{"url":"https://nivawealth.com/firms/j-p-morgan-alternative-asset-management-20989","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/20989","regulatoryAum":29731327961,"crd":"20989","secFileNumber":"801-38319","legalName":"J.P. Morgan Alternative Asset Management, Inc.","displayName":"J.P. Morgan Alternative Asset Management","website":null,"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"270 Park Avenue","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10017-2014"},"tradeNames":["J.P. Morgan Alternative Asset Management, Inc. Hedge Fund Solutions"],"registration":{"secApproved":"22 February 1991","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":86,"advisory":26,"brokerDealerReps":15,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":18235504961,"discretionaryAccounts":270,"nonDiscretionary":11495823000,"nonDiscretionaryAccounts":105,"wrapProgram":null,"nonUsClientsPct":61,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":51,"regulatoryAum":782610929},{"label":"Pooled investment vehicles","clients":30,"regulatoryAum":10007057094},{"label":"Pension and profit-sharing plans","clients":12,"regulatoryAum":1538597337},{"label":"Charitable organizations","clients":23,"regulatoryAum":579923149},{"label":"State or municipal government entities","clients":1,"regulatoryAum":96401642},{"label":"Other investment advisers","clients":4,"regulatoryAum":9729125015},{"label":"Insurance companies","clients":2,"regulatoryAum":637854878},{"label":"Sovereign wealth funds and foreign official institutions","clients":3,"regulatoryAum":1896861601},{"label":"Corporations and other businesses","clients":4,"regulatoryAum":72017602},{"label":"Other","clients":199,"regulatoryAum":4390878714}],"fees":[],"feeNotes":[],"custodians":[{"name":"J.P. Morgan (suisse) Sa","shortName":"J.P. Morgan","location":"Geneva","smaAssets":2915589483},{"name":"Jpmorgan Chase Bank, National Association","shortName":"J.P. Morgan","location":"Columbus, OH","smaAssets":7040818417},{"name":"Northern Trust Corporation","shortName":"Northern Trust","location":"Chicago, IL","smaAssets":5704351852},{"name":"J.P. Morgan Se","shortName":"J.P. Morgan","location":"Frankfurt Am Main","smaAssets":3221054214}],"custodyNote":"J.P. Morgan Alternative Asset Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Thomas Divuolo","title":"Chief Financial Officer/Managing Director/Chief Administrative Officer","crd":"1320428"},{"name":"Dong Shon","title":"Chief Compliance Officer","crd":"5867825"},{"name":"Brian Burke","title":"Director","crd":"4554615"},{"name":"Brandon Robinson","title":"Director","crd":"5708180"},{"name":"Randy Wachtel","title":"Director","crd":"8151381"},{"name":"Paul Zummo","title":"Chief Investment Officer/Director","crd":"2589858"}],"ownership":[{"label":"Jpmorgan Asset Management Holdings Inc.","detail":"Shareholder in the 75% or more ownership band and a control person, since January 2006."},{"label":"Jpmorgan Chase & Co.","detail":"Indirect owner: a shareholder of Jpmorgan Chase Holdings LLC in the 75% or more band and a control person, since April 2017.","parent":"Jpmorgan Chase Holdings LLC"},{"label":"Jpmorgan Chase Holdings LLC","detail":"Indirect owner: a shareholder of Jpmorgan Asset Management Holdings Inc. in the 75% or more band and a control person, since April 2017.","parent":"Jpmorgan Asset Management Holdings Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"2029 Century Park E","city":"Los Angeles"}]},{"state":"New York","offices":2,"addresses":[{"street":"270 Park Avenue","city":"New York","headquarters":true},{"street":"390 Madison Avenue","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"800-343-1113","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":98},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":1,"detail":"Receivables and Pre-Paid Assets"}],"privateFunds":15},"sources":{"adv1FilingDate":"16 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/20989/PDF/20989.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does J.P. Morgan Alternative Asset Management have?","answer":"J.P. Morgan Alternative Asset Management has 329 clients and manages $29.7 billion for them, as of July 2026. They include 199 other clients, 51 high-net-worth individuals and 30 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does J.P. Morgan Alternative Asset Management offer?","answer":"J.P. Morgan Alternative Asset Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does J.P. Morgan Alternative Asset Management use?","answer":"J.P. Morgan Alternative Asset Management’s separately managed account assets are held at Jpmorgan Chase Bank, National Association (Columbus, OH), with $7,040,818,417, Northern Trust Corporation (Chicago, IL), with $5,704,351,852, J.P. Morgan Se (Frankfurt Am Main), with $3,221,054,214 and J.P. Morgan (suisse) Sa (Geneva), with $2,915,589,483. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does J.P. Morgan Alternative Asset Management have?","answer":"J.P. Morgan Alternative Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 86 employees, and 26 perform investment advisory functions. 15 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does J.P. Morgan Alternative Asset Management invest in?","answer":"At the end of its last fiscal year, J.P. Morgan Alternative Asset Management’s separately managed accounts held 98% pooled vehicles (private funds and similar), 1% cash and equivalents and 1% receivables and pre-paid assets. It advises 15 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns J.P. Morgan Alternative Asset Management?","answer":"J.P. Morgan Alternative Asset Management is owned through a chain of holding companies by Jpmorgan Chase & Co. Its direct owner is Jpmorgan Asset Management Holdings Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 16 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does J.P. Morgan Alternative Asset Management get paid?","answer":"J.P. Morgan Alternative Asset Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}