"COHEN & STEERS QUALITY INCOM","titleOfClass":"COM","cusip":"19247L106","value":462241,"shares":37550,"shareType":"SH"},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":370289,"shares":740,"shareType":"SH","priorValue":354608,"priorShares":740},{"issuer":"C H ROBINSON WORLDWIDE IN","titleOfClass":"COM NEW","cusip":"12541W209","value":363496,"shares":1930,"shareType":"SH","priorValue":320515,"priorShares":1930},{"issuer":"SEZZLE INC","titleOfClass":"COM","cusip":"78435P105","value":257445,"shares":1500,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}