{"url":"https://nivawealth.com/firms/j-mark-nickell-and-co-111635","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/111635","regulatoryAum":146425524,"crd":"111635","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5424084","suffix":null,"lastName":"DOVER","firstName":"MARGARET","middleName":"ROSE"},{"crd":"4479162","suffix":null,"lastName":"NICKELL","firstName":"JOSEPH","middleName":"MARK"},{"crd":"7769272","suffix":null,"lastName":"Nickell","firstName":"Thomas","middleName":"W"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-27","regulatoryAum":111180621,"clients":46,"employees":2,"offices":1},{"filedOn":"2022-02-28","regulatoryAum":125412585,"clients":47,"employees":2,"offices":1},{"filedOn":"2023-02-08","regulatoryAum":107709121,"clients":46,"employees":2,"offices":1},{"filedOn":"2024-02-22","regulatoryAum":120753504,"clients":45,"employees":2,"offices":1},{"filedOn":"2025-03-11","regulatoryAum":115355407,"clients":43,"employees":3,"offices":1},{"filedOn":"2026-03-18","regulatoryAum":146425524,"clients":49,"employees":3,"offices":1}],"secFileNumber":"801-121304","legalName":"J. 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MARK NICKELL & CO. 2026 ANNUAL REVISED BROCHURE","fee_rate_low":0.6,"fee_rate_high":1,"fee_negotiable":false,"minimum_account":1000000,"feeMinimumPeriod":"annual","fee_minimum_annual":10000},{"role":"other","program":"Financial planning fees","summary":"Financial planning beyond a prototypical engagement may carry additional fees, charged hourly at $300 to $450 per hour, or a fixed fee if estimated in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020936","versionId":1020936,"submittedOn":"2026-03-18","documentName":"J. MARK NICKELL & CO. 2026 ANNUAL REVISED BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:10:42.747179+00:00","documents":[{"name":"J. MARK NICKELL & CO. 2026 ANNUAL REVISED BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020936","versionId":1020936,"submittedOn":"2026-03-18"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":134514917}],"custodyNote":"J. Mark Nickell & Co. does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Joseph Nickell","title":"President/Chief Compliance Officer","crd":"4479162"},{"name":"Thomas Nickell","title":"Operations Director","crd":"7769272"},{"name":"Margaret Dover","title":"Senior Client Advisor","crd":"5424084"}],"ownership":[{"label":"Joseph Nickell","detail":"President/chief compliance officer in the 50% to 75% ownership band and a control person, since April 1994."},{"label":"Margaret Dover","detail":"Senior client advisor in the 10% to 25% ownership band and a control person, since January 2026."},{"label":"Thomas Nickell","detail":"Operations director in the 10% to 25% ownership band and a control person, since January 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Tennessee","offices":1,"addresses":[{"street":"100 Westwood Place, Suite 330","city":"Brentwood","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"615-371-6622","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Other"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":95},{"label":"Other","percent":4,"detail":"Variable Annuities at Tiaa and Jefferson National."}],"privateFunds":0},"sources":{"adv1FilingDate":"18 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/111635/PDF/111635.pdf","brochureDate":"18 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020936","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does J. Mark Nickell & Co. have?","answer":"J. Mark Nickell & Co. has 49 clients and manages $146 million for them, as of March 2026. They include 43 high-net-worth individuals and 6 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does J. Mark Nickell & Co. offer?","answer":"J. Mark Nickell & Co. provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does J. Mark Nickell & Co. charge?","answer":"J. Mark Nickell & Co. charges 0.60%–1.00% a year for its Investment Supervisory Services. Each asset band is charged at its own rate. The fee is billed in advance, is not negotiable, has a $10,000 annual minimum and requires an account of at least $1,000,000.","source":"J. MARK NICKELL & CO. 2026 ANNUAL REVISED BROCHURE, filed 18 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does J. Mark Nickell & Co. use?","answer":"J. Mark Nickell & Co.’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $135M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does J. Mark Nickell & Co. have?","answer":"J. Mark Nickell & Co. has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does J. Mark Nickell & Co. invest in?","answer":"At the end of its last fiscal year, J. Mark Nickell & Co.’s separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs), 4% other and 1% exchange-traded equities. The 4% other category is described as: Variable Annuities at Tiaa and Jefferson National.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does J. Mark Nickell & Co. have a minimum investment?","answer":"Yes, J. Mark Nickell & Co.’s minimum account size for its Investment Supervisory Services is $1M. It charges a $10K annual minimum fee.","source":"J. MARK NICKELL & CO. 2026 ANNUAL REVISED BROCHURE, filed 18 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns J. Mark Nickell & Co.?","answer":"J. Mark Nickell & Co.’s direct owners are Joseph Nickell (50% to 75%), Margaret Dover (10% to 25%) and Thomas Nickell (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does J. Mark Nickell & Co. get paid?","answer":"J. Mark Nickell & Co. is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact J. Mark Nickell & Co.?","answer":"J. Mark Nickell & Co.’s main office is at 100 Westwood Place, Suite 330, Brentwood, TN 37027. Its phone number is 615-371-6622. Its website is jmarknickell.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/j-mark-nickell-and-co-111635/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-11","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1811161/000181116126000011/0001811161-26-000011-index.html","totalValue":125364914,"positionCount":30,"top10Share":0.8093775184977194,"top10":[{"issuer":"ISHARES TR","titleOfClass":"MSCI USA QLT FCT","cusip":"46432F339","value":17594775,"shares":80184,"shareType":"SH","priorValue":28065064,"priorShares":146317},{"issuer":"ISHARES TR","titleOfClass":"TOTAL USD FIXED","cusip":"46438G240","value":14795182,"shares":320589,"shareType":"SH"},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":13237576,"shares":19274,"shareType":"SH","priorValue":20875476,"priorShares":34935},{"issuer":"GMO ETF 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}