{"url":"https://nivawealth.com/firms/ironview-capital-management-150250","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/150250","regulatoryAum":1394221866,"crd":"150250","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6111894","suffix":null,"lastName":"CALLAHAN","firstName":"DANIEL","middleName":"PATRICK"},{"crd":"3253947","suffix":null,"lastName":"KOTHARI","firstName":"RAHUL","middleName":null},{"crd":"6928735","suffix":null,"lastName":"Lidgett","firstName":"Cara","middleName":"Mendelson"},{"crd":"4974293","suffix":null,"lastName":"MENDELSON","firstName":"JAMES","middleName":"CHARLES"},{"crd":"7274825","suffix":null,"lastName":"Mendelson","firstName":"Matthew","middleName":"Scott"},{"crd":"6595954","suffix":null,"lastName":"Rementer","firstName":"Bryan","middleName":"Austin"},{"crd":"5979122","suffix":null,"lastName":"Ritt","firstName":"Matthew","middleName":"Dayton"},{"crd":"3252010","suffix":null,"lastName":"ROBERTS","firstName":"BENJAMIN","middleName":"CONRAD"},{"crd":"3185727","suffix":null,"lastName":"ROSEN","firstName":"BRADLEY","middleName":"JACOB"},{"crd":"5422997","suffix":null,"lastName":"STULB","firstName":"STEPHEN","middleName":"JOSEPH"}],"total":10,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-03","regulatoryAum":567900454,"clients":251,"employees":8,"offices":4},{"filedOn":"2022-06-13","regulatoryAum":764863130,"clients":284,"employees":11,"offices":4},{"filedOn":"2023-05-26","regulatoryAum":723753182,"clients":337,"employees":11,"offices":6},{"filedOn":"2024-03-29","regulatoryAum":850983461,"clients":355,"employees":11,"offices":5},{"filedOn":"2025-03-26","regulatoryAum":1146358881,"clients":413,"employees":12,"offices":6},{"filedOn":"2026-03-31","regulatoryAum":1394221866,"clients":445,"employees":12,"offices":7}],"secFileNumber":"801-78950","legalName":"Ironview Capital Management, LLC","displayName":"Ironview Capital Management","slug":"ironview-capital-management-150250","website":"https://ironview.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/150250/8b64f63bb3bfee95-r1.webp","tone":"dark","width":235,"height":200,"sourceUrl":"http://ironview.com/","sourceLabel":"Ironview Capital Management, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/ironview/","xUrl":"https://x.com/ironviewcapital","founded":"2009","organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"200 Barr Harbor Drive, Suite 400","city":"Conshohocken","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19428"},"tradeNames":[],"registration":{"secApproved":"2 January 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Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038118","versionId":1038118,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-03-31","documentName":"FORM ADV PART 2A","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":500000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T04:49:10.38258+00:00","documents":[{"name":"FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038118","versionId":1038118,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":270843846},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":916027493}],"custodyNote":"Ironview Capital Management has custody of $335M in client assets for 172 clients.","leadership":[{"name":"Rahul Kothari","title":"Chief Compliance Officer","crd":"3253947"},{"name":"Benjamin Roberts","title":"Managing Partner","crd":"3252010"}],"ownership":[{"label":"Ironview Fla LLC","detail":"Member in the 75% or more ownership band and a control person, since December 2017."},{"label":"Benjamin Roberts","detail":"Indirect owner: a member of Ironview Fla LLC in the 75% or more band and a control person, since December 2017.","parent":"Ironview Fla LLC"}],"filedOffices":{"otherThanPrincipal":6,"privateResidences":4},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"777 Brickell Avenue","city":"Miami"}]},{"state":"Pennsylvania","offices":2,"addresses":[{"street":"200 Barr Harbor Drive, Suite 400","city":"Conshohocken","headquarters":true},{"street":"2030 Ranstead St.","city":"Philadelphia"}]}],"brochureServices":["education planning","estate planning","insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"215-793-0111","stateRegisteredReps":9,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":12},{"label":"U.S. government/agency bonds","percent":1},{"label":"Derivatives","percent":9},{"label":"Securities issued by registered investment companies or business development companies","percent":74},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":1},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/150250/PDF/150250.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038118","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Ironview Capital Management have?","answer":"Ironview Capital Management has 445 clients and manages $1.39 billion for them, as of March 2026. They include 307 high-net-worth individuals, 79 individual clients, and 58 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ironview Capital Management offer?","answer":"Ironview Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, education planning, estate planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Ironview Capital Management charge?","answer":"Ironview Capital Management charges up to 1.50% a year for its Portfolio Management Services. The fee is billed in advance or in arrears, is negotiable and requires an account of at least $500,000.","source":"FORM ADV PART 2A, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Ironview Capital Management use?","answer":"Ironview Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $916M and Fidelity Brokerage Services LLC (Smithfield, RI), with $271M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ironview Capital Management have?","answer":"Ironview Capital Management has 9 investment adviser representatives registered with state securities authorities, out of 12 employees, and 9 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ironview Capital Management invest in?","answer":"At the end of its last fiscal year, Ironview Capital Management’s separately managed accounts held 74% registered funds (mutual funds, ETFs, BDCs), 12% exchange-traded equities, 9% derivatives, 3% cash and equivalents, 1% U.S. government and agency bonds and 1% pooled vehicles (private funds and similar). It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Ironview Capital Management have a minimum investment?","answer":"Yes, Ironview Capital Management’s minimum account size for its Portfolio Management Services is $500K.","source":"FORM ADV PART 2A, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Ironview Capital Management?","answer":"Ironview Capital Management is owned through a holding company by Benjamin Roberts. Its direct owner is Ironview Fla LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ironview Capital Management get paid?","answer":"Ironview Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Ironview Capital Management registered with the SEC?","answer":"Yes, Ironview Capital Management has been registered with the SEC as an investment adviser since 2 January 2014. Its CRD number is 150250 and its SEC file number is 801-78950.","source":"Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Ironview Capital Management?","answer":"Ironview Capital Management’s main office is at 200 Barr Harbor Drive, Suite 400, Conshohocken, PA 19428. Its phone number is 215-793-0111. Its website is ironview.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}