{"url":"https://nivawealth.com/firms/investment-office-resources-311647","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/311647","regulatoryAum":126500157,"crd":"311647","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2149426","suffix":"JR","lastName":"WASKIEWICZ","firstName":"ANTHONY","middleName":"STANLEY"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-02-04","regulatoryAum":107209054,"clients":0,"employees":7,"offices":1},{"filedOn":"2025-07-22","regulatoryAum":112930667,"clients":0,"employees":11,"offices":1},{"filedOn":"2026-02-06","regulatoryAum":126500157,"clients":0,"employees":11,"offices":1}],"secFileNumber":"801-129634","legalName":"Investment Office Resources, LLC","displayName":"Investment Office Resources","slug":"investment-office-resources-311647","website":"https://investmentofficeresources.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"Missouri limited liability company","fiscalYearEnd":"December","headquarters":{"street":"8301 Maryland Ave, Suite 300","city":"Clayton","state":"MO","stateName":"Missouri","country":"United States","postalCode":"63105"},"tradeNames":[],"registration":{"secApproved":"5 March 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":11,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":126500157,"discretionary":126500157,"discretionaryAccounts":4,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":10},"clientTypes":[{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":126500157}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"US Bank","shortName":"US Bank","location":"Minneapolis, MN","smaAssets":126500157}],"custodyNote":"Investment Office Resources does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"James Kelly","title":"Owner","crd":"5674737"},{"name":"Anthony Waskiewicz","title":"Managing Principal / CCO","crd":"2149426"}],"ownership":[{"label":"Anthony Waskiewicz","detail":"Managing principal / cco in the 50% to 75% ownership band and a control person, since November 2020."},{"label":"James Kelly","detail":"Owner in the 25% to 50% ownership band, since January 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Missouri","offices":1,"addresses":[{"street":"8301 Maryland Ave, Suite 300","city":"Clayton","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"83346776581","stateRegisteredReps":1,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":"0","assetMix":[{"label":"U.S. government/agency bonds","percent":5},{"label":"Investment grade corporate bonds","percent":5},{"label":"Non-investment grade corporate bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":74},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":9},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"6 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/311647/PDF/311647.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"What services does Investment Office Resources offer?","answer":"Investment Office Resources provides portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Investment Office Resources use?","answer":"Investment Office Resources’ separately managed account assets are held at US Bank (Minneapolis, MN), with $127M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Investment Office Resources have?","answer":"Investment Office Resources has 1 investment adviser representative registered with state securities authorities, out of 11 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Investment Office Resources invest in?","answer":"At the end of its last fiscal year, Investment Office Resources’ separately managed accounts held 74% registered funds (mutual funds, ETFs, BDCs), 9% pooled vehicles (private funds and similar), 5% U.S. government and agency bonds, 5% investment grade corporate bonds, 4% cash and equivalents and 3% high-yield corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Investment Office Resources?","answer":"Investment Office Resources’ direct owners are Anthony Waskiewicz (50% to 75%) and James Kelly (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 6 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Investment Office Resources get paid?","answer":"Investment Office Resources is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Investment Office Resources?","answer":"Investment Office Resources’ main office is at 8301 Maryland Ave, Suite 300, Clayton, MO 63105. Its phone number is 83346776581. Its website is investmentofficeresources.com.","source":"Form ADV Part 1A, Item 1.F, filed 6 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}