{"url":"https://nivawealth.com/firms/investor-advisory-group-106837","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106837","regulatoryAum":172053936,"crd":"106837","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7284090","suffix":null,"lastName":"CONRAD","firstName":"MARK","middleName":"T."},{"crd":"5949110","suffix":null,"lastName":"JACKSON","firstName":"EDWARD","middleName":"KEITH"},{"crd":"5678524","suffix":null,"lastName":"JACKSON","firstName":"MICHAEL","middleName":"FRAZER"},{"crd":"6238384","suffix":null,"lastName":"JONES","firstName":"ROBERT","middleName":"JOEL"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-15","regulatoryAum":141568794,"clients":168,"employees":4,"offices":2},{"filedOn":"2022-03-14","regulatoryAum":154544746,"clients":169,"employees":4,"offices":2},{"filedOn":"2023-05-25","regulatoryAum":125661566,"clients":172,"employees":4,"offices":2},{"filedOn":"2024-03-29","regulatoryAum":140933246,"clients":184,"employees":4,"offices":2},{"filedOn":"2025-03-13","regulatoryAum":152734301,"clients":181,"employees":4,"offices":2},{"filedOn":"2026-03-04","regulatoryAum":172053936,"clients":184,"employees":4,"offices":2}],"secFileNumber":"801-79417","legalName":"Investor Advisory Group, LLC","displayName":"Investor Advisory Group","slug":"investor-advisory-group-106837","website":"https://theiag.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"North Carolina limited liability company","fiscalYearEnd":"December","headquarters":{"street":"421 South  Sharon Amity Road, Suite A","city":"Charlotte","state":"NC","stateName":"North Carolina","country":"United States","postalCode":"28211"},"tradeNames":[],"registration":{"secApproved":"2 April 2014","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":931064.8032786886,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":172053936,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":172053936,"nonDiscretionaryAccounts":442,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":3},"clientTypes":[{"label":"Individuals (other than HNW)","clients":129,"regulatoryAum":39516950},{"label":"High-net-worth individuals","clients":54,"regulatoryAum":130867909},{"label":"Pension and profit-sharing plans","clients":1,"fewerThan5":true,"regulatoryAum":1669077}],"feePrograms":[{"role":"main","program":"Portfolio management","feeBasis":"marginal","fee_tiers":[{"to":500000,"pct":0.75,"from":0},{"to":1000000,"pct":0.6,"from":500000},{"to":2000000,"pct":0.5,"from":1000000},{"to":null,"pct":0.25,"from":2000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014457","versionId":1014457,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-04","documentName":"INVESTOR ADVISORY GROUP BROCHURE","fee_rate_low":0.25,"fee_rate_high":0.75,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"General consulting","summary":"Consulting outside portfolio management is negotiated per engagement, hourly from $50 to $150 per hour or a fixed fee, due on completion.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014457","versionId":1014457,"submittedOn":"2026-03-04","documentName":"INVESTOR ADVISORY GROUP BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:53:08.126428+00:00","documents":[{"name":"INVESTOR ADVISORY GROUP BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014457","versionId":1014457,"submittedOn":"2026-03-04"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":169471741},{"name":"Tiaa-Cref Individual & Institutional Services, LLC","shortName":"Tiaa-Cref Individual & Institutional Services","location":"New York, NY","smaAssets":2582195}],"custodyNote":"Investor Advisory Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Robert Jones","title":"Manager/Chief Compliance Officer","crd":"6238384"},{"name":"Edward Jackson","title":"Manager","crd":"5949110"}],"ownership":[{"label":"Aspirational Investments, LLC","detail":"Owner in the 50% to 75% ownership band and a control person, since July 2015."},{"label":"Jones & Company Wealth Advisors, LLC","detail":"Owner in the 50% to 75% ownership band and a control person, since January 2018."},{"label":"Edward Jackson","detail":"Indirect owner: a owner of Aspirational Investments, LLC in the 75% or more band and a control person, since July 2012.","parent":"Aspirational Investments, LLC"},{"label":"Julie Jackson","detail":"Indirect owner: owner of Aspirational Investments, LLC, since July 2012.","parent":"Aspirational Investments, LLC"},{"label":"Robert Jones","detail":"Indirect owner: a owner of Jones & Company Wealth Advisors, LLC in the 75% or more band and a control person, since January 2017.","parent":"Jones & Company Wealth Advisors, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"North Carolina","offices":1,"addresses":[{"street":"421 South  Sharon Amity Road, Suite A","city":"Charlotte","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"704-366-1120","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Other"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":7},{"label":"Securities issued by registered investment companies or business development companies","percent":91},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"4 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/106837/PDF/106837.pdf","brochureDate":"4 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014457","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Investor Advisory Group have?","answer":"Investor Advisory Group has 184 clients and manages $172 million for them, as of March 2026. They include 129 individual clients, 54 high-net-worth individuals and 1 pension or profit-sharing plan.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Investor Advisory Group offer?","answer":"Investor Advisory Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Investor Advisory Group charge?","answer":"Investor Advisory Group charges 0.25%–0.75% a year for its Portfolio management. Each asset band is charged at its own rate. The fee is billed in advance.","source":"INVESTOR ADVISORY GROUP BROCHURE, filed 4 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Investor Advisory Group use?","answer":"Investor Advisory Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $169M and Tiaa-Cref Individual & Institutional Services, LLC (New York, NY), with $2.58M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Investor Advisory Group have?","answer":"Investor Advisory Group has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Investor Advisory Group invest in?","answer":"At the end of its last fiscal year, Investor Advisory Group’s separately managed accounts held 91% registered funds (mutual funds, ETFs, BDCs), 7% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Investor Advisory Group?","answer":"Investor Advisory Group is owned through holding companies by Edward Jackson and Robert Jones. Its direct owners are Aspirational Investments, LLC (50% to 75%) and Jones & Company Wealth Advisors, LLC (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 4 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Investor Advisory Group get paid?","answer":"Investor Advisory Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Investor Advisory Group?","answer":"Investor Advisory Group’s main office is at 421 South  Sharon Amity Road, Suite A, Charlotte, NC 28211. Its phone number is 704-366-1120. Its website is theiag.com.","source":"Form ADV Part 1A, Item 1.F, filed 4 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}