{"url":"https://nivawealth.com/firms/jk-private-wealth-305987","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/305987","regulatoryAum":156427502,"crd":"305987","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2475258","suffix":null,"lastName":"KOONS","firstName":"JOHN","middleName":"OTTENS"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-02-28","regulatoryAum":107302745,"clients":161,"employees":2,"offices":1},{"filedOn":"2025-02-20","regulatoryAum":127105066,"clients":132,"employees":2,"offices":1},{"filedOn":"2026-03-03","regulatoryAum":156427502,"clients":115,"employees":2,"offices":1}],"secFileNumber":"801-129804","legalName":"JK Private Wealth, LLC","displayName":"JK Private Wealth","slug":"jk-private-wealth-305987","website":"https://jkprivatewealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"49 Welles St., Suite 204","city":"Glastonbury","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06033"},"tradeNames":[],"registration":{"secApproved":"2 April 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1360239.147826087,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":156427502,"discretionary":156427502,"discretionaryAccounts":465,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":42,"regulatoryAum":13369312},{"label":"High-net-worth individuals","clients":73,"regulatoryAum":143058190}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013726","versionId":1013726,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-03","documentName":"FIRM BROCHURE","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:28:27.808564+00:00","documents":[{"name":"FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013726","versionId":1013726,"submittedOn":"2026-03-03"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Omaha, NE","smaAssets":148325645}],"custodyNote":"JK Private Wealth has custody of $30.7M in client assets for 92 clients.","leadership":[{"name":"John Koons","title":"Managing Member & Chief Compliance Officer","crd":"2475258"}],"ownership":[{"label":"John Koons","detail":"Managing member & chief compliance officer in the 75% or more ownership band and a control person, since December 2019."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"49 Welles St., Suite 204","city":"Glastonbury","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"860-781-8341","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":4},{"label":"U.S. government/agency bonds","percent":13},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":62},{"label":"Cash and cash equivalents","percent":18},{"label":"Other","percent":3,"detail":"Advisory Annuities"}],"privateFunds":0},"sources":{"adv1FilingDate":"3 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/305987/PDF/305987.pdf","brochureDate":"3 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013726","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does JK Private Wealth have?","answer":"JK Private Wealth has 115 clients and manages $156 million for them, as of March 2026. They include 73 high-net-worth individuals and 42 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does JK Private Wealth offer?","answer":"JK Private Wealth provides portfolio management for individuals and small businesses and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does JK Private Wealth charge?","answer":"JK Private Wealth charges up to 1.50% a year for its Asset Management. The fee is billed in advance and is negotiable.","source":"FIRM BROCHURE, filed 3 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does JK Private Wealth use?","answer":"JK Private Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $148M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does JK Private Wealth have?","answer":"JK Private Wealth has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does JK Private Wealth invest in?","answer":"At the end of its last fiscal year, JK Private Wealth’s separately managed accounts held 62% registered funds (mutual funds, ETFs, BDCs), 18% cash and equivalents, 13% U.S. government and agency bonds, 4% exchange-traded equities, 3% other and 1% state and local bonds. The 3% other category is described as: Advisory Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns JK Private Wealth?","answer":"JK Private Wealth’s direct owner is John Koons (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does JK Private Wealth get paid?","answer":"JK Private Wealth is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is JK Private Wealth registered with the SEC?","answer":"Yes, JK Private Wealth has been registered with the SEC as an investment adviser since 2 April 2024. Its CRD number is 305987 and its SEC file number is 801-129804.","source":"Form ADV Part 1A, Item 1, filed 3 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact JK Private Wealth?","answer":"JK Private Wealth’s main office is at 49 Welles St., Suite 204, Glastonbury, CT 06033. Its phone number is 860-781-8341. Its website is jkprivatewealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}