{"url":"https://nivawealth.com/firms/j-p-capital-management-142109","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/142109","regulatoryAum":166598986,"crd":"142109","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4261122","suffix":null,"lastName":"POLANSKY","firstName":"JASON","middleName":"EDGAR"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-136722","legalName":"J.P. Capital Management, Inc.","displayName":"J.P. Capital Management","slug":"j-p-capital-management-142109","website":"https://jpcapitalmgmt.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Oregon corporation","fiscalYearEnd":"December","headquarters":{"street":"4990 Hunters Glen DR","city":"Eugene","state":"OR","stateName":"Oregon","country":"United States","postalCode":"97405"},"tradeNames":[],"registration":{"secApproved":"13 July 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3858366.906976744,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":166598986,"discretionary":162074386,"discretionaryAccounts":146,"nonDiscretionary":4524600,"nonDiscretionaryAccounts":16,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":18,"regulatoryAum":9542535},{"label":"High-net-worth individuals","clients":25,"regulatoryAum":156367242},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":652364},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":36845}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T13:30:18.799814+00:00","documents":[{"name":"JP CAPITAL MANAGEMENT ADV 2A-2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048196","versionId":1048196,"submittedOn":"2026-06-11"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":63479396},{"name":"Interactive Brokers LLC","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":103119590}],"custodyNote":"J.P. Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jason Polansky","title":"President & Chief Compliance Officer","crd":"4261122"}],"ownership":[{"label":"Jason Polansky","detail":"President & chief compliance officer in the 75% or more ownership band and a control person, since September 2006."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Oregon","offices":1,"addresses":[{"street":"4990 Hunters Glen DR","city":"Eugene","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"541-343-2064","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":48},{"label":"Non-exchange-traded equity securities","percent":11},{"label":"U.S. government/agency bonds","percent":11},{"label":"Derivatives","percent":20},{"label":"Securities issued by registered investment companies or business development companies","percent":9},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"22 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/142109/PDF/142109.pdf","brochureDate":"11 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048196","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does J.P. Capital Management have?","answer":"J.P. Capital Management has 43 clients and manages $167 million for them, as of June 2026. They include 25 high-net-worth individuals and 18 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does J.P. Capital Management offer?","answer":"J.P. Capital Management provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does J.P. Capital Management use?","answer":"J.P. Capital Management’s separately managed account assets are held at Interactive Brokers LLC (Greenwich, CT), with $103M and Charles Schwab & Co., Inc. (Westlake, TX), with $63.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does J.P. Capital Management have?","answer":"J.P. Capital Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does J.P. Capital Management invest in?","answer":"At the end of its last fiscal year, J.P. Capital Management’s separately managed accounts held 48% exchange-traded equities, 20% derivatives, 11% non-exchange-traded equities, 11% U.S. government and agency bonds, 9% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns J.P. Capital Management?","answer":"J.P. Capital Management’s direct owner is Jason Polansky (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 22 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does J.P. Capital Management get paid?","answer":"J.P. Capital Management is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact J.P. Capital Management?","answer":"J.P. Capital Management’s main office is at 4990 Hunters Glen DR, Eugene, OR 97405. Its phone number is 541-343-2064. Its website is jpcapitalmgmt.com.","source":"Form ADV Part 1A, Item 1.F, filed 22 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}