{"url":"https://nivawealth.com/firms/j-o-hambro-capital-management-limited-138653","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/138653","regulatoryAum":22307650901,"crd":"138653","secFileNumber":"801-69614","legalName":"J O Hambro Capital Management Limited","displayName":"J O Hambro Capital Management Limited","website":null,"linkedinUrl":"https://www.linkedin.com/company/j-o-hambro-capital-management/","founded":null,"organization":"corporation organized in United Kingdom","fiscalYearEnd":"June","headquarters":{"street":"1 ST James'S Market, Level 3","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"SW1Y 4AH"},"tradeNames":[],"registration":{"secApproved":"30 September 2008","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":143,"advisory":37,"brokerDealerReps":0,"insuranceAgents":0,"promoters":2},"aum":{"discretionary":22307650901,"discretionaryAccounts":55,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":63,"nonAumClients":6},"clientTypes":[{"label":"Investment companies","clients":6,"regulatoryAum":5284633656},{"label":"Pooled investment vehicles","clients":33,"regulatoryAum":14768281802},{"label":"Pension and profit-sharing plans","clients":6,"regulatoryAum":1061652561},{"label":"State or municipal government entities","clients":1,"regulatoryAum":1104493886},{"label":"Other investment advisers","clients":6,"regulatoryAum":0},{"label":"Insurance companies","clients":1,"regulatoryAum":86104730},{"label":"Other","clients":2,"regulatoryAum":2484266}],"fees":[],"feeNotes":[],"custodians":[{"name":"Jpmorgan Chase Bank, National Association","shortName":"J.P. Morgan","location":"Columbus, OH","smaAssets":826706430},{"name":"Bank of New York Mellon","shortName":"Bank of New York Mellon","location":"New York, NY","smaAssets":1245920860}],"custodyNote":"J O Hambro Capital Management Limited has custody of client assets.","otherCustodians":[],"leadership":[{"name":"William Street","title":"Director/Chief Executive Officer","crd":"6254262"},{"name":"Katrina Sly","title":"Chief Financial Officer","crd":"8349995"},{"name":"Steve Alexander","title":"Chief Compliance Officer/Head of Legal, Risk and Compliance, Euka","crd":"7676835"},{"name":"Suzanne Evans","title":"Non-Executive Director","crd":"7167881"},{"name":"Clare Forster","title":"Executive Director","crd":"7844988"},{"name":"Carole Judd","title":"Non-Executive Director","crd":"8349985"},{"name":"Warren Tonkinson","title":"Head of Distribution","crd":"6632021"}],"ownership":[{"label":"Pendal Group Limited","detail":"100% holding company in the 75% or more ownership band and a control person, since October 2011."},{"label":"Perpetual Acquisition Company Limited","detail":"Indirect owner: a 100% ownership holding company of Pendal Group Limited in the 75% or more band and a control person, since January 2023.","parent":"Pendal Group Limited"},{"label":"Perpetual Limited","detail":"Indirect owner: a 100% ownership parent company of Perpetual Acquisition Company Limited in the 75% or more band and a control person, since January 2023.","parent":"Perpetual Acquisition Company Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442077475678","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":98},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"24 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/138653/PDF/138653.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does J O Hambro Capital Management Limited have?","answer":"J O Hambro Capital Management Limited has 55 clients and manages $22.3 billion for them, as of September 2026. They include 33 pooled investment vehicles, 6 investment companies and 6 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does J O Hambro Capital Management Limited offer?","answer":"J O Hambro Capital Management Limited provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does J O Hambro Capital Management Limited use?","answer":"J O Hambro Capital Management Limited’s separately managed account assets are held at Bank of New York Mellon (New York, NY), with $1,245,920,860 and Jpmorgan Chase Bank, National Association (Columbus, OH), with $826,706,430. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does J O Hambro Capital Management Limited have?","answer":"J O Hambro Capital Management Limited has 0 investment adviser representatives registered with state securities authorities, out of 143 employees, and 37 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does J O Hambro Capital Management Limited invest in?","answer":"At the end of its last fiscal year, J O Hambro Capital Management Limited’s separately managed accounts held 98% exchange-traded equities and 2% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns J O Hambro Capital Management Limited?","answer":"J O Hambro Capital Management Limited is owned through a chain of holding companies by Perpetual Limited. Its direct owner is Pendal Group Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does J O Hambro Capital Management Limited get paid?","answer":"J O Hambro Capital Management Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}