{"url":"https://nivawealth.com/firms/joseph-advisory-services-324475","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/324475","regulatoryAum":170855171,"crd":"324475","history":[{"filedOn":"2024-03-26","regulatoryAum":134367000,"clients":6,"employees":2,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":108446007,"clients":8,"employees":2,"offices":1},{"filedOn":"2026-03-24","regulatoryAum":170855171,"clients":8,"employees":1,"offices":1}],"secFileNumber":"801-128749","legalName":"Joseph Advisory Services, LLC","displayName":"Joseph Advisory Services","slug":"joseph-advisory-services-324475","website":"https://josephadvisory.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/324475/e59aeadf7c524a14-r1.webp","tone":"dark","width":532,"height":200,"sourceUrl":"https://www.josephadvisory.com/","sourceLabel":"Joseph Advisory, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"601 N. Mesa St., Floor 19","city":"El Paso","state":"TX","stateName":"Texas","country":"United States","postalCode":"79901"},"tradeNames":[],"registration":{"secApproved":"19 September 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":170855171,"discretionary":170855171,"discretionaryAccounts":8,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":8,"regulatoryAum":170855171}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Joseph Advisory Services has custody of $108M in client assets for 8 clients.","leadership":[{"name":"Ebetuel Pallares","title":"Founder, Chief Executive Officer and Chief Compliance Officer","crd":"7798523"}],"ownership":[{"label":"Ebetuel Pallares","detail":"Founder, chief executive officer and chief compliance officer in the 75% or more ownership band and a control person, since August 2023."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"601 N. Mesa St., Floor 19","city":"El Paso","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"915-820-8082","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":8},"sources":{"adv1FilingDate":"24 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/324475/PDF/324475.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Joseph Advisory Services have?","answer":"Joseph Advisory Services has 8 clients and manages $171 million for them, as of March 2026. They include 8 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Joseph Advisory Services offer?","answer":"Joseph Advisory Services provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Joseph Advisory Services have?","answer":"Joseph Advisory Services has 0 investment adviser representatives registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Joseph Advisory Services?","answer":"Joseph Advisory Services’ direct owner is Ebetuel Pallares (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Joseph Advisory Services get paid?","answer":"Joseph Advisory Services is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Joseph Advisory Services registered with the SEC?","answer":"Yes, Joseph Advisory Services has been registered with the SEC as an investment adviser since 19 September 2023. Its CRD number is 324475 and its SEC file number is 801-128749.","source":"Form ADV Part 1A, Item 1, filed 24 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Joseph Advisory Services?","answer":"Joseph Advisory Services’ main office is at 601 N. Mesa St., Floor 19, El Paso, TX 79901. Its phone number is 915-820-8082. Its website is josephadvisory.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}