{"url":"https://nivawealth.com/firms/johnson-wealth-125557","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/125557","regulatoryAum":10348426272,"crd":"125557","secFileNumber":"801-61862","legalName":"Johnson Wealth Inc.","displayName":"Johnson Wealth","website":null,"founded":null,"organization":"Wisconsin corporation","fiscalYearEnd":"December","headquarters":{"street":"555 East Wells Street, Suite 1900","city":"Milwaukee","state":"WI","stateName":"Wisconsin","country":"United States","postalCode":"53202"},"tradeNames":["Johnson Financial Group Inc."],"registration":{"secApproved":"4 March 2003","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":142,"advisory":71,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"discretionary":8474742222,"discretionaryAccounts":6620,"nonDiscretionary":1873684050,"nonDiscretionaryAccounts":81,"wrapProgram":null,"nonUsClientsPct":2,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":180,"regulatoryAum":30031201},{"label":"High-net-worth individuals","clients":2058,"regulatoryAum":3893505405},{"label":"Pension and profit-sharing plans","clients":26,"regulatoryAum":291899243},{"label":"Charitable organizations","clients":36,"regulatoryAum":177295931},{"label":"State or municipal government entities","clients":4,"regulatoryAum":167325953},{"label":"Other investment advisers","clients":1,"regulatoryAum":4383321131},{"label":"Corporations and other businesses","clients":107,"regulatoryAum":1405047408}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Johnson Bank","shortName":"Johnson Bank","location":"Racine, WI","smaAssets":4337777124},{"name":"Pershing LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":4507731173}],"custodyNote":"Johnson Wealth has custody of $4.51B for 2,164 clients.","otherCustodians":[],"leadership":[{"name":"Daniel Brunner","title":"Senior Vice President - Finance","crd":"7038018"},{"name":"Jeffrey Pierce","title":"Director, President, Executive Vice President - Wealth","crd":"6105421"},{"name":"Bryant Shurn","title":"Senior Vice President - Director of Wealth Sales","crd":"4601168"},{"name":"Jeff Blonski","title":"Director, Chief Financial","crd":"8193386"},{"name":"Adam Bellmer","title":"Chief Compliance Officer","crd":"5585459"},{"name":"Dominic Ceci","title":"Chief Investment Officer","crd":"7531466"},{"name":"Ronald Lehmann","title":"Chief Administrative Officer","crd":"2842307"},{"name":"Benjamin Pavlik","title":"Director, Legal Counsel and Secretary","crd":"5860396"}],"ownership":[{"label":"Johnson Financial Group, Inc.","detail":"Direct owner in the 75% or more ownership band and a control person, since June 2016."},{"label":"Helen Johnson-Leipold","detail":"Indirect owner: general partner of JFG Control, LP and a control person, since December 2025.","parent":"JFG Control, LP"},{"label":"JFG Control, LP","detail":"Indirect owner: a shareholder of a and b shares of Johnson Financial Group, Inc. in the 50% to 75% band and a control person, since December 2025.","parent":"Johnson Financial Group, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":7,"privateResidences":0},"listedOfficeAddresses":8,"officesByState":[{"state":"Wisconsin","offices":8,"addresses":[{"street":"555 East Wells Street, Suite 1900","city":"Milwaukee","headquarters":true},{"street":"7401 144th Avenue","city":"Kenosha"},{"street":"555 Main Street","city":"Racine"},{"street":"318 S Washington Street","city":"Green Bay"},{"street":"1 S Main Street","city":"Janesville"},{"street":"4120 North Galaxy DR","city":"Appleton"},{"street":"N22W23991 Ridgeview Pkwy W","city":"Waukesha"},{"street":"10 E. Doty Street","city":"Madison"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"414-291-4500","stateRegisteredReps":68,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1000","assetMix":[{"label":"Exchange-traded equity securities","percent":29},{"label":"U.S. government/agency bonds","percent":7},{"label":"U.S. state and local bonds","percent":5},{"label":"Investment grade corporate bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":46},{"label":"Cash and cash equivalents","percent":7},{"label":"Other","percent":3,"detail":"Private Placements, Alternatives, Real Estate, Promissory Notes"}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/125557/PDF/125557.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Johnson Wealth have?","answer":"Johnson Wealth has 2,412 clients and manages $10.3 billion for them, as of March 2026. They include 2,058 high-net-worth individuals, 180 other individuals and 107 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Johnson Wealth offer?","answer":"Johnson Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Johnson Wealth use?","answer":"Johnson Wealth’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $4,507,731,173 and Johnson Bank (Racine, WI), with $4,337,777,124. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Johnson Wealth have?","answer":"Johnson Wealth has 68 investment adviser representatives registered with state securities authorities, out of 142 employees, and 71 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Johnson Wealth invest in?","answer":"At the end of its last fiscal year, Johnson Wealth’s separately managed accounts held 46% registered funds (mutual funds, ETFs, BDCs), 29% exchange-traded equities, 7% U.S. government and agency bonds, 7% cash and equivalents, 5% state and local bonds, 3% investment grade corporate bonds and 3% private placements, alternatives, real estate, promissory notes. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Johnson Wealth?","answer":"Johnson Wealth’s direct owner is Johnson Financial Group, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Johnson Wealth get paid?","answer":"Johnson Wealth is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}