{"url":"https://nivawealth.com/firms/jms-capital-group-wealth-services-281325","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/281325","regulatoryAum":174006823,"crd":"281325","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2981435","suffix":null,"lastName":"CORSO","firstName":"MELISSA","middleName":"TSAGGARIS"},{"crd":"3101109","suffix":null,"lastName":"MILLER","firstName":"SCOTT","middleName":"WILLIAM"},{"crd":"2360548","suffix":null,"lastName":"SCHNEIDER","firstName":"JOHN","middleName":"MARTIN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-26","regulatoryAum":144700000,"clients":408,"employees":4,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":160573053,"clients":440,"employees":4,"offices":1},{"filedOn":"2023-03-27","regulatoryAum":141951945,"clients":429,"employees":4,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":143844876,"clients":407,"employees":4,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":161341250,"clients":415,"employees":4,"offices":1},{"filedOn":"2026-03-27","regulatoryAum":174006823,"clients":419,"employees":4,"offices":1}],"secFileNumber":"801-106661","legalName":"JMS Capital Group Wealth Services, LLC","displayName":"JMS Capital Group Wealth Services","slug":"jms-capital-group-wealth-services-281325","website":"https://jmscapitalgroup.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/281325/782b0c58368acd67-r1.webp","tone":"dark","width":1111,"height":200,"sourceUrl":"https://www.jmscapitalgroup.com/","sourceLabel":"JMS Capital Group Wealth Services, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/jms-capital-group/","xUrl":"https://twitter.com/jmscapitalgroup?lang=en","founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"417 Thorn Street, Suite 300","city":"Sewickley","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"15143"},"tradeNames":[],"registration":{"secApproved":"2 October 2015","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":323756.25060240965,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":174006823,"discretionary":135585288,"discretionaryAccounts":413,"nonDiscretionary":38421535,"nonDiscretionaryAccounts":6,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":265,"regulatoryAum":48054703},{"label":"High-net-worth individuals","clients":150,"regulatoryAum":86304141},{"label":"Banking or thrift institutions","clients":0,"fewerThan5":true,"regulatoryAum":0},{"label":"Pension and profit-sharing plans","clients":3,"regulatoryAum":38394195},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":1253784},{"label":"State or municipal government entities","clients":0,"fewerThan5":true,"regulatoryAum":0},{"label":"Other investment advisers","clients":0,"fewerThan5":true,"regulatoryAum":0},{"label":"Insurance companies","clients":0,"fewerThan5":true,"regulatoryAum":0},{"label":"Sovereign wealth funds and foreign official institutions","clients":0,"fewerThan5":true,"regulatoryAum":0},{"label":"Corporations and other businesses","clients":0,"fewerThan5":true,"regulatoryAum":0}],"feePrograms":[{"role":"main","program":"Individual Portfolio Management","feeBasis":"marginal","fee_tiers":[{"to":500000,"pct":1.25,"from":0},{"to":1000000,"pct":1,"from":500000},{"to":1500000,"pct":0.75,"from":1000000},{"to":null,"pct":0.65,"from":1500000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028267","versionId":1028267,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-27","documentName":"JMS - 2026 ADV PART 2A - 3.26.26","fee_rate_low":0.65,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning Fees","summary":"Financial planning is a fixed fee, typically $500 to $5,000, and is included with investment supervisory services for most clients.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028267","versionId":1028267,"submittedOn":"2026-03-27","documentName":"JMS - 2026 ADV PART 2A - 3.26.26"},{"role":"other","program":"Pension Consulting Fees","summary":"Pension consulting is an annual fee of 0.20% to 1.25% of plan assets, billed in arrears or in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028267","versionId":1028267,"submittedOn":"2026-03-27","documentName":"JMS - 2026 ADV PART 2A - 3.26.26"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:16:56.040313+00:00","documents":[{"name":"JMS - 2026 ADV PART 2A - 3.26.26","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028267","versionId":1028267,"submittedOn":"2026-03-27"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Orlando, FL","smaAssets":129354267},{"name":"Empower Financial Services, Inc.","shortName":"Empower","location":"Greenwood Village, CO","smaAssets":38394195},{"name":"Capital Client Group, Inc.","shortName":"Capital Client Group","location":"Los Angeles, CA","smaAssets":4593440}],"custodyNote":"JMS Capital Group Wealth Services has custody of $11.4M for 10 clients.","otherCustodians":[],"leadership":[{"name":"John Schneider","title":"President/CEO","crd":"2360548"},{"name":"Melissa Corso","title":"Chief Compliance Officer","crd":"2981435"}],"ownership":[{"label":"JMS Capital Group, LLC","detail":"Owner / holding company in the 75% or more ownership band and a control person, since July 2015."},{"label":"John Schneider","detail":"Indirect owner: a owner of JMS Capital Group, LLC in the 75% or more band and a control person, since July 2015.","parent":"JMS Capital Group, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"417 Thorn Street, Suite 300","city":"Sewickley","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"412-415-1177","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters","Other"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":41},{"label":"U.S. government/agency bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":45},{"label":"Cash and cash equivalents","percent":12}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/281325/PDF/281325.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028267","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does JMS Capital Group Wealth Services have?","answer":"JMS Capital Group Wealth Services has 419 clients and manages $174 million for them, as of March 2026. They include 265 individual clients, 150 high-net-worth individuals, and 3 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does JMS Capital Group Wealth Services offer?","answer":"JMS Capital Group Wealth Services provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and publishing newsletters.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does JMS Capital Group Wealth Services charge?","answer":"JMS Capital Group Wealth Services charges 0.65%–1.25% a year for its Individual Portfolio Management. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"JMS - 2026 ADV PART 2A - 3.26.26, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does JMS Capital Group Wealth Services use?","answer":"JMS Capital Group Wealth Services’ separately managed account assets are held at Charles Schwab & Co., Inc. (Orlando, FL), with $129M, Empower Financial Services, Inc. (Greenwood Village, CO), with $38.4M and Capital Client Group, Inc. (Los Angeles, CA), with $4.59M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does JMS Capital Group Wealth Services have?","answer":"JMS Capital Group Wealth Services has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does JMS Capital Group Wealth Services invest in?","answer":"At the end of its last fiscal year, JMS Capital Group Wealth Services’ separately managed accounts held 45% registered funds (mutual funds, ETFs, BDCs), 41% exchange-traded equities, 12% cash and equivalents and 2% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns JMS Capital Group Wealth Services?","answer":"JMS Capital Group Wealth Services is owned through a holding company by John Schneider. Its direct owner is JMS Capital Group, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does JMS Capital Group Wealth Services get paid?","answer":"JMS Capital Group Wealth Services is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact JMS Capital Group Wealth Services?","answer":"JMS Capital Group Wealth Services’ main office is at 417 Thorn Street, Suite 300, Sewickley, PA 15143. Its phone number is 412-415-1177. Its website is jmscapitalgroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}