{"url":"https://nivawealth.com/firms/investcorp-credit-management-us-165140","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/165140","regulatoryAum":12009012893,"crd":"165140","secFileNumber":"801-77039","legalName":"Investcorp Credit Management US LLC","displayName":"Investcorp Credit Management US","website":"https://www.investcorp.com/","linkedinUrl":"https://www.linkedin.com/company/investcorp/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"June","headquarters":{"street":"280 Park Avenue, 36th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10017"},"tradeNames":[],"registration":{"secApproved":"16 August 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":28,"advisory":15,"brokerDealerReps":2,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":12004392393,"discretionaryAccounts":41,"nonDiscretionary":4620500,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":97,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":38,"regulatoryAum":11616878355},{"label":"Insurance companies","clients":2,"regulatoryAum":376992388},{"label":"Corporations and other businesses","clients":2,"regulatoryAum":15142150}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"State Street Corporation","shortName":"State Street","location":"Boston, MA","smaAssets":372371888}],"custodyNote":"Investcorp Credit Management US has custody of $69.9M for 1 clients.","otherCustodians":[],"leadership":[{"name":"Edward Smith","title":"General Counsel; Chief Compliance Officer","crd":"4990679"},{"name":"Corey Geis","title":"Head of Investcorp Credit Management US","crd":"2609204"},{"name":"Brian Marshall","title":"Chief Investment Officer","crd":"2789456"}],"ownership":[{"label":"Ivc Credit Management Financing, LLC","detail":"Managing member in the 75% or more ownership band and a control person, since June 2023."},{"label":"Investcorp S.A.","detail":"Indirect owner: a shareholder of Investcorp International Holdings Inc. in the 75% or more band and a control person, since August 2005.","parent":"Investcorp International Holdings Inc."},{"label":"Investcorp Holdings LTD.","detail":"Indirect owner: a shareholder of Investcorp S.A. in the 75% or more band and a control person, since August 2005.","parent":"Investcorp S.A."},{"label":"CP Holdings LTD.","detail":"Indirect owner: a shareholder of Investcorp Holdings LTD. in the 75% or more band and a control person, since August 2005.","parent":"Investcorp Holdings LTD."},{"label":"Sipco LTD.","detail":"Indirect owner: a shareholder of CP Holdings LTD. in the 75% or more band and a control person, since November 2024.","parent":"CP Holdings LTD."},{"label":"Iesip Investments SPC LTD","detail":"Indirect owner: a shareholder of Sipco LTD. in the 25% to 50% band and a control person, since December 2020.","parent":"Sipco LTD."},{"label":"Iesip Holdings LTD","detail":"Indirect owner: a shareholder of Iesip Investments SPC LTD in the 75% or more band and a control person, since December 2020.","parent":"Iesip Investments SPC LTD"},{"label":"Investcorp International Holdings Inc.","detail":"Indirect owner: a shareholder of Ivc Credit Management Financing, LLC in the 75% or more band and a control person, since June 2023.","parent":"Ivc Credit Management Financing, LLC"},{"label":"Sipco Holdings Limited","detail":"Indirect owner: a shareholder of Iesip Holdings LTD in the 75% or more band and a control person, since June 2023.","parent":"Iesip Holdings LTD"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"280 Park Avenue, 36th Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-599-4700","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Other","percent":100,"detail":"The Advisor Invests in the Notes of Issuers of Collateralized Loan Obligations (\"clos\") (which May Include Clos Managed by the Advisor As Well As Third Party Unaffiliate Advisors)."}],"privateFunds":38},"sources":{"adv1FilingDate":"28 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/165140/PDF/165140.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Investcorp Credit Management US have?","answer":"Investcorp Credit Management US has 42 clients and manages $12 billion for them, as of September 2026. They include 38 pooled investment vehicles, 2 insurance companies and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Investcorp Credit Management US offer?","answer":"Investcorp Credit Management US provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Investcorp Credit Management US use?","answer":"Investcorp Credit Management US’s separately managed account assets are held at State Street Corporation (Boston, MA), with $372,371,888. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Investcorp Credit Management US have?","answer":"Investcorp Credit Management US has 0 investment adviser representatives registered with state securities authorities, out of 28 employees, and 15 perform investment advisory functions. 2 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Investcorp Credit Management US invest in?","answer":"At the end of its last fiscal year, Investcorp Credit Management US’s separately managed accounts held 100% the advisor invests in the notes of issuers of collateralized loan obligations (\"clos\") (which may include clos managed by the advisor as well as third party unaffiliate advisors).. It advises 38 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Investcorp Credit Management US?","answer":"Investcorp Credit Management US is owned through a chain of holding companies by Sipco Holdings Limited. Its direct owner is Ivc Credit Management Financing, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Investcorp Credit Management US get paid?","answer":"Investcorp Credit Management US is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}