{"url":"https://nivawealth.com/firms/jones-and-associates-premier-financial-solutions-152930","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/152930","regulatoryAum":227432800,"crd":"152930","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4767525","suffix":null,"lastName":"Jones","firstName":"Nicholas","middleName":"Ehren"},{"crd":"5813319","suffix":null,"lastName":"YUNGEN","firstName":"STEVEN","middleName":"JOHN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-27","regulatoryAum":134314489,"clients":416,"employees":5,"offices":1},{"filedOn":"2022-07-07","regulatoryAum":155650524,"clients":439,"employees":3,"offices":1},{"filedOn":"2023-08-01","regulatoryAum":152281519,"clients":727,"employees":4,"offices":1},{"filedOn":"2024-01-16","regulatoryAum":164398537,"clients":499,"employees":4,"offices":1},{"filedOn":"2025-03-11","regulatoryAum":196560708,"clients":536,"employees":3,"offices":2},{"filedOn":"2026-04-27","regulatoryAum":227432800,"clients":521,"employees":3,"offices":1}],"secFileNumber":"801-119927","legalName":"Jones & Associates Premier Financial Solutions, LLC","displayName":"Jones & Associates Premier Financial Solutions","slug":"jones-and-associates-premier-financial-solutions-152930","website":"https://jones-associates.net/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/152930/b746fbd0ff6d8aea-r1.webp","tone":"dark","width":765,"height":200,"sourceUrl":"https://www.jones-associates.net/","sourceLabel":"Jones & Associates Premier Financial Solutions, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"xUrl":"http://www.twitter.com/jones_associate","founded":null,"organization":"Oregon limited liability company","fiscalYearEnd":"December","headquarters":{"street":"260 N 3rd Street","city":"Jacksonville","state":"OR","stateName":"Oregon","country":"United States","postalCode":"97530"},"tradeNames":[],"registration":{"secApproved":"7 December 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":436531.2859884837,"staff":{"employees":3,"advisory":2,"brokerDealerReps":1,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":227432800,"discretionary":227432800,"discretionaryAccounts":1368,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":519},"clientTypes":[{"label":"Individuals (other than HNW)","clients":469,"regulatoryAum":140422800},{"label":"High-net-worth individuals","clients":52,"regulatoryAum":87010000}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042821","versionId":1042821,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-04-27","documentName":"ADV2A&2B","fee_rate_low":null,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"ERISA Plan Services","summary":"Annual fees for ERISA plan services are based on included plan assets, will not exceed 1%, and are negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042821","versionId":1042821,"submittedOn":"2026-04-27","documentName":"ADV2A&2B"},{"role":"other","program":"Financial Planning and Consulting","summary":"Financial planning is offered at a negotiable fixed fee of up to $2,500 or an hourly fee of $300; 50% is billed in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042821","versionId":1042821,"submittedOn":"2026-04-27","documentName":"ADV2A&2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:04:45.499859+00:00","documents":[{"name":"ADV2A&2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042821","versionId":1042821,"submittedOn":"2026-04-27"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":227432800}],"custodyNote":"Jones & Associates Premier Financial Solutions does not have custody of client assets.","leadership":[{"name":"Kelly Jones","title":"CFO","crd":"7051031"},{"name":"Nicholas Jones","title":"Principal/CCO","crd":"4767525"}],"ownership":[{"label":"Nicholas Jones","detail":"Principal/cco in the 75% or more ownership band and a control person, since January 2021."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Oregon","offices":1,"addresses":[{"street":"260 N 3rd Street","city":"Jacksonville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"541-500-4321","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":27},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":33},{"label":"Cash and cash equivalents","percent":7},{"label":"Other","percent":31,"detail":"Buffered Index Portfolios"}],"privateFunds":0},"sources":{"adv1FilingDate":"27 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/152930/PDF/152930.pdf","brochureDate":"27 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042821","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Jones & Associates Premier Financial Solutions have?","answer":"Jones & Associates Premier Financial Solutions has 521 clients and manages $227 million for them, as of April 2026. They include 469 individual clients and 52 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Jones & Associates Premier Financial Solutions offer?","answer":"Jones & Associates Premier Financial Solutions provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Jones & Associates Premier Financial Solutions charge?","answer":"Jones & Associates Premier Financial Solutions charges up to 1.00% a year for its Asset Management. The fee is billed in arrears and is negotiable.","source":"ADV2A&2B, filed 27 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Jones & Associates Premier Financial Solutions use?","answer":"Jones & Associates Premier Financial Solutions’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $227M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Jones & Associates Premier Financial Solutions have?","answer":"Jones & Associates Premier Financial Solutions has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Jones & Associates Premier Financial Solutions invest in?","answer":"At the end of its last fiscal year, Jones & Associates Premier Financial Solutions’ separately managed accounts held 33% registered funds (mutual funds, ETFs, BDCs), 31% other, 27% exchange-traded equities, 7% cash and equivalents, 1% non-exchange-traded equities and 1% U.S. government and agency bonds. The 31% other category is described as: Buffered Index Portfolios.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Jones & Associates Premier Financial Solutions?","answer":"Jones & Associates Premier Financial Solutions’ direct owner is Nicholas Jones (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Jones & Associates Premier Financial Solutions get paid?","answer":"Jones & Associates Premier Financial Solutions is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Jones & Associates Premier Financial Solutions registered with the SEC?","answer":"Yes, Jones & Associates Premier Financial Solutions has been registered with the SEC as an investment adviser since 7 December 2020. Its CRD number is 152930 and its SEC file number is 801-119927.","source":"Form ADV Part 1A, Item 1, filed 27 April 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Jones & Associates Premier Financial Solutions?","answer":"Jones & Associates Premier Financial Solutions’ main office is at 260 N 3rd Street, Jacksonville, OR 97530. Its phone number is 541-500-4321. Its website is jones-associates.net.","source":"Form ADV Part 1A, Item 1.F, filed 27 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}