{"url":"https://nivawealth.com/firms/jackson-wealth-management-147642","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/147642","regulatoryAum":1069600000,"crd":"147642","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6353613","suffix":null,"lastName":"Dance","firstName":"Yulia","middleName":null},{"crd":"7222882","suffix":null,"lastName":"Henderson","firstName":"Ashley","middleName":null},{"crd":"1688317","suffix":null,"lastName":"JACKSON","firstName":"GEORGE","middleName":"PAUL"},{"crd":"6393780","suffix":null,"lastName":"JACKSON","firstName":"MATTHEW","middleName":"PAUL"},{"crd":"7630290","suffix":null,"lastName":"Johnson","firstName":"Caroline","middleName":"Rose"},{"crd":"7592960","suffix":null,"lastName":"Kitaigorod","firstName":"Aleksei","middleName":null},{"crd":"1701165","suffix":null,"lastName":"MCDONOUGH","firstName":"EDWARD","middleName":"ALOYSIUS"},{"crd":"1465645","suffix":null,"lastName":"MCGAHAN","firstName":"MICHAEL","middleName":"PAUL"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":758964318,"clients":633,"employees":8,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":805887008,"clients":867,"employees":9,"offices":1},{"filedOn":"2023-03-30","regulatoryAum":692100000,"clients":650,"employees":9,"offices":1},{"filedOn":"2024-03-26","regulatoryAum":820900000,"clients":630,"employees":11,"offices":1},{"filedOn":"2025-03-25","regulatoryAum":856743444,"clients":802,"employees":11,"offices":2},{"filedOn":"2026-03-06","regulatoryAum":1069600000,"clients":900,"employees":10,"offices":2}],"secFileNumber":"801-69469","legalName":"Jackson Wealth Management, LLC","displayName":"Jackson Wealth Management","slug":"jackson-wealth-management-147642","website":"https://jacksonwm.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/147642/0226edaf2df9c9b6-r1.webp","tone":"light","width":905,"height":200,"sourceUrl":"https://www.jacksonwm.com/","sourceLabel":"Jackson Wealth Management, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/jackson-wealth-management-llc/","xUrl":"https://x.com/jackson_wealth","founded":"2008","organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"755 Primera BLVD, Suite 1001","city":"Lake Mary","state":"FL","stateName":"Florida","country":"United States","postalCode":"32746"},"tradeNames":[],"registration":{"secApproved":"25 August 2008","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1188444.4444444445,"staff":{"employees":10,"advisory":9,"brokerDealerReps":2,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":1069600000,"discretionary":1001600000,"discretionaryAccounts":2690,"nonDiscretionary":68000000,"nonDiscretionaryAccounts":241,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":622,"regulatoryAum":200400000},{"label":"High-net-worth individuals","clients":278,"regulatoryAum":869200000}],"feePrograms":[{"role":"main","program":"Asset Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015426","versionId":1015426,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-06","documentName":"JACKSON WEALTH MANAGEMENT LLC REVISED ADV PART 2A","fee_rate_low":1,"fee_rate_high":1.75,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning Services","summary":"Financial planning is billed at $250 an hour, negotiable depending on scope and complexity, and is due on completion.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015426","versionId":1015426,"submittedOn":"2026-03-06","documentName":"JACKSON WEALTH MANAGEMENT LLC REVISED ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T06:48:31.789189+00:00","documents":[{"name":"JACKSON WEALTH MANAGEMENT LLC REVISED ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015426","versionId":1015426,"submittedOn":"2026-03-06"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":985738635}],"custodyNote":"Jackson Wealth Management has custody of $63.3M in client assets for 576 clients.","leadership":[{"name":"Ashley Henderson","title":"Chief Compliance Officer/Controller","crd":"7222882"},{"name":"George Jackson","title":"Managing Member","crd":"1688317"}],"ownership":[{"label":"George Jackson","detail":"Managing member in the 75% or more ownership band and a control person, since June 2008."}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":2,"addresses":[{"street":"755 Primera BLVD, Suite 1001","city":"Lake Mary","headquarters":true},{"street":"6000 Turkey Lake RD","city":"Orlando"}]}],"brochureServices":["education planning","estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"407-585-0235","stateRegisteredReps":9,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":50},{"label":"U.S. government/agency bonds","percent":10},{"label":"Securities issued by registered investment companies or business development companies","percent":31},{"label":"Cash and cash equivalents","percent":9}],"privateFunds":0},"sources":{"adv1FilingDate":"6 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/147642/PDF/147642.pdf","brochureDate":"6 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015426","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Jackson Wealth Management have?","answer":"Jackson Wealth Management has 900 clients and manages $1.07 billion for them, as of March 2026. They include 622 individual clients and 278 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Jackson Wealth Management offer?","answer":"Jackson Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Jackson Wealth Management charge?","answer":"Jackson Wealth Management charges 1.00%–1.75% a year for its Asset Management Services. The fee is billed in advance and is negotiable.","source":"JACKSON WEALTH MANAGEMENT LLC REVISED ADV PART 2A, filed 6 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Jackson Wealth Management use?","answer":"Jackson Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $986M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Jackson Wealth Management have?","answer":"Jackson Wealth Management has 9 investment adviser representatives registered with state securities authorities, out of 10 employees, and 9 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Jackson Wealth Management invest in?","answer":"At the end of its last fiscal year, Jackson Wealth Management’s separately managed accounts held 50% exchange-traded equities, 31% registered funds (mutual funds, ETFs, BDCs), 10% U.S. government and agency bonds and 9% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Jackson Wealth Management?","answer":"Jackson Wealth Management’s direct owner is George Jackson (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Jackson Wealth Management get paid?","answer":"Jackson Wealth Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Jackson Wealth Management registered with the SEC?","answer":"Yes, Jackson Wealth Management has been registered with the SEC as an investment adviser since 25 August 2008. Its CRD number is 147642 and its SEC file number is 801-69469.","source":"Form ADV Part 1A, Item 1, filed 6 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Jackson Wealth Management?","answer":"Jackson Wealth Management’s main office is at 755 Primera BLVD, Suite 1001, Lake Mary, FL 32746. Its phone number is 407-585-0235. Its website is jacksonwm.com.","source":"Form ADV Part 1A, Item 1.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/jackson-wealth-management-147642/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-20","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1536799/000153679926000003/0001536799-26-000003-index.html","totalValue":169855000,"positionCount":86,"top10Share":0.6458390980542227,"top10":[{"issuer":"SCHWAB FUNDS VALUE ADV","titleOfClass":"SNAXX","cusip":"808515696","value":53377000,"shares":53377119,"shareType":"SH","priorValue":1284000,"priorShares":1283720},{"issuer":"SCHWAB FUNDS VALUE ADV","titleOfClass":"SWVXX","cusip":"808515605","value":9478000,"shares":9477935,"shareType":"SH","priorValue":49031000,"priorShares":49030841},{"issuer":"Jp Morgan Enhanced Index","titleOfClass":"0","cusip":"AEG063BJ0","value":9431000,"shares":1051022,"shareType":"SH","priorValue":9059000,"priorShares":1138942},{"issuer":"Scudder Vit Equity 500 Index","titleOfClass":"0","cusip":"SCUDSXT00","value":8153000,"shares":126305,"shareType":"SH","priorValue":7611000,"priorShares":135254},{"issuer":"KLA-TENCOR CORP COM","titleOfClass":"KLAC","cusip":"482480100","value":5986000,"shares":19840,"shareType":"SH","priorValue":31520000,"priorShares":21407},{"issuer":"BROADCOM CORP COM","titleOfClass":"AVGO","cusip":"11135F101","value":5380000,"shares":14243,"shareType":"SH","priorValue":50283000,"priorShares":162460},{"issuer":"MV076195X","titleOfClass":"0","cusip":"MV076195X","value":5257000,"shares":77401,"shareType":"SH","priorValue":4587000,"priorShares":77401},{"issuer":"APPLE INCORPORATED","titleOfClass":"AAPL","cusip":"037833100","value":4462000,"shares":15419,"shareType":"SH","priorValue":51591000,"priorShares":203283},{"issuer":"MICROSOFT CORPORATION","titleOfClass":"MSFT","cusip":"594918104","value":4243000,"shares":11376,"shareType":"SH","priorValue":50300000,"priorShares":135884},{"issuer":"SPDR SERIES TRUST PORTFO","titleOfClass":"SPYM","cusip":"78464A854","value":3932000,"shares":44742,"shareType":"SH","priorValue":41232000,"priorShares":538699}],"positionsListed":86,"positions":[{"issuer":"SCHWAB FUNDS VALUE ADV","titleOfClass":"SNAXX","cusip":"808515696","value":53377000,"shares":53377119,"shareType":"SH","priorValue":1284000,"priorShares":1283720},{"issuer":"SCHWAB FUNDS VALUE ADV","titleOfClass":"SWVXX","cusip":"808515605","value":9478000,"shares":9477935,"shareType":"SH","priorValue":49031000,"priorShares":49030841},{"issuer":"Jp Morgan Enhanced Index","titleOfClass":"0","cusip":"AEG063BJ0","value":9431000,"shares":1051022,"shareType":"SH","priorValue":9059000,"priorShares":1138942},{"issuer":"Scudder Vit Equity 500 Index","titleOfClass":"0","cusip":"SCUDSXT00","value":8153000,"shares":126305,"shareType":"SH","priorValue":7611000,"priorShares":135254},{"issuer":"KLA-TENCOR CORP COM","titleOfClass":"KLAC","cusip":"482480100","value":5986000,"shares":19840,"shareType":"SH","priorValue":31520000,"priorShares":21407},{"issuer":"BROADCOM CORP COM","titleOfClass":"AVGO","cusip":"11135F101","value":5380000,"shares":14243,"shareType":"SH","priorValue":50283000,"priorShares":162460},{"issuer":"MV076195X","titleOfClass":"0","cusip":"MV076195X","value":5257000,"shares":77401,"shareType":"SH","priorValue":4587000,"priorShares":77401},{"issuer":"APPLE INCORPORATED","titleOfClass":"AAPL","cusip":"037833100","value":4462000,"shares":15419,"shareType":"SH","priorValue":51591000,"priorShares":203283},{"issuer":"MICROSOFT CORPORATION","titleOfClass":"MSFT","cusip":"594918104","value":4243000,"shares":11376,"shareType":"SH","priorValue":50300000,"priorShares":135884},{"issuer":"SPDR SERIES TRUST PORTFO","titleOfClass":"SPYM","cusip":"78464A854","value":3932000,"shares":44742,"shareType":"SH","priorValue":41232000,"priorShares":538699},{"issuer":"LAM RESEARCH CORP COM","titleOfClass":"LRCX","cusip":"512807306","value":3386000,"shares":7815,"shareType":"SH","priorValue":21950000,"priorShares":102732},{"issuer":"Metlife Stock Index","titleOfClass":"0","cusip":"MV0761DQI","value":2580000,"shares":40411,"shareType":"SH","priorValue":2308000,"priorShares":41401},{"issuer":"TAIWAN SEMICONDUCTOR A","titleOfClass":"TSM","cusip":"874039100","value":2391000,"shares":5006,"shareType":"SH","priorValue":17176000,"priorShares":50825},{"issuer":"VANGUARD S&P 500 ETF SHS","titleOfClass":"VOO","cusip":"922908363","value":2371000,"shares":3452,"shareType":"SH","priorValue":38559000,"priorShares":64528},{"issuer":"GOOGLE INC CL A","titleOfClass":"GOOGL","cusip":"02079K305","value":2287000,"shares":6400,"shareType":"SH","priorValue":16924000,"priorShares":58852},{"issuer":"Metlife Stock Index","titleOfClass":"0","cusip":"MV07617CN","value":2197000,"shares":31166,"shareType":"SH","priorValue":1916000,"priorShares":31166},{"issuer":"NVIDIA CORP COM","titleOfClass":"NVDA","cusip":"67066G104","value":2005000,"shares":10021,"shareType":"SH","priorValue":12733000,"priorShares":73010},{"issuer":"ISHARES TRUST CORE DIV G","titleOfClass":"DGRO","cusip":"46434V621","value":1889000,"shares":24927,"shareType":"SH","priorValue":16212000,"priorShares":231010},{"issuer":"VANECK VECTORS ETF TRUS","titleOfClass":"SMH","cusip":"92189F676","value":1713000,"shares":2611,"shareType":"SH","priorValue":19235000,"priorShares":50170},{"issuer":"TA WMC DIV GROWTH","titleOfClass":"0","cusip":"AEG241BG0","value":1712000,"shares":234206,"shareType":"SH","priorValue":1442000,"priorShares":234206},{"issuer":"GOOGLE INC CL C","titleOfClass":"GOOG","cusip":"02079K107","value":1649000,"shares":4666,"shareType":"SH","priorValue":12150000,"priorShares":42354},{"issuer":"ISHARES S&P 100 INDEX FUN","titleOfClass":"OEF","cusip":"464287101","value":1645000,"shares":4497,"shareType":"SH","priorValue":18679000,"priorShares":58726},{"issuer":"MASTERCARD INC COM","titleOfClass":"MA","cusip":"57636Q104","value":1563000,"shares":3043,"shareType":"SH","priorValue":15788000,"priorShares":31597},{"issuer":"META PLATFORMS INC COM","titleOfClass":"META","cusip":"30303M102","value":1381000,"shares":2451,"shareType":"SH","priorValue":12733000,"priorShares":22255},{"issuer":"JNL/MELLON CAP MGT S&P5","titleOfClass":"0","cusip":"JFP4FM93C","value":1315000,"shares":21951,"shareType":"SH"},{"issuer":"ISHARES S&P 500 INDEX","titleOfClass":"IVV","cusip":"464287200","value":1300000,"shares":1736,"shareType":"SH","priorValue":23167000,"priorShares":35467},{"issuer":"COSTCO WHOLESALE CORPO","titleOfClass":"COST","cusip":"22160K105","value":1263000,"shares":1350,"shareType":"SH","priorValue":14273000,"priorShares":14325},{"issuer":"EVERCORE INC COM","titleOfClass":"EVR","cusip":"29977A105","value":1147000,"shares":3360,"shareType":"SH","priorValue":11823000,"priorShares":39605},{"issuer":"Invesco Nasdaq 100 Etf","titleOfClass":"QQQM","cusip":"46138G649","value":1077000,"shares":3556,"shareType":"SH","priorValue":18019000,"priorShares":75830},{"issuer":"TA WMC DIV GROWTH","titleOfClass":"0","cusip":"AEG241BJ0","value":1054000,"shares":188827,"shareType":"SH","priorValue":1324000,"priorShares":281627},{"issuer":"West Asset Management Us Govt","titleOfClass":"0","cusip":"MV1651E1H","value":1044000,"shares":65218,"shareType":"SH","priorValue":1032000,"priorShares":64437},{"issuer":"POWERSHARES QQQ","titleOfClass":"QQQ","cusip":"46090E103","value":1040000,"shares":1412,"shareType":"SH","priorValue":12606000,"priorShares":21840},{"issuer":"ABBVIE INC COM","titleOfClass":"ABBV","cusip":"00287Y109","value":1034000,"shares":4109,"shareType":"SH","priorValue":9943000,"priorShares":45715},{"issuer":"UNITED RENTALS CV COM","titleOfClass":"URI","cusip":"911363109","value":941000,"shares":831,"shareType":"SH","priorValue":6318000,"priorShares":8671},{"issuer":"EATON CORP COM","titleOfClass":"ETN","cusip":"G29183103","value":814000,"shares":1911,"shareType":"SH","priorValue":9631000,"priorShares":26927},{"issuer":"CENCORA INC COM","titleOfClass":"COR","cusip":"03073E105","value":680000,"shares":2404,"shareType":"SH","priorValue":8998000,"priorShares":28644},{"issuer":"ISHARES TECH SECTOR","titleOfClass":"IYW","cusip":"464287721","value":672000,"shares":2666,"shareType":"SH","priorValue":9813000,"priorShares":54089},{"issuer":"HARTFORD DISCIPLINED EQ","titleOfClass":"0","cusip":"416588606","value":661000,"shares":79659,"shareType":"SH","priorValue":590000,"priorShares":79659},{"issuer":"THE BLACKSTONE GROUP LP","titleOfClass":"BX","cusip":"09260D107","value":642000,"shares":5457,"shareType":"SH","priorValue":7989000,"priorShares":69472},{"issuer":"AMAZON.COM INC COM","titleOfClass":"AMZN","cusip":"023135106","value":614000,"shares":2575,"shareType":"SH","priorValue":6121000,"priorShares":29391},{"issuer":"PALO ALTO NETWORKS COM","titleOfClass":"PANW","cusip":"697435105","value":611000,"shares":1793,"shareType":"SH","priorValue":2147000,"priorShares":13395},{"issuer":"SCHWAB FUNDS TREAS OBLI","titleOfClass":"SNOXX","cusip":"808515621","value":582000,"shares":582078,"shareType":"SH","priorValue":1044000,"priorShares":1044240},{"issuer":"ISHARES RUSSELL 1000 GRO","titleOfClass":"IWF","cusip":"464287614","value":570000,"shares":4588,"shareType":"SH","priorValue":8223000,"priorShares":19285},{"issuer":"SPDR SERIES TRUST S&P 500","titleOfClass":"SPYG","cusip":"78464A409","value":569000,"shares":4782,"shareType":"SH","priorValue":6699000,"priorShares":68418},{"issuer":"NAS225AEA","titleOfClass":"0","cusip":"NAS225AEA","value":511000,"shares":7807,"shareType":"SH"},{"issuer":"BERKSHIRE HATHAWAY INC","titleOfClass":"BRKB","cusip":"084670702","value":500000,"shares":1000,"shareType":"SH","priorValue":4752000,"priorShares":9917},{"issuer":"POWERSHARES S&P 500 QUA","titleOfClass":"SPHQ","cusip":"46137V241","value":499000,"shares":5534,"shareType":"SH","priorValue":11098000,"priorShares":147594},{"issuer":"VANGUARD SPECIALIZED PO","titleOfClass":"VDIGX","cusip":"921908604","value":492000,"shares":15636,"shareType":"SH","priorValue":544000,"priorShares":18761},{"issuer":"LNAC3V014","titleOfClass":"0","cusip":"LNAC3V014","value":479000,"shares":42251,"shareType":"SH","priorValue":415000,"priorShares":42251},{"issuer":"WILLIAMS COS INC COM","titleOfClass":"WMB","cusip":"969457100","value":476000,"shares":6407,"shareType":"SH","priorValue":6105000,"priorShares":83882},{"issuer":"MORGAN STANLEY COM","titleOfClass":"MS","cusip":"617446448","value":471000,"shares":2253,"shareType":"SH"},{"issuer":"VISA INC CLASS A","titleOfClass":"V","cusip":"92826C839","value":459000,"shares":1339,"shareType":"SH","priorValue":4322000,"priorShares":14299},{"issuer":"MV16519DV","titleOfClass":"0","cusip":"MV16519DV","value":448000,"shares":25878,"shareType":"SH","priorValue":448000,"priorShares":25878},{"issuer":"AEG007156","titleOfClass":"0","cusip":"AEG007156","value":440000,"shares":14335,"shareType":"SH","priorValue":384000,"priorShares":14335},{"issuer":"First Tr Nasdaq Tech Div","titleOfClass":"TDIV","cusip":"33738R118","value":433000,"shares":3766,"shareType":"SH","priorValue":2496000,"priorShares":26645},{"issuer":"PRINCIPAL EXCHANGE-TRA","titleOfClass":"USMC","cusip":"74255Y870","value":428000,"shares":5780,"shareType":"SH","priorValue":2740000,"priorShares":42599},{"issuer":"Vanguard Value Index Adm","titleOfClass":"VVIAX","cusip":"922908678","value":400000,"shares":4705,"shareType":"SH","priorValue":360000,"priorShares":4705},{"issuer":"GALLAGHER ARTHUR J & CO","titleOfClass":"AJG","cusip":"363576109","value":398000,"shares":1735,"shareType":"SH","priorValue":5731000,"priorShares":26459},{"issuer":"Transamerica Us Govt Securities","titleOfClass":"0","cusip":"AEG059BJ0","value":380000,"shares":203678,"shareType":"SH","priorValue":416000,"priorShares":222831},{"issuer":"ARES MANAGEMENT CORPO","titleOfClass":"ARES","cusip":"03990B101","value":360000,"shares":3238,"shareType":"SH","priorValue":4830000,"priorShares":44272},{"issuer":"LOCKHEED MARTIN CORPOR","titleOfClass":"LMT","cusip":"539830109","value":356000,"shares":700,"shareType":"SH","priorValue":6220000,"priorShares":10291},{"issuer":"PARKER HANNIFIN CORP CO","titleOfClass":"PH","cusip":"701094104","value":354000,"shares":362,"shareType":"SH","priorValue":4138000,"priorShares":4623},{"issuer":"ADVANCED MICRO DEVICES","titleOfClass":"AMD","cusip":"007903107","value":350000,"shares":603,"shareType":"SH","priorValue":317000,"priorShares":1556},{"issuer":"MV049191Y","titleOfClass":"0","cusip":"MV049191Y","value":343000,"shares":3916,"shareType":"SH","priorValue":291000,"priorShares":3916},{"issuer":"INVESCO EXCHANGE TRADE","titleOfClass":"XLG","cusip":"46137V233","value":337000,"shares":5503,"shareType":"SH","priorValue":7977000,"priorShares":146234},{"issuer":"HSBC HLDG PLC SPON ADR","titleOfClass":"HSBC","cusip":"404280406","value":332000,"shares":3487,"shareType":"SH","priorValue":4363000,"priorShares":52892},{"issuer":"ISHARES MSCI HIGH DIV EQ","titleOfClass":"HDV","cusip":"46429B663","value":315000,"shares":11479,"shareType":"SH","priorValue":4003000,"priorShares":29498},{"issuer":"TA WMC DIV GROWTH","titleOfClass":"0","cusip":"AEG002506","value":315000,"shares":5343,"shareType":"SH","priorValue":265000,"priorShares":5343},{"issuer":"KINDER MORGAN INC COM","titleOfClass":"KMI","cusip":"49456B101","value":314000,"shares":9824,"shareType":"SH","priorValue":4029000,"priorShares":120162},{"issuer":"TA WMC DIV GROWTH","titleOfClass":"0","cusip":"AEG002563","value":313000,"shares":5429,"shareType":"SH","priorValue":264000,"priorShares":5429},{"issuer":"VANGUARD HIGH DIVIDEND","titleOfClass":"VYM","cusip":"921946406","value":308000,"shares":1948,"shareType":"SH","priorValue":3597000,"priorShares":24286},{"issuer":"Fidelity VIP Contrafund Svc Clas","titleOfClass":"0","cusip":"AEG287BJ0","value":305000,"shares":39124,"shareType":"SH","priorValue":269000,"priorShares":40232},{"issuer":"Metlife Stock Index","titleOfClass":"0","cusip":"MV0761GWP","value":301000,"shares":4899,"shareType":"SH","priorValue":263000,"priorShares":4899},{"issuer":"BLACKROCK INC COM","titleOfClass":"BLK","cusip":"09290D101","value":300000,"shares":312,"shareType":"SH","priorValue":3708000,"priorShares":3856},{"issuer":"TA JPMorgan Enhanced Index V","titleOfClass":"0","cusip":"AEG063BL0","value":283000,"shares":48886,"shareType":"SH","priorValue":1642000,"priorShares":320391},{"issuer":"Scudder Money Market","titleOfClass":"0","cusip":"SCUDSX900","value":282000,"shares":23873,"shareType":"SH","priorValue":309000,"priorShares":26303},{"issuer":"APPLIED MATERIALS INC CO","titleOfClass":"AMAT","cusip":"038222105","value":249000,"shares":345,"shareType":"SH"},{"issuer":"INVESCO EXCHANGE TRADE","titleOfClass":"RSPU","cusip":"46137V274","value":240000,"shares":2956,"shareType":"SH","priorValue":2733000,"priorShares":33691},{"issuer":"AMERICAN BALANCED FUN","titleOfClass":"CLBAX","cusip":"024071508","value":229000,"shares":5588,"shareType":"SH","priorValue":339000,"priorShares":9198},{"issuer":"BOSTON SCIENTIFIC CORP C","titleOfClass":"BSX","cusip":"101137107","value":226000,"shares":5306,"shareType":"SH","priorValue":2965000,"priorShares":47245},{"issuer":"VANGUARD FD MEGA CAP 30","titleOfClass":"MGK","cusip":"921910816","value":212000,"shares":2410,"shareType":"SH","priorValue":4883000,"priorShares":13290},{"issuer":"INVESCO EXCHANGE TRADE","titleOfClass":"XMMO","cusip":"46137V464","value":208000,"shares":1221,"shareType":"SH","priorValue":1172000,"priorShares":8079},{"issuer":"TA US Government Securities VP","titleOfClass":"0","cusip":"AEG059BL0","value":49000,"shares":36089,"shareType":"SH","priorValue":448000,"priorShares":332874},{"issuer":"FRANKLIN INCOME FUND CL","titleOfClass":"FKINX","cusip":"353496300","value":33000,"shares":12878,"shareType":"SH","priorValue":32000,"priorShares":12708},{"issuer":"AMERICAN FUNDS MONEY M","titleOfClass":"RACXX","cusip":"02630U842","value":29000,"shares":29396,"shareType":"SH","priorValue":28000,"priorShares":27932},{"issuer":"CALMARE THERAPEUTICS IN","titleOfClass":"CTTC","cusip":"13126R102","value":0,"shares":126906,"shareType":"SH","priorValue":0,"priorShares":126906}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}