{"url":"https://nivawealth.com/firms/j-d-t-146357","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/146357","regulatoryAum":158742586,"crd":"146357","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1515025","suffix":null,"lastName":"PIERCE","firstName":"GEORGE","middleName":"DAVID"},{"crd":"412146","suffix":null,"lastName":"SCEARCE","firstName":"RALPH","middleName":"DUDLEY"},{"crd":"5446984","suffix":null,"lastName":"SMITH","firstName":"JAMES","middleName":"ALAN"},{"crd":"4624093","suffix":null,"lastName":"THOMPSON","firstName":"JAMES","middleName":"MICHAEL"},{"crd":"2584356","suffix":null,"lastName":"THOMPSON","firstName":"JOHN","middleName":"D"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-02-08","regulatoryAum":103275363,"clients":195,"employees":3,"offices":2},{"filedOn":"2023-03-01","regulatoryAum":101583250,"clients":205,"employees":5,"offices":2},{"filedOn":"2024-02-29","regulatoryAum":108768613,"clients":255,"employees":5,"offices":1},{"filedOn":"2025-01-06","regulatoryAum":125471911,"clients":255,"employees":5,"offices":1},{"filedOn":"2026-02-02","regulatoryAum":158742586,"clients":208,"employees":5,"offices":1}],"secFileNumber":"801-122790","legalName":"J.D.T. Inc","displayName":"J.D.T.","slug":"j-d-t-146357","website":"https://invest-lex.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Kentucky corporation","fiscalYearEnd":"December","headquarters":{"street":"444 Lewis Hargett Circle, Ste 125","city":"Lexington","state":"KY","stateName":"Kentucky","country":"United States","postalCode":"40503"},"tradeNames":["Invest Inc","JDT Investment Advisors"],"registration":{"secApproved":"23 February 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":763185.5096153846,"staff":{"employees":5,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":158742586,"discretionary":151860000,"discretionaryAccounts":665,"nonDiscretionary":6882586,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":208},"clientTypes":[{"label":"Individuals (other than HNW)","clients":208,"regulatoryAum":158742586}],"feePrograms":[{"role":"other","program":"Hourly Services","summary":"Services billed at an hourly rate, including financial planning, are charged at $75 to $300 an hour and billed after the work is performed.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061541","versionId":1061541,"submittedOn":"2026-10-19","documentName":"DISCLOSURE BROCHURE 2024"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T13:42:36.84591+00:00","documents":[{"name":"DISCLOSURE BROCHURE 2024","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061541","versionId":1061541,"submittedOn":"2026-10-19"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Denver, CO","smaAssets":64617205}],"custodyNote":"J.D.T. does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"John Thompson","title":"President & CCO","crd":"2584356"}],"ownership":[{"label":"John Thompson","detail":"President & cco in the 75% or more ownership band and a control person, since January 1998."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Kentucky","offices":1,"addresses":[{"street":"444 Lewis Hargett Circle, Ste 125","city":"Lexington","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"859-268-9200","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":94},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"2 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/146357/PDF/146357.pdf","brochureDate":"19 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061541","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does J.D.T. have?","answer":"J.D.T. has 208 clients and manages $159 million for them, as of February 2026. They include 208 individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does J.D.T. offer?","answer":"J.D.T. provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does J.D.T. use?","answer":"J.D.T.’s separately managed account assets are held at Charles Schwab & Co., Inc. (Denver, CO), with $64.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does J.D.T. have?","answer":"J.D.T. has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does J.D.T. invest in?","answer":"At the end of its last fiscal year, J.D.T.’s separately managed accounts held 94% exchange-traded equities and 6% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns J.D.T.?","answer":"J.D.T.’s direct owner is John Thompson (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 2 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does J.D.T. get paid?","answer":"J.D.T. is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact J.D.T.?","answer":"J.D.T.’s main office is at 444 Lewis Hargett Circle, Ste 125, Lexington, KY 40503. Its phone number is 859-268-9200. Its website is invest-lex.com.","source":"Form ADV Part 1A, Item 1.F, filed 2 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}