{"url":"https://nivawealth.com/firms/jaffa-capital-management-325411","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/325411","regulatoryAum":597220000,"crd":"325411","history":[{"filedOn":"2023-04-09","regulatoryAum":0,"clients":0,"employees":2,"offices":1},{"filedOn":"2024-03-21","regulatoryAum":155226000,"clients":8,"employees":3,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":220025000,"clients":21,"employees":5,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":597220000,"clients":32,"employees":14,"offices":1}],"secFileNumber":"801-127647","legalName":"Jaffa Capital Management LLC","displayName":"Jaffa Capital Management","slug":"jaffa-capital-management-325411","website":null,"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_private_markets_manager","typeLabel":"Private markets","feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4 Brighton Road, Ste 200b","city":"Clifton","state":"NJ","stateName":"New Jersey","country":"United States","postalCode":"07012"},"tradeNames":[],"registration":{"secApproved":"20 April 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":14,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":597220000,"discretionary":537620000,"discretionaryAccounts":31,"nonDiscretionary":59600000,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":3,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":138620000},{"label":"Insurance companies","clients":28,"regulatoryAum":451600000},{"label":"Corporations and other businesses","clients":3,"fewerThan5":true,"regulatoryAum":7000000}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"First Horizon Advisors, Inc.","shortName":"First Horizon Advisors","location":"Memphis, TN","smaAssets":147775000},{"name":"Truist Bank","shortName":"Truist Bank","location":"Charlotte, NC","smaAssets":449445000}],"custodyNote":"Jaffa Capital Management has custody of $538M in client assets for 31 clients.","otherCustodians":[],"leadership":[{"name":"Jack Brown","title":"Chief Compliance Officer, Chief Financial Officer","crd":"4666035"},{"name":"Mark Zarkhin","title":"Principal","crd":"3074608"}],"ownership":[{"label":"Jaffa Global Holdings LLC","detail":"Shareholder in the 75% or more ownership band and a control person, since January 2023."},{"label":"Mark Zarkhin","detail":"Indirect owner: a shareholder of Jaffa Global Partners LLC in the 50% to 75% band and a control person, since January 2023. Also a shareholder of Jaffa Global Holdings LLC in the 50% to 75% band and a control person, since January 2023.","parent":"Jaffa Global Partners LLC"},{"label":"Bina Zarkhin","detail":"Indirect owner: a shareholder of Jaffa Global Partners LLC in the 50% to 75% band and a control person, since January 2023. Also a shareholder of Jaffa Global Holdings LLC in the 25% to 50% band and a control person, since January 2023.","parent":"Jaffa Global Partners LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New Jersey","offices":1,"addresses":[{"street":"4 Brighton Road, Ste 200b","city":"Clifton","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"216-245-1231","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Non-exchange-traded equity securities","percent":1},{"label":"Investment grade corporate bonds","percent":86},{"label":"Derivatives","percent":2},{"label":"Cash and cash equivalents","percent":11}],"privateFunds":1},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/325411/PDF/325411.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Jaffa Capital Management have?","answer":"Jaffa Capital Management has 32 clients and manages $597 million for them, as of March 2026. They include 28 insurance companies, 3 corporations and other businesses, and 1 pooled investment vehicle.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Jaffa Capital Management offer?","answer":"Jaffa Capital Management provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Jaffa Capital Management use?","answer":"Jaffa Capital Management’s separately managed account assets are held at Truist Bank (Charlotte, NC), with $449M and First Horizon Advisors, Inc. (Memphis, TN), with $148M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Jaffa Capital Management have?","answer":"Jaffa Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 14 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Jaffa Capital Management invest in?","answer":"At the end of its last fiscal year, Jaffa Capital Management’s separately managed accounts held 86% investment grade corporate bonds, 11% cash and equivalents, 2% derivatives and 1% non-exchange-traded equities. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Jaffa Capital Management?","answer":"Jaffa Capital Management’s direct owners are Jaffa Global Holdings LLC (75% or more), Mark Zarkhin (50% to 75%) and Bina Zarkhin (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Jaffa Capital Management get paid?","answer":"Jaffa Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Jaffa Capital Management?","answer":"Jaffa Capital Management’s main office is at 4 Brighton Road, Ste 200b, Clifton, NJ 07012. Its phone number is 216-245-1231.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}