{"url":"https://nivawealth.com/firms/investlinc-wealth-services-332607","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/332607","regulatoryAum":115607769,"crd":"332607","secFileNumber":"801-136804","legalName":"Investlinc Wealth Services, LLC","displayName":"Investlinc Wealth Services","slug":"investlinc-wealth-services-332607","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"10 Pointe DR., Suite 150","city":"Brea","state":"CA","stateName":"California","country":"United States","postalCode":"92821"},"tradeNames":[],"registration":{"secApproved":"6 August 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":721976.8551724138,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":115607769,"discretionary":91901591,"discretionaryAccounts":355,"nonDiscretionary":23706178,"nonDiscretionaryAccounts":281,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":1},"clientTypes":[{"label":"Individuals (other than HNW)","clients":107,"regulatoryAum":56009495},{"label":"High-net-worth individuals","clients":38,"regulatoryAum":48677149},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":4667190},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":3945308},{"label":"Corporations and other businesses","clients":8,"regulatoryAum":2308627}],"feePrograms":[{"role":"main","program":"Investment management fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059887","versionId":1059887,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-10-01","documentName":"INVESTLINC WEALTH SERVICES LLC ADV PART 2A 09.22.2026","fee_rate_low":0.75,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning","summary":"Hourly $250 for personal planning or $350 for business planning, or a fixed fee of $7,500 to $10,000; may be free or reduced for clients who keep investments with IWS.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059887","versionId":1059887,"submittedOn":"2026-10-01","documentName":"INVESTLINC WEALTH SERVICES LLC ADV PART 2A 09.22.2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:49:52.753033+00:00","documents":[{"name":"INVESTLINC WEALTH SERVICES LLC ADV PART 2A 09.22.2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059887","versionId":1059887,"submittedOn":"2026-10-01"}]},"custodians":[],"custodyNote":"Investlinc Wealth Services does not have custody of client assets.","otherCustodians":[],"leadership":[],"ownership":[],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"10 Pointe DR., Suite 150","city":"Brea","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"714-563-3500","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":7},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":3},{"label":"Non-investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":85},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"1 October 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/332607/PDF/332607.pdf","brochureDate":"1 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059887","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Investlinc Wealth Services have?","answer":"Investlinc Wealth Services has 153 clients and manages $116 million for them, as of October 2026. They include 107 individual clients, 38 high-net-worth individuals, and 8 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 October 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Investlinc Wealth Services offer?","answer":"Investlinc Wealth Services provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Investlinc Wealth Services charge?","answer":"Investlinc Wealth Services charges 0.75%–1.00% a year for its Investment management fees. The fee is billed in advance and is negotiable.","source":"INVESTLINC WEALTH SERVICES LLC ADV PART 2A 09.22.2026, filed 1 October 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Investlinc Wealth Services have?","answer":"Investlinc Wealth Services has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Investlinc Wealth Services invest in?","answer":"At the end of its last fiscal year, Investlinc Wealth Services’ separately managed accounts held 85% registered funds (mutual funds, ETFs, BDCs), 7% exchange-traded equities, 3% investment grade corporate bonds, 2% high-yield corporate bonds, 1% U.S. government and agency bonds, 1% state and local bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How does Investlinc Wealth Services get paid?","answer":"Investlinc Wealth Services is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Investlinc Wealth Services?","answer":"Investlinc Wealth Services’ main office is at 10 Pointe DR., Suite 150, Brea, CA 92821. Its phone number is 714-563-3500.","source":"Form ADV Part 1A, Item 1.F, filed 1 October 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}