{"url":"https://nivawealth.com/firms/ivy-hill-asset-management-161608","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/161608","regulatoryAum":12957965200,"crd":"161608","secFileNumber":"801-74555","legalName":"Ivy Hill Asset Management, L.P.","displayName":"Ivy Hill Asset Management","website":null,"founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"245 Park Avenue, 44th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10167-0002"},"tradeNames":[],"registration":{"secApproved":"30 March 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":16,"advisory":14,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":12957965200,"discretionaryAccounts":19,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":63,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":18,"regulatoryAum":12858897387},{"label":"Insurance companies","clients":null,"regulatoryAum":99067813}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"State Street Global Services","shortName":"State Street Global Services","location":"Boston, MA","smaAssets":99067813}],"custodyNote":"Ivy Hill Asset Management has custody of $6.76B for 6 clients.","otherCustodians":[],"leadership":[{"name":"Joshua Bloomstein","title":"General Counsel, Vice President and Secretary","crd":"7233527"},{"name":"Shelly Cleary","title":"President","crd":"7519067"},{"name":"Scott Lem","title":"Chief Financial Officer, Controller, Treasurer and Vice President","crd":"7884720"},{"name":"Richa Gulati","title":"Chief Compliance Officer","crd":"5502357"}],"ownership":[{"label":"Ares Capital Corporation","detail":"Limited partner in the 75% or more ownership band and a control person, since November 2007. Also a member of Ivy Hill Asset Management GP, LLC in the 75% or more band and a control person, since November 2007."},{"label":"Mitchell Goldstein","detail":"Indirect owner: elected manager of Ivy Hill Asset Management GP, LLC and a control person, since November 2007.","parent":"Ivy Hill Asset Management GP, LLC"},{"label":"Michael Smith","detail":"Indirect owner: elected manager of Ivy Hill Asset Management GP, LLC and a control person, since November 2007.","parent":"Ivy Hill Asset Management GP, LLC"},{"label":"Shelly Cleary","detail":"Indirect owner: elected manager of Ivy Hill Asset Management GP, LLC and a control person, since January 2022.","parent":"Ivy Hill Asset Management GP, LLC"},{"label":"Scott Lem","detail":"Indirect owner: elected manager of Ivy Hill Asset Management GP, LLC and a control person, since March 2024.","parent":"Ivy Hill Asset Management GP, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"Georgia","offices":1,"addresses":[{"street":"One Buckhead Plaza","city":"Atlanta"}]},{"state":"New York","offices":1,"addresses":[{"street":"245 Park Avenue, 44th Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-710-2100","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Cash and cash equivalents","percent":14},{"label":"Other","percent":86,"detail":"Private Debt Investments and Loans"}],"privateFunds":18},"sources":{"adv1FilingDate":"26 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/161608/PDF/161608.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Ivy Hill Asset Management have?","answer":"Ivy Hill Asset Management has 18 clients and manages $13 billion for them, as of August 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ivy Hill Asset Management offer?","answer":"Ivy Hill Asset Management provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Ivy Hill Asset Management use?","answer":"Ivy Hill Asset Management’s separately managed account assets are held at State Street Global Services (Boston, MA), with $99,067,813. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ivy Hill Asset Management have?","answer":"Ivy Hill Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 16 employees, and 14 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ivy Hill Asset Management invest in?","answer":"At the end of its last fiscal year, Ivy Hill Asset Management’s separately managed accounts held 86% private debt investments and loans and 14% cash and equivalents. It advises 18 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ivy Hill Asset Management?","answer":"Ivy Hill Asset Management’s direct owner is Ares Capital Corporation (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ivy Hill Asset Management get paid?","answer":"Ivy Hill Asset Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}