{"url":"https://nivawealth.com/firms/jjp-capital-management-105374","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/105374","regulatoryAum":389876403,"crd":"105374","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8102707","suffix":null,"lastName":"Pascucci","firstName":"Jordon","middleName":"J"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-25","regulatoryAum":248208390,"clients":52,"employees":2,"offices":1},{"filedOn":"2022-06-16","regulatoryAum":294738324,"clients":53,"employees":2,"offices":1},{"filedOn":"2023-03-14","regulatoryAum":286833634,"clients":63,"employees":2,"offices":1},{"filedOn":"2024-03-06","regulatoryAum":312499320,"clients":61,"employees":2,"offices":1},{"filedOn":"2025-06-05","regulatoryAum":348688218,"clients":61,"employees":2,"offices":1},{"filedOn":"2026-03-10","regulatoryAum":389876403,"clients":67,"employees":3,"offices":1}],"secFileNumber":"801-20567","legalName":"JJP Capital Management, Inc.","displayName":"JJP Capital Management","slug":"jjp-capital-management-105374","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Missouri corporation","fiscalYearEnd":"December","headquarters":{"street":"112 South College Avenue","city":"Columbia","state":"MO","stateName":"Missouri","country":"United States","postalCode":"65201"},"tradeNames":[],"registration":{"secApproved":"5 March 1984","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":5647867.865671642,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":389876403,"discretionary":389876403,"discretionaryAccounts":183,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":71},"clientTypes":[{"label":"Individuals (other than HNW)","clients":44,"regulatoryAum":74336040},{"label":"High-net-worth individuals","clients":23,"regulatoryAum":304071107},{"label":"Charitable organizations","clients":0,"fewerThan5":true,"regulatoryAum":11273459},{"label":"Corporations and other businesses","clients":0,"fewerThan5":true,"regulatoryAum":195797}],"feePrograms":[{"role":"main","program":"Fee Schedule and Billing Method","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016582","versionId":1016582,"ratePeriod":"not_stated","fee_billing":"arrears","submittedOn":"2026-03-10","documentName":"JJP CAPITAL MANAGEMENT 2026","fee_rate_low":0.25,"fee_rate_high":1,"fee_negotiable":false,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial consulting services","summary":"Financial consulting is provided on an hourly basis at a rate not to exceed $500 per hour, billed in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016582","versionId":1016582,"submittedOn":"2026-03-10","documentName":"JJP CAPITAL MANAGEMENT 2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T08:09:01.844087+00:00","documents":[{"name":"JJP CAPITAL MANAGEMENT 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016582","versionId":1016582,"submittedOn":"2026-03-10"}]},"custodians":[{"name":"Morgan Stanley Smith Barney LLC","shortName":"Morgan Stanley","location":"Clayton, MO","smaAssets":296624340},{"name":"Oppenheimer & Co. Inc.","shortName":"Oppenheimer & Co.","location":"St Louis, MO","smaAssets":15874980}],"custodyNote":"JJP Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Garrard Banks","title":"Director/President/Secretary/Chief Compliance Officer","crd":"3071054"},{"name":"Jordon Pascucci","title":"Director","crd":"8102707"},{"name":"Christopher Pascucci","title":"Director/Treasurer","crd":"4388909"}],"ownership":[{"label":"Christopher Pascucci","detail":"Director/treasurer in the 50% to 75% ownership band, since April 2001."},{"label":"Garrard Banks","detail":"Director/president/secretary/chief compliance officer in the 50% to 75% ownership band and a control person, since December 2016."},{"label":"Jordon Pascucci","detail":"Director in the 10% to 25% ownership band, since May 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Missouri","offices":1,"addresses":[{"street":"112 South College Avenue","city":"Columbia","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"573-442-2763","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":null,"assetMix":[{"label":"Non-exchange-traded equity securities","percent":90},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":1},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"10 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/105374/PDF/105374.pdf","brochureDate":"10 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016582","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does JJP Capital Management have?","answer":"JJP Capital Management has 67 clients and manages $390 million for them, as of March 2026. They include 44 individual clients and 23 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does JJP Capital Management offer?","answer":"JJP Capital Management provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does JJP Capital Management charge?","answer":"JJP Capital Management charges 0.25%–1.00% for its Fee Schedule and Billing Method. The brochure does not state whether the rate is annual. The fee is billed in arrears and is not negotiable.","source":"JJP CAPITAL MANAGEMENT 2026, filed 10 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does JJP Capital Management use?","answer":"JJP Capital Management’s separately managed account assets are held at Morgan Stanley Smith Barney LLC (Clayton, MO), with $297M and Oppenheimer & Co. Inc. (St Louis, MO), with $15.9M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does JJP Capital Management have?","answer":"JJP Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does JJP Capital Management invest in?","answer":"At the end of its last fiscal year, JJP Capital Management’s separately managed accounts held 90% non-exchange-traded equities, 5% cash and equivalents, 2% state and local bonds, 1% U.S. government and agency bonds, 1% investment grade corporate bonds and 1% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns JJP Capital Management?","answer":"JJP Capital Management’s direct owners are Christopher Pascucci (50% to 75%), Garrard Banks (50% to 75%) and Jordon Pascucci (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does JJP Capital Management get paid?","answer":"JJP Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact JJP Capital Management?","answer":"JJP Capital Management’s main office is at 112 South College Avenue, Columbia, MO 65201. Its phone number is 573-442-2763.","source":"Form ADV Part 1A, Item 1.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}