{"url":"https://nivawealth.com/firms/john-hancock-investment-management-105790","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/105790","regulatoryAum":212052000251,"crd":"105790","secFileNumber":"801-8124","legalName":"John Hancock Investment Management LLC","displayName":"John Hancock Investment Management","website":"http://www.johnhancock.com","linkedinUrl":"https://www.linkedin.com/company/manulife-john-hancock-investments/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"200 Berkeley ST.","city":"Boston","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02116-5022"},"tradeNames":[],"registration":{"secApproved":"12 December 1971","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":357,"advisory":28,"brokerDealerReps":183,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":212052000251,"discretionaryAccounts":126,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":0,"nonUsClientsPct":0,"nonAumClients":4},"clientTypes":[{"label":"Investment companies","clients":126,"regulatoryAum":212051649626},{"label":"Other","clients":null,"regulatoryAum":350625}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"John Hancock Investment Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kristie Feinberg","title":"Director, President and Chief Executive Officer","crd":"3162040"},{"name":"Effie Georgountzos","title":"Chief Financial Officer","crd":"4300422"},{"name":"Trevor Swanberg","title":"Chief Compliance Officer","crd":"4213623"},{"name":"Philip Fontana","title":"Director","crd":"7355051"},{"name":"Andrew McFetridge","title":"Director","crd":"2516238"},{"name":"Betsy Seel","title":"Chief Legal Counsel","crd":"4469605"}],"ownership":[{"label":"John Hancock Subsidiaries LLC","detail":"Member in the 75% or more ownership band and a control person, since March 1992."},{"label":"Manulife Financial Corporation","detail":"Indirect owner: a shareholder of The Manufacturers Life Insurance Company (canada) in the 75% or more band and a control person, since September 1999.","parent":"The Manufacturers Life Insurance Company (canada)"},{"label":"John Hancock Financial Corporation","detail":"Indirect owner: a shareholder of The Manufacturers Investment Corporation in the 75% or more band and a control person, since December 2009.","parent":"The Manufacturers Investment Corporation"},{"label":"John Hancock Life Insurance Company (u.s.a.)","detail":"Indirect owner: a member of John Hancock Subsidiaries LLC in the 75% or more band and a control person, since December 2009.","parent":"John Hancock Subsidiaries LLC"},{"label":"The Manufacturers Life Insurance Company (canada)","detail":"Indirect owner: a shareholder of Manulife Holdings (alberta) Limited in the 75% or more band and a control person, since December 2003.","parent":"Manulife Holdings (alberta) Limited"},{"label":"Manulife Holdings (alberta) Limited","detail":"Indirect owner: a shareholder of John Hancock Financial Corporation in the 75% or more band and a control person, since December 2009.","parent":"John Hancock Financial Corporation"},{"label":"The Manufacturers Investment Corporation","detail":"Indirect owner: a shareholder of John Hancock Life Insurance Company (u.s.a.) in the 75% or more band and a control person, since January 2002.","parent":"John Hancock Life Insurance Company (u.s.a.)"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"200 Berkeley ST.","city":"Boston","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-663-3000","stateRegisteredReps":168,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":97},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/105790/PDF/105790.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does John Hancock Investment Management have?","answer":"John Hancock Investment Management has 126 clients and manages $212.1 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does John Hancock Investment Management offer?","answer":"John Hancock Investment Management provides portfolio management for individuals and small businesses and portfolio management for investment companies.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does John Hancock Investment Management have?","answer":"John Hancock Investment Management has 168 investment adviser representatives registered with state securities authorities, out of 357 employees, and 28 perform investment advisory functions. 183 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does John Hancock Investment Management invest in?","answer":"At the end of its last fiscal year, John Hancock Investment Management’s separately managed accounts held 97% exchange-traded equities and 3% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns John Hancock Investment Management?","answer":"John Hancock Investment Management is owned through a chain of holding companies by Manulife Financial Corporation. Its direct owner is John Hancock Subsidiaries LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does John Hancock Investment Management get paid?","answer":"John Hancock Investment Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}