{"url":"https://nivawealth.com/firms/janus-henderson-investors-us-104652","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/104652","regulatoryAum":380428751746,"crd":"104652","secFileNumber":"801-13991","legalName":"Janus Henderson Investors US LLC","displayName":"Janus Henderson Investors US","website":"https://www.janushenderson.com","linkedinUrl":"https://www.linkedin.com/company/janus-henderson-investors","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"151 Detroit ST","city":"Denver","state":"CO","stateName":"Colorado","country":"United States","postalCode":"80206"},"tradeNames":["Richard Bernstein Advisors"],"registration":{"secApproved":"1 July 1978","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":1013,"advisory":152,"brokerDealerReps":363,"insuranceAgents":0,"promoters":4},"aum":{"discretionary":380428751746,"discretionaryAccounts":7485,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":1763030217,"nonUsClientsPct":1,"nonAumClients":41},"clientTypes":[{"label":"Individuals (other than HNW)","clients":7214,"regulatoryAum":1765377324},{"label":"High-net-worth individuals","clients":null,"regulatoryAum":10354457},{"label":"Investment companies","clients":83,"regulatoryAum":257987933619},{"label":"Pooled investment vehicles","clients":116,"regulatoryAum":59103462171},{"label":"Pension and profit-sharing plans","clients":32,"regulatoryAum":6770463870},{"label":"Charitable organizations","clients":null,"regulatoryAum":382001364},{"label":"State or municipal government entities","clients":5,"regulatoryAum":653067471},{"label":"Other investment advisers","clients":9,"regulatoryAum":417128851},{"label":"Insurance companies","clients":9,"regulatoryAum":48901005281},{"label":"Sovereign wealth funds and foreign official institutions","clients":null,"regulatoryAum":3419978398},{"label":"Corporations and other businesses","clients":7,"regulatoryAum":658391337},{"label":"Other","clients":null,"regulatoryAum":359587603}],"fees":[],"feeNotes":[],"custodians":[{"name":"JP Morgan Securities LLC","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":49735829698}],"custodyNote":"Janus Henderson Investors US has custody of $6.76B for 1,182 clients.","otherCustodians":[],"leadership":[{"name":"Michelle Rosenberg","title":"President and General Counsel","crd":"4735608"},{"name":"Kristin Mariani","title":"Chief Compliance Officer","crd":"2740967"},{"name":"Berg Crawford","title":"Chief Accounting Officer","crd":"7933828"},{"name":"Michael Schweitzer","title":"Head of North America and Asia Pacific Client Group","crd":"1940642"}],"ownership":[{"label":"Janus Henderson US (holdings) Inc.","detail":"Managing member in the 75% or more ownership band and a control person, since February 2002."},{"label":"Janus Henderson Management US Corp.","detail":"Member in the 5% to 10% ownership band and a control person, since March 2003."},{"label":"Janus Henderson Group LTD.","detail":"Indirect owner: a sole shareholder of Janus Henderson US (holdings) Inc. in the 75% or more band and a control person, since May 2017.","parent":"Janus Henderson US (holdings) Inc."},{"label":"Jupiter Company Limited","detail":"Indirect owner: a sole shareholder of Janus Henderson Group LTD. in the 75% or more band and a control person, since June 2026.","parent":"Janus Henderson Group LTD."},{"label":"Jupiter Acquisition Limited","detail":"Indirect owner: a sole shareholder of Jupiter Company Limited in the 75% or more band and a control person, since December 2025.","parent":"Jupiter Company Limited"},{"label":"Jupiter Topco LLC","detail":"Indirect owner: a sole shareholder of Jupiter Acquisition Limited in the 75% or more band and a control person, since December 2025.","parent":"Jupiter Acquisition Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":6,"privateResidences":0},"listedOfficeAddresses":7,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"100 Bayview Circle","city":"Newport Beach"}]},{"state":"Colorado","offices":1,"addresses":[{"street":"151 Detroit ST","city":"Denver","headquarters":true}]},{"state":"Connecticut","offices":1,"addresses":[{"street":"320 Boston Post Road","city":"Darien"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"71 South Wacker Drive","city":"Chicago"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"53 State Street","city":"Boston"}]},{"state":"New York","offices":2,"addresses":[{"street":"152 W. 57th Street","city":"New York"},{"street":"1251 Avenue of the Americas","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"303-333-3863","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":9},{"label":"U.S. government/agency bonds","percent":2},{"label":"Sovereign bonds","percent":3},{"label":"Investment grade corporate bonds","percent":67},{"label":"Non-investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":2},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":14,"detail":"Convertible Preferred Debt; Asset-Backed Securities; Mortgage-Backed Securities; Collateralized Mortgage Obligations; Bank Loans; Inflation-Linked Bonds"}],"privateFunds":16},"sources":{"adv1FilingDate":"29 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/104652/PDF/104652.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Janus Henderson Investors US have?","answer":"Janus Henderson Investors US has 7,475 clients and manages $380.4 billion for them, as of July 2026. They include 7,214 individuals, 116 pooled investment vehicles and 83 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Janus Henderson Investors US offer?","answer":"Janus Henderson Investors US provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Janus Henderson Investors US use?","answer":"Janus Henderson Investors US’s separately managed account assets are held at JP Morgan Securities LLC (New York, NY), with $49,735,829,698. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Janus Henderson Investors US have?","answer":"Janus Henderson Investors US has 3 investment adviser representatives registered with state securities authorities, out of 1,013 employees, and 152 perform investment advisory functions. 363 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Janus Henderson Investors US invest in?","answer":"At the end of its last fiscal year, Janus Henderson Investors US’s separately managed accounts held 67% investment grade corporate bonds, 14% convertible preferred debt; asset-backed securities; mortgage-backed securities; collateralized mortgage obligations; bank loans; inflation-linked bonds, 9% exchange-traded equities, 3% sovereign bonds, 2% U.S. government and agency bonds, 2% high-yield corporate bonds, 2% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents. It advises 16 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Janus Henderson Investors US?","answer":"Janus Henderson Investors US is owned through a chain of holding companies by Jupiter Topco LLC. Its direct owners are Janus Henderson US (holdings) Inc. (75% or more) and Janus Henderson Management US Corp. (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 29 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Janus Henderson Investors US get paid?","answer":"Janus Henderson Investors US is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}