{"url":"https://nivawealth.com/firms/jack-v-butterfield-investment-3998","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/3998","regulatoryAum":157645609,"crd":"3998","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5416792","suffix":null,"lastName":"BUTTERFIELD","firstName":"JASON","middleName":"JOHN"},{"crd":"872760","suffix":null,"lastName":"BUTTERFIELD","firstName":"JOHN","middleName":"CLARK"},{"crd":"6175043","suffix":null,"lastName":"BUTTERFIELD","firstName":"NICHOLAS","middleName":"JACOB"},{"crd":"5680649","suffix":null,"lastName":"CROSS","firstName":"JOHN","middleName":"JAMES"},{"crd":"1241930","suffix":null,"lastName":"THAYER","firstName":"TIMOTHY","middleName":"MARK"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-07-29","regulatoryAum":130380225,"clients":298,"employees":9,"offices":1},{"filedOn":"2026-02-12","regulatoryAum":157645609,"clients":208,"employees":9,"offices":1}],"secFileNumber":"801-132181","legalName":"Jack V. Butterfield Investment Company","displayName":"Jack V. Butterfield Investment","slug":"jack-v-butterfield-investment-3998","website":"https://jvbco.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Michigan corporation","fiscalYearEnd":"December","headquarters":{"street":"100 S. Jackson, Suite 100","city":"Jackson","state":"MI","stateName":"Michigan","country":"United States","postalCode":"49201"},"tradeNames":["J.V.B. Investment Co.","J.V.B. Investments"],"registration":{"secApproved":"19 March 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":757911.5817307692,"staff":{"employees":9,"advisory":5,"brokerDealerReps":8,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":157645609,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":157645609,"nonDiscretionaryAccounts":208,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":190,"regulatoryAum":83431467},{"label":"High-net-worth individuals","clients":18,"regulatoryAum":74214142}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T11:37:18.383669+00:00","documents":[{"name":"JVB ADVISORY BROCHURE 12.31.25","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008662","versionId":1008662,"submittedOn":"2026-02-12"}]},"custodians":[{"name":"RBC Capital Markets, LLC","shortName":"RBC Capital Markets","location":"Minneapolis, MN","smaAssets":157645609}],"custodyNote":"Jack V. Butterfield Investment does not have custody of client assets.","leadership":[{"name":"John Clark Butterfield","title":"President","crd":"872760"},{"name":"Timothy Mark Thayer","title":"Vice President/Principal","crd":"1241930"},{"name":"David Michael Cavender","title":"Chief Compliance Officer","crd":"6844966"},{"name":"Tyler Clark Butterfield","title":"Owner","crd":"6741546"},{"name":"Jason John Butterfield","title":"Owner","crd":"5416792"},{"name":"Nicholas Jacob Butterfield","title":"Owner","crd":"6175043"},{"name":"Benjamin Ryan Butterfield","title":"Owner","crd":"6603229"}],"ownership":[{"label":"John Clark Butterfield","detail":"President in the 50% to 75% ownership band and a control person, since December 1983."},{"label":"Jason John Butterfield","detail":"Owner in the 10% to 25% ownership band and a control person, since December 2016."},{"label":"Benjamin Ryan Butterfield","detail":"Owner in the 10% to 25% ownership band and a control person, since December 2016."},{"label":"Nicholas Jacob Butterfield","detail":"Owner in the 10% to 25% ownership band and a control person, since December 2016."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Michigan","offices":1,"addresses":[{"street":"100 S. Jackson, Suite 100","city":"Jackson","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"517-787-2430","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":60},{"label":"U.S. government/agency bonds","percent":4},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":27},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"12 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/3998/PDF/3998.pdf","brochureDate":"12 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008662","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Jack V. Butterfield Investment have?","answer":"Jack V. Butterfield Investment has 208 clients and manages $158 million for them, as of February 2026. They include 190 individual clients and 18 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Jack V. Butterfield Investment offer?","answer":"Jack V. Butterfield Investment provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Jack V. Butterfield Investment use?","answer":"Jack V. Butterfield Investment’s separately managed account assets are held at RBC Capital Markets, LLC (Minneapolis, MN), with $158M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Jack V. Butterfield Investment have?","answer":"Jack V. Butterfield Investment has 5 investment adviser representatives registered with state securities authorities, out of 9 employees, and 5 perform investment advisory functions. 8 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Jack V. Butterfield Investment invest in?","answer":"At the end of its last fiscal year, Jack V. Butterfield Investment’s separately managed accounts held 60% exchange-traded equities, 27% registered funds (mutual funds, ETFs, BDCs), 7% cash and equivalents, 4% U.S. government and agency bonds and 2% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Jack V. Butterfield Investment?","answer":"Jack V. Butterfield Investment’s direct owners are John Clark Butterfield (50% to 75%), Jason John Butterfield (10% to 25%), Benjamin Ryan Butterfield (10% to 25%) and Nicholas Jacob Butterfield (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 12 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Jack V. Butterfield Investment get paid?","answer":"Jack V. Butterfield Investment is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Jack V. Butterfield Investment registered with the SEC?","answer":"Yes, Jack V. Butterfield Investment has been registered with the SEC as an investment adviser since 19 March 2025. Its CRD number is 3998 and its SEC file number is 801-132181.","source":"Form ADV Part 1A, Item 1, filed 12 February 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Jack V. Butterfield Investment?","answer":"Jack V. Butterfield Investment’s main office is at 100 S. Jackson, Suite 100, Jackson, MI 49201. Its phone number is 517-787-2430. Its website is jvbco.com.","source":"Form ADV Part 1A, Item 1.F, filed 12 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}