{"url":"https://nivawealth.com/firms/j-p-morgan-investment-management-107038","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107038","regulatoryAum":3519414511755,"crd":"107038","secFileNumber":"801-21011","legalName":"J.P. Morgan Investment Management Inc.","displayName":"J.P. Morgan Investment Management","website":null,"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"270 Park Avenue","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10017-2014"},"tradeNames":[],"registration":{"secApproved":"4 April 1984","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":3194,"advisory":2260,"brokerDealerReps":843,"insuranceAgents":14,"promoters":6},"aum":{"discretionary":3494370004659,"discretionaryAccounts":132057,"nonDiscretionary":25044507096,"nonDiscretionaryAccounts":93,"wrapProgram":79056769242,"nonUsClientsPct":1,"nonAumClients":59},"clientTypes":[{"label":"High-net-worth individuals","clients":15,"regulatoryAum":12817085329},{"label":"Banking or thrift institutions","clients":16,"regulatoryAum":1346577563},{"label":"Investment companies","clients":373,"regulatoryAum":1823242000945},{"label":"Pooled investment vehicles","clients":305,"regulatoryAum":882981602508},{"label":"Pension and profit-sharing plans","clients":892,"regulatoryAum":198037983619},{"label":"Charitable organizations","clients":200,"regulatoryAum":24337048457},{"label":"State or municipal government entities","clients":155,"regulatoryAum":63674904194},{"label":"Other investment advisers","clients":97,"regulatoryAum":6542885190},{"label":"Insurance companies","clients":154,"regulatoryAum":131286945599},{"label":"Sovereign wealth funds and foreign official institutions","clients":41,"regulatoryAum":69275585209},{"label":"Corporations and other businesses","clients":461,"regulatoryAum":226815123900},{"label":"Other","clients":126256,"regulatoryAum":79056769242}],"fees":[],"feeNotes":[],"custodians":[{"name":"State Street Corporation","shortName":"State Street","location":"Boston, MA","smaAssets":125230642785},{"name":"The Bank of New York","shortName":"The Bank of New York","location":"Wilmington, DE","smaAssets":112612145609},{"name":"Northern Trust Company","shortName":"Northern Trust","location":"Chicago, IL","smaAssets":103868829712},{"name":"Jpmorgan Chase Bank, N.A.","shortName":"J.P. Morgan","location":"Columbus, OH","smaAssets":154516991357}],"custodyNote":"J.P. Morgan Investment Management has custody of $99.96B for 165 clients.","otherCustodians":[],"leadership":[{"name":"John Donohue","title":"Director / President / CEO / Head of Global Liquidity","crd":"2372302"},{"name":"Benjamin Hesse","title":"Director / Chief Financial Officer / Treasurer","crd":"3278541"},{"name":"John Oliva","title":"Chief Compliance Officer","crd":"1197135"},{"name":"Peter Bonanno","title":"General Counsel, Asset Management","crd":"7480308"},{"name":"Joy Dowd","title":"Director","crd":"3198471"},{"name":"George Gatch","title":"Director/Chairman","crd":"4320888"},{"name":"Jedediah Isiah Laskowitz","title":"Director / Head of Global Private Markets and Customized Solutions","crd":"4324954"},{"name":"Andrea Lisher","title":"Director / Head of Americas, Client","crd":"4493750"},{"name":"Katherine Manghillis","title":"Secretary","crd":"7480313"},{"name":"Robert Michele","title":"Director /Head of Global Fixed Income, Currency & Commodities","crd":"2424610"},{"name":"Anton Pil","title":"Director / Head of Global Alternative Investment Solutions","crd":"4630652"},{"name":"Andrew Powell","title":"Director / Am Cao / Head of Global Client Service / Senior Business Manager","crd":"6448006"},{"name":"Paul Quinsee","title":"Director/Head of Global Equities","crd":"4337194"}],"ownership":[{"label":"Jpmorgan Asset Management Holdings Inc.","detail":"Shareholder in the 75% or more ownership band and a control person, since October 2003."},{"label":"Jpmorgan Chase & Co.","detail":"Indirect owner: a 100% shareholder of Jpmorgan Chase Holdings LLC in the 75% or more band and a control person, since September 2016.","parent":"Jpmorgan Chase Holdings LLC"},{"label":"Jpmorgan Chase Holdings LLC","detail":"Indirect owner: a 100% shareholder of Jpmorgan Asset Management Holdings Inc. in the 75% or more band and a control person, since April 2017.","parent":"Jpmorgan Asset Management Holdings Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":266,"privateResidences":0},"listedOfficeAddresses":25,"officesByState":[{"state":"California","offices":2,"addresses":[{"street":"2029 Century Park E","city":"Los Angeles"},{"street":"560 Mission Street","city":"San Francisco"}]},{"state":"Colorado","offices":1,"addresses":[{"street":"1455 16th ST Mall","city":"Denver"}]},{"state":"Delaware","offices":1,"addresses":[{"street":"500 Stanton Christiana RD","city":"Newark"}]},{"state":"Florida","offices":1,"addresses":[{"street":"1450 Brickell Ave","city":"Miami"}]},{"state":"Georgia","offices":2,"addresses":[{"street":"3424 Peachtree RD Ne","city":"Atlanta"},{"street":"1775 Mars Hill RD NW","city":"Acworth"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"10 S Dearborn ST","city":"Chicago"}]},{"state":"Indiana","offices":1,"addresses":[{"street":"1 E Ohio ST","city":"Indianapolis"}]},{"state":"Massachusetts","offices":2,"addresses":[{"street":"50 Rowes Wharf","city":"Boston"},{"street":"1 Liberty SQ","city":"Boston"}]},{"state":"New Jersey","offices":2,"addresses":[{"street":"575 Washington BLVD","city":"Jersey City"},{"street":"545 Washington BLVD","city":"Jersey City"}]},{"state":"New York","offices":5,"addresses":[{"street":"270 Park Avenue","city":"New York","headquarters":true},{"street":"390 Madison Ave","city":"New York"},{"street":"4 Chase Metrotech CTR","city":"Brooklyn"},{"street":"277 Park Ave","city":"New York"},{"street":"237 Park Ave","city":"New York"}]},{"state":"Ohio","offices":1,"addresses":[{"street":"1111 Polaris Pkwy","city":"Columbus"}]},{"state":"Oregon","offices":1,"addresses":[{"street":"1300 SW 5th Ave Ste 3200","city":"Portland"}]},{"state":"Texas","offices":5,"addresses":[{"street":"1900 N Akard ST","city":"Dallas"},{"street":"8181 Communications Pkwy BLDG F","city":"Plano"},{"street":"405 Colorado ST","city":"Austin"},{"street":"5847 San Felipe ST","city":"Houston"},{"street":"712 Main ST","city":"Houston"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"800-343-1113","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":12},{"label":"Non-exchange-traded equity securities","percent":3},{"label":"U.S. government/agency bonds","percent":21},{"label":"U.S. state and local bonds","percent":3},{"label":"Investment grade corporate bonds","percent":20},{"label":"Non-investment grade corporate bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":7},{"label":"Cash and cash equivalents","percent":5},{"label":"Other","percent":25,"detail":"Convertible Bonds, Depository Receipts, Equity Rights Issues, Mortgage Backed Securities, Repos Or Reverse Repos, Safe Keeping"}],"privateFunds":239},"sources":{"adv1FilingDate":"26 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/107038/PDF/107038.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does J.P. Morgan Investment Management have?","answer":"J.P. Morgan Investment Management has 128,965 clients and manages $3519.4 billion for them, as of August 2026. They include 126,256 other clients, 892 pension and profit-sharing plans and 461 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does J.P. Morgan Investment Management offer?","answer":"J.P. Morgan Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does J.P. Morgan Investment Management use?","answer":"J.P. Morgan Investment Management’s separately managed account assets are held at Jpmorgan Chase Bank, N.A. (Columbus, OH), with $154,516,991,357, State Street Corporation (Boston, MA), with $125,230,642,785, The Bank of New York (Wilmington, DE), with $112,612,145,609 and Northern Trust Company (Chicago, IL), with $103,868,829,712. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does J.P. Morgan Investment Management have?","answer":"J.P. Morgan Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 3,194 employees, and 2,260 perform investment advisory functions. 843 are registered representatives of a broker-dealer and 14 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does J.P. Morgan Investment Management invest in?","answer":"At the end of its last fiscal year, J.P. Morgan Investment Management’s separately managed accounts held 25% convertible bonds, depository receipts, equity rights issues, mortgage backed securities, repos or reverse repos, safe keeping, 21% U.S. government and agency bonds, 20% investment grade corporate bonds, 12% exchange-traded equities, 7% pooled vehicles (private funds and similar), 5% cash and equivalents, 3% non-exchange-traded equities, 3% state and local bonds, 3% high-yield corporate bonds and 1% registered funds (mutual funds, ETFs, BDCs). It advises 239 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns J.P. Morgan Investment Management?","answer":"J.P. Morgan Investment Management is owned through a chain of holding companies by Jpmorgan Chase & Co. Its direct owner is Jpmorgan Asset Management Holdings Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does J.P. Morgan Investment Management get paid?","answer":"J.P. Morgan Investment Management is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}