{"url":"https://nivawealth.com/firms/johnston-investment-counsel-109726","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/109726","regulatoryAum":124954747,"crd":"109726","secFileNumber":"801-136986","legalName":"Johnston Investment Counsel, LTD.","displayName":"Johnston Investment Counsel","slug":"johnston-investment-counsel-109726","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Illinois corporation","fiscalYearEnd":"December","headquarters":{"street":"2714 N. Knoxville","city":"Peoria","state":"IL","stateName":"Illinois","country":"United States","postalCode":"61604"},"tradeNames":[],"registration":{"secApproved":"28 September 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1359367.2613636365,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":124954747,"discretionary":110475918,"discretionaryAccounts":275,"nonDiscretionary":14478829,"nonDiscretionaryAccounts":30,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":58,"regulatoryAum":19692726},{"label":"High-net-worth individuals","clients":30,"regulatoryAum":99931593},{"label":"Charitable organizations","clients":2,"regulatoryAum":5330428}],"feePrograms":[{"role":"other","program":"Comprehensive Financial Planning (project based)","summary":"Project-based comprehensive financial planning has no pre-determined fee. An estimated fee, based on the services, complexity and estimated hours, is given before the engagement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058808","versionId":1058808,"submittedOn":"2026-09-23","documentName":"JOHNSTON INVESTMENT COUNSEL FROM PART 2A/2B (SEPTEMBER 23, 2026)"},{"role":"other","program":"Comprehensive Financial Planning (retainer based)","summary":"Retainer-based comprehensive financial planning has a maximum annual fee of 0.40% on the first $1,000,000 of assets under advisement, stepping down to 0.05% over $10 million, with a $2,500 minimum.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058808","versionId":1058808,"submittedOn":"2026-09-23","documentName":"JOHNSTON INVESTMENT COUNSEL FROM PART 2A/2B (SEPTEMBER 23, 2026)"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T12:04:30.3722+00:00","documents":[{"name":"JOHNSTON INVESTMENT COUNSEL FROM PART 2A/2B (SEPTEMBER 23, 2026)","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058808","versionId":1058808,"submittedOn":"2026-09-23"}]},"custodians":[],"custodyNote":"Johnston Investment Counsel does not have custody of client assets.","leadership":[],"ownership":[],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"2714 N. Knoxville","city":"Peoria","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"309-674-3330","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":15},{"label":"U.S. government/agency bonds","percent":4},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":74},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"29 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/109726/PDF/109726.pdf","brochureDate":"23 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058808","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Johnston Investment Counsel have?","answer":"Johnston Investment Counsel has 90 clients and manages $125 million for them, as of September 2026. They include 58 individual clients, 30 high-net-worth individuals and 2 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Johnston Investment Counsel offer?","answer":"Johnston Investment Counsel provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Johnston Investment Counsel have?","answer":"Johnston Investment Counsel has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Johnston Investment Counsel invest in?","answer":"At the end of its last fiscal year, Johnston Investment Counsel’s separately managed accounts held 74% registered funds (mutual funds, ETFs, BDCs), 15% exchange-traded equities, 6% pooled vehicles (private funds and similar), 4% U.S. government and agency bonds and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How does Johnston Investment Counsel get paid?","answer":"Johnston Investment Counsel is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Johnston Investment Counsel registered with the SEC?","answer":"Yes, Johnston Investment Counsel has been registered with the SEC as an investment adviser since 28 September 2026. Its CRD number is 109726 and its SEC file number is 801-136986.","source":"Form ADV Part 1A, Item 1, filed 29 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Johnston Investment Counsel?","answer":"Johnston Investment Counsel’s main office is at 2714 N. Knoxville, Peoria, IL 61604. Its phone number is 309-674-3330.","source":"Form ADV Part 1A, Item 1.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}