{"url":"https://nivawealth.com/firms/j-h-whitney-capital-partners-160547","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/160547","regulatoryAum":859327363,"crd":"160547","history":[{"filedOn":"2021-03-30","regulatoryAum":1270658797,"clients":5,"employees":10,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":1093559015,"clients":5,"employees":7,"offices":1},{"filedOn":"2023-07-28","regulatoryAum":983269246,"clients":5,"employees":5,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":544516292,"clients":6,"employees":5,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":671912613,"clients":6,"employees":4,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":859327363,"clients":6,"employees":4,"offices":1}],"secFileNumber":"801-74381","legalName":"J.H. Whitney Capital Partners, LLC","displayName":"J.H. Whitney Capital Partners","slug":"j-h-whitney-capital-partners-160547","website":"https://whitney.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/j-h-whitney-capital-partners-llc","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"212 Elm Street, Suite 1","city":"New Canaan","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06840"},"tradeNames":[],"registration":{"secApproved":"30 March 2012","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":4,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":859327363,"discretionary":859327363,"discretionaryAccounts":6,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":6,"regulatoryAum":859327363}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"J.H. Whitney Capital Partners has custody of $859M in client assets for 6 clients.","leadership":[{"name":"David Zatlukal","title":"Chief Financial Officer","crd":"6930853"},{"name":"David Zatlukal","title":"Chief Compliance Officer","crd":"6930853"},{"name":"Paul Vigano","title":"Senior Managing Director; Managing Member","crd":"2526783"},{"name":"Robert Williams","title":"Senior Managing Director; Managing Member","crd":"2671034"}],"ownership":[{"label":"Paul Vigano","detail":"Senior managing director; managing member in the 50% to 75% ownership band and a control person, since November 2004."},{"label":"Robert Williams","detail":"Senior managing director; managing member in the 50% to 75% ownership band and a control person, since November 2004."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"212 Elm Street, Suite 1","city":"New Canaan","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"203-716-6100","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":6},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/160547/PDF/160547.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does J.H. Whitney Capital Partners have?","answer":"J.H. Whitney Capital Partners has 6 clients and manages $859 million for them, as of March 2026. They include 6 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does J.H. Whitney Capital Partners offer?","answer":"J.H. Whitney Capital Partners provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does J.H. Whitney Capital Partners have?","answer":"J.H. Whitney Capital Partners has 0 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns J.H. Whitney Capital Partners?","answer":"J.H. Whitney Capital Partners’ direct owners are Paul Vigano (50% to 75%) and Robert Williams (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does J.H. Whitney Capital Partners get paid?","answer":"J.H. Whitney Capital Partners is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is J.H. Whitney Capital Partners registered with the SEC?","answer":"Yes, J.H. Whitney Capital Partners has been registered with the SEC as an investment adviser since 30 March 2012. Its CRD number is 160547 and its SEC file number is 801-74381.","source":"Form ADV Part 1A, Item 1, filed 30 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact J.H. Whitney Capital Partners?","answer":"J.H. Whitney Capital Partners’ main office is at 212 Elm Street, Suite 1, New Canaan, CT 06840. Its phone number is 203-716-6100. Its website is whitney.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}