{"url":"https://nivawealth.com/firms/jackson-financial-services-132252","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/132252","regulatoryAum":498065507,"crd":"132252","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2611317","suffix":null,"lastName":"MOISE","firstName":"ROBERT","middleName":"MASON NETTLES"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-19","regulatoryAum":248782492,"clients":87,"employees":3,"offices":1},{"filedOn":"2022-03-14","regulatoryAum":285493573,"clients":117,"employees":3,"offices":1},{"filedOn":"2023-02-18","regulatoryAum":269496076,"clients":116,"employees":3,"offices":1},{"filedOn":"2024-04-09","regulatoryAum":311894561,"clients":116,"employees":3,"offices":1},{"filedOn":"2025-05-14","regulatoryAum":475891488,"clients":557,"employees":3,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":498065507,"clients":557,"employees":3,"offices":1}],"acquisitions":[{"date":"2024-12-31","datePrecision":"day","name":"Charleston Investment Advisors","crd":"301281","source":"adv_w","dealType":"acquisition","sellerAum":140548369,"sellerAumDate":"2024-02-02","sourceUrl":"https://adviserinfo.sec.gov/firm/summary/301281"}],"secFileNumber":"801-63379","legalName":"Jackson Financial Services, LLC","displayName":"Jackson Financial Services","slug":"jackson-financial-services-132252","website":"https://jacksonfinancial.org/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/132252/5e77479dff81924e-r1.webp","tone":"light","width":233,"height":200,"sourceUrl":"https://jacksonfinancial.org/","sourceLabel":"Jackson Financial Services, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2004","organization":"South Carolina limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1311 Chuck Dawley BLVD., Suite 103","city":"MT. Pleasant","state":"SC","stateName":"South Carolina","country":"United States","postalCode":"29464"},"tradeNames":[],"registration":{"secApproved":"30 July 2004","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":899909.277676951,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":498065507,"discretionary":498065507,"discretionaryAccounts":958,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":377,"regulatoryAum":156935612},{"label":"High-net-worth individuals","clients":174,"regulatoryAum":338914400},{"label":"Pension and profit-sharing plans","clients":6,"regulatoryAum":1824095},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":391400}],"feePrograms":[{"role":"main","program":"Portfolio Management","feeBasis":"whole_balance","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032688","versionId":1032688,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-30","documentName":"JACKSON FINANCIAL SERVICES, LLC","fee_rate_low":0.5,"fee_rate_high":0.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Advisory consulting services","summary":"Consulting is billed as a fixed fee typically from $2,500 to $5,000, or hourly from $100 to $250 per hour, depending on complexity.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032688","versionId":1032688,"submittedOn":"2026-03-30","documentName":"JACKSON FINANCIAL SERVICES, LLC"},{"role":"other","program":"Comprehensive financial planning and investment policy statements","summary":"Comprehensive financial planning and investment policy statement preparation are billed on a fee basis, from $500 to $2,500 depending on complexity.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032688","versionId":1032688,"submittedOn":"2026-03-30","documentName":"JACKSON FINANCIAL SERVICES, LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:01:17.427638+00:00","documents":[{"name":"JACKSON FINANCIAL SERVICES, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032688","versionId":1032688,"submittedOn":"2026-03-30"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":498065507}],"custodyNote":"Jackson Financial Services has custody of $4.42M in client assets for 53 clients.","otherCustodians":[],"leadership":[{"name":"Robert Moise","title":"Managing Member, Chief Compliance Officer","crd":"2611317"}],"ownership":[{"label":"Robert Moise","detail":"Managing member, chief compliance officer in the 75% or more ownership band and a control person, since July 2004."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"South Carolina","offices":1,"addresses":[{"street":"1311 Chuck Dawley BLVD., Suite 103","city":"MT. Pleasant","headquarters":true}]}],"brochureServices":["estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"800-752-2354","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":64},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":35}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/132252/PDF/132252.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032688","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Jackson Financial Services have?","answer":"Jackson Financial Services has 557 clients and manages $498 million for them, as of March 2026. They include 377 individual clients, 174 high-net-worth individuals, and 6 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Jackson Financial Services offer?","answer":"Jackson Financial Services provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Jackson Financial Services charge?","answer":"Jackson Financial Services charges 0.50% a year for its Portfolio Management. The whole portfolio is charged at the rate of its band. The fee is billed in advance and is negotiable.","source":"JACKSON FINANCIAL SERVICES, LLC, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Jackson Financial Services use?","answer":"Jackson Financial Services’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $498M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Jackson Financial Services have?","answer":"Jackson Financial Services has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Jackson Financial Services invest in?","answer":"At the end of its last fiscal year, Jackson Financial Services’ separately managed accounts held 64% exchange-traded equities, 35% registered funds (mutual funds, ETFs, BDCs) and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Jackson Financial Services?","answer":"Jackson Financial Services’ direct owner is Robert Moise (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Jackson Financial Services get paid?","answer":"Jackson Financial Services is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Jackson Financial Services?","answer":"Jackson Financial Services’ main office is at 1311 Chuck Dawley BLVD., Suite 103, MT. Pleasant, SC 29464. Its phone number is 800-752-2354. Its website is jacksonfinancial.org.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}