{"url":"https://nivawealth.com/firms/jcn-financial-and-tax-advisory-group-174358","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/174358","regulatoryAum":130490896,"crd":"174358","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4852471","suffix":null,"lastName":"NEYLAND","firstName":"JOHN","middleName":"CHRISTOPHER"},{"crd":"7688664","suffix":null,"lastName":"Neyland","firstName":"Olivia","middleName":"Grace"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-04-07","regulatoryAum":98625654,"clients":310,"employees":6,"offices":2},{"filedOn":"2023-05-15","regulatoryAum":83247087,"clients":300,"employees":11,"offices":2},{"filedOn":"2026-06-09","regulatoryAum":130490896,"clients":263,"employees":7,"offices":2}],"secFileNumber":"801-134840","legalName":"JCN Financial & Tax Advisory Group, LLC","displayName":"JCN Financial & Tax Advisory Group","slug":"jcn-financial-and-tax-advisory-group-174358","website":null,"logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/174358/255bd80cb1b1d194-r1.webp","tone":"light","width":262,"height":200,"sourceUrl":"https://jcnfinancial.com/","sourceLabel":"JCN Financial & TAX Advisory Group, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Louisiana limited liability company","fiscalYearEnd":"December","headquarters":{"street":"18212 E. Petroleum Drive, Building 3, Suite A","city":"Baton Rouge","state":"LA","stateName":"Louisiana","country":"United States","postalCode":"70809"},"tradeNames":[],"registration":{"secApproved":"23 February 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":496163.10266159696,"staff":{"employees":7,"advisory":2,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":130490896,"discretionary":130490896,"discretionaryAccounts":702,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":130490896,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":224,"regulatoryAum":65453178},{"label":"High-net-worth individuals","clients":39,"regulatoryAum":65037718}],"feePrograms":[{"role":"main","program":"JCN Financial & Tax Advisory Group Wrap Program","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":2.2,"from":0},{"to":1500000,"pct":2.1,"from":1000000},{"to":2000000,"pct":2,"from":1500000},{"to":null,"pct":1.9,"from":2000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047817","versionId":1047817,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-06-09","documentName":"WRAP BROCHURE","fee_rate_low":1.9,"fee_rate_high":2.2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Stand-alone financial planning and consulting is negotiable, generally $500 to $5,000 on a fixed fee basis, or about $350 an hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047817","versionId":1047817,"submittedOn":"2026-06-09","documentName":"WRAP BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:06:02.745305+00:00","documents":[{"name":"WRAP BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047817","versionId":1047817,"submittedOn":"2026-06-09"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047818","versionId":1047818,"submittedOn":null}]},"custodians":[{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"San Diego, CA","smaAssets":76356238},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":53809017}],"custodyNote":"JCN Financial & Tax Advisory Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Lyen Martinez","title":"Chief Compliance Officer/President","crd":"6982485"},{"name":"John Neyland","title":"Managing Member","crd":"4852471"}],"ownership":[{"label":"John Neyland","detail":"Managing member in the 75% or more ownership band and a control person, since June 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Louisiana","offices":2,"addresses":[{"street":"18212 E. Petroleum Drive, Building 3, Suite A","city":"Baton Rouge","headquarters":true},{"street":"One Galleria BLVD.","city":"Metairie"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"225-755-0488","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":47},{"label":"Securities issued by registered investment companies or business development companies","percent":19},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":33,"detail":"Structured Notes"}],"privateFunds":0},"sources":{"adv1FilingDate":"9 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/174358/PDF/174358.pdf","brochureDate":"9 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047817","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does JCN Financial & Tax Advisory Group have?","answer":"JCN Financial & Tax Advisory Group has 263 clients and manages $130 million for them, as of June 2026. They include 224 individual clients and 39 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does JCN Financial & Tax Advisory Group offer?","answer":"JCN Financial & Tax Advisory Group provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does JCN Financial & Tax Advisory Group charge?","answer":"JCN Financial & Tax Advisory Group charges 1.90%–2.20% a year for its JCN Financial & Tax Advisory Group Wrap Program. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"WRAP BROCHURE, filed 9 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does JCN Financial & Tax Advisory Group use?","answer":"JCN Financial & Tax Advisory Group’s separately managed account assets are held at LPL Financial LLC (San Diego, CA), with $76.4M and Charles Schwab & Co., Inc. (Westlake, TX), with $53.8M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does JCN Financial & Tax Advisory Group have?","answer":"JCN Financial & Tax Advisory Group has 2 investment adviser representatives registered with state securities authorities, out of 7 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does JCN Financial & Tax Advisory Group invest in?","answer":"At the end of its last fiscal year, JCN Financial & Tax Advisory Group’s separately managed accounts held 47% exchange-traded equities, 33% other, 19% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents. The 33% other category is described as: Structured Notes.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns JCN Financial & Tax Advisory Group?","answer":"JCN Financial & Tax Advisory Group’s direct owner is John Neyland (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 9 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does JCN Financial & Tax Advisory Group get paid?","answer":"JCN Financial & Tax Advisory Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact JCN Financial & Tax Advisory Group?","answer":"JCN Financial & Tax Advisory Group’s main office is at 18212 E. Petroleum Drive, Building 3, Suite A, Baton Rouge, LA 70809. Its phone number is 225-755-0488.","source":"Form ADV Part 1A, Item 1.F, filed 9 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}