{"url":"https://nivawealth.com/firms/jjsa-advisors-116460","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/116460","regulatoryAum":154336256,"crd":"116460","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6034673","suffix":null,"lastName":"KRAUSE","firstName":"KELLY","middleName":"JEAN"},{"crd":"7464405","suffix":null,"lastName":"QUITONI","firstName":"DYLAN","middleName":"RAY"},{"crd":"1356291","suffix":null,"lastName":"ROADMAN","firstName":"DOREEN","middleName":"SUE"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-07-25","regulatoryAum":127893984,"clients":187,"employees":2,"offices":1},{"filedOn":"2026-03-12","regulatoryAum":154336256,"clients":218,"employees":2,"offices":1}],"secFileNumber":"801-134015","legalName":"Jjsa Advisors, LTD.","displayName":"JJSA Advisors","slug":"jjsa-advisors-116460","website":"https://jjsadvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Virginia corporation","fiscalYearEnd":"December","headquarters":{"street":"4456 Corporation Lane, Suite 112","city":"Virginia Beach","state":"VA","stateName":"Virginia","country":"United States","postalCode":"23462"},"tradeNames":[],"registration":{"secApproved":"25 July 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":707964.4770642202,"staff":{"employees":2,"advisory":2,"brokerDealerReps":2,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":154336256,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":154336256,"nonDiscretionaryAccounts":587,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":3},"clientTypes":[{"label":"Individuals (other than HNW)","clients":172,"regulatoryAum":57515473},{"label":"High-net-worth individuals","clients":46,"regulatoryAum":96820783}],"feePrograms":[{"role":"other","program":"Financial planning","summary":"Financial, tax, retirement and estate planning carry minimum fees of $1,500 for comprehensive planning, $750 for two limited areas and $200 for miscellaneous advice.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018145","versionId":1018145,"submittedOn":"2026-03-12","documentName":"ADV PART 2 BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T12:22:59.86419+00:00","documents":[{"name":"ADV PART 2 BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018145","versionId":1018145,"submittedOn":"2026-03-12"}]},"custodians":[{"name":"SEI Trust Company","shortName":"SEI Trust","location":"Oaks, PA","smaAssets":143446857}],"custodyNote":"JJSA Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kelly Krause","title":"Vice President","crd":"6034673"},{"name":"Doreen Roadman","title":"President and Chief Compliance Officer","crd":"1356291"}],"ownership":[{"label":"Doreen Roadman","detail":"President and chief compliance officer in the 75% or more ownership band and a control person, since March 2005."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Virginia","offices":1,"addresses":[{"street":"4456 Corporation Lane, Suite 112","city":"Virginia Beach","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"757-473-0004","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"51-100","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":97},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"12 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/116460/PDF/116460.pdf","brochureDate":"12 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018145","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does JJSA Advisors have?","answer":"JJSA Advisors has 218 clients and manages $154 million for them, as of March 2026. They include 172 individual clients and 46 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does JJSA Advisors offer?","answer":"JJSA Advisors provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does JJSA Advisors use?","answer":"JJSA Advisors’ separately managed account assets are held at SEI Trust Company (Oaks, PA), with $143M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does JJSA Advisors have?","answer":"JJSA Advisors has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does JJSA Advisors invest in?","answer":"At the end of its last fiscal year, JJSA Advisors’ separately managed accounts held 97% registered funds (mutual funds, ETFs, BDCs) and 3% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns JJSA Advisors?","answer":"JJSA Advisors’ direct owner is Doreen Roadman (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does JJSA Advisors get paid?","answer":"JJSA Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact JJSA Advisors?","answer":"JJSA Advisors’ main office is at 4456 Corporation Lane, Suite 112, Virginia Beach, VA 23462. Its phone number is 757-473-0004. Its website is jjsadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}