{"url":"https://nivawealth.com/firms/jackson-avenue-158854","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/158854","regulatoryAum":185007992,"crd":"158854","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2608534","suffix":"MR.","lastName":"DWYER","firstName":"JOSEPH","middleName":"JASON"},{"crd":"4014529","suffix":null,"lastName":"MULL","firstName":"HAROLD","middleName":"CURTIS"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-14","regulatoryAum":156059461,"clients":43,"employees":2,"offices":2},{"filedOn":"2022-03-17","regulatoryAum":163135462,"clients":57,"employees":2,"offices":2},{"filedOn":"2023-03-15","regulatoryAum":142457897,"clients":61,"employees":2,"offices":2},{"filedOn":"2024-03-15","regulatoryAum":154057022,"clients":54,"employees":2,"offices":2},{"filedOn":"2025-03-13","regulatoryAum":170639309,"clients":58,"employees":2,"offices":2},{"filedOn":"2026-03-06","regulatoryAum":185007992,"clients":61,"employees":2,"offices":2}],"secFileNumber":"801-121455","legalName":"Jackson Avenue, LLC","displayName":"Jackson Avenue","slug":"jackson-avenue-158854","website":"https://jacksonavenue.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"Virginia limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"16 June 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":185007992,"discretionary":104721471,"discretionaryAccounts":40,"nonDiscretionary":80286521,"nonDiscretionaryAccounts":23,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":null,"fewerThan5":true,"regulatoryAum":377680},{"label":"Other","clients":61,"regulatoryAum":184630312}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Broadridge Financial Solutions","shortName":"Broadridge Financial Solutions","location":"Denver, CO","smaAssets":24305843},{"name":"Mid Atlantic Capital Group","shortName":"Mid Atlantic Capital Group","location":"Pittsburg, PA","smaAssets":50485304},{"name":"Empower Trust Company LLC","shortName":"Empower","location":"Greenwood Village, CO","smaAssets":78234917}],"custodyNote":"Jackson Avenue does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Joseph Dwyer","title":"President, Chief Compliance Officer","crd":"2608534"},{"name":"Harold Mull","title":"Partner","crd":"4014529"}],"ownership":[{"label":"Joseph Dwyer","detail":"President, chief compliance officer in the 75% or more ownership band and a control person, since January 2008."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"703-626-6475","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Other"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":100}],"privateFunds":0},"sources":{"adv1FilingDate":"6 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/158854/PDF/158854.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Jackson Avenue have?","answer":"Jackson Avenue has 61 clients and manages $185 million for them, as of March 2026. They include 61 other clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Jackson Avenue use?","answer":"Jackson Avenue’s separately managed account assets are held at Empower Trust Company LLC (Greenwood Village, CO), with $78.2M, Mid Atlantic Capital Group (Pittsburg, PA), with $50.5M and Broadridge Financial Solutions (Denver, CO), with $24.3M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Jackson Avenue have?","answer":"Jackson Avenue has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Jackson Avenue invest in?","answer":"At the end of its last fiscal year, Jackson Avenue’s separately managed accounts held 100% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Jackson Avenue?","answer":"Jackson Avenue’s direct owner is Joseph Dwyer (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Jackson Avenue get paid?","answer":"Jackson Avenue is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Jackson Avenue?","answer":"Its phone number is 703-626-6475. Its website is jacksonavenue.com.","source":"Form ADV Part 1A, Item 1.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}