{"url":"https://nivawealth.com/firms/invesco-senior-secured-management-107590","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107590","regulatoryAum":29378121085,"crd":"107590","secFileNumber":"801-38119","legalName":"Invesco Senior Secured Management, Inc.","displayName":"Invesco Senior Secured Management","website":null,"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"225 Liberty Street","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10281"},"tradeNames":[],"registration":{"secApproved":"15 May 1992","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":109,"advisory":66,"brokerDealerReps":9,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":29378121085,"discretionaryAccounts":51,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":51,"nonAumClients":0},"clientTypes":[{"label":"Banking or thrift institutions","clients":2,"regulatoryAum":1039863379},{"label":"Investment companies","clients":7,"regulatoryAum":14940961128},{"label":"Pooled investment vehicles","clients":28,"regulatoryAum":10630071605},{"label":"Pension and profit-sharing plans","clients":6,"regulatoryAum":1173165934},{"label":"Charitable organizations","clients":1,"regulatoryAum":12205348},{"label":"Other investment advisers","clients":2,"regulatoryAum":67683820},{"label":"Insurance companies","clients":4,"regulatoryAum":1506828468},{"label":"Corporations and other businesses","clients":1,"regulatoryAum":7341403}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Brown Brothers Harriman","shortName":"Brown Brothers Harriman","location":"Boston, MA","smaAssets":611258424},{"name":"US Bank","shortName":"US Bank","location":"Houston, TX","smaAssets":738795609},{"name":"State Street Bank","shortName":"State Street Bank","location":"Boston, MA","smaAssets":983348141},{"name":"Euroclear","shortName":"Euroclear","location":"Saint-Josse-Ten-Noode","smaAssets":906288766}],"custodyNote":"Invesco Senior Secured Management has custody of $197.0M for 2 clients.","otherCustodians":[],"leadership":[{"name":"Courtney Popelka","title":"Chief Financial Officer","crd":"5722920"},{"name":"Joshua Levit","title":"Chief Compliance Officer","crd":"6601366"},{"name":"Scott Baskind","title":"Head of Global Private Credit & Chief Investment Officer","crd":"6177301"},{"name":"Robert Drobny","title":"Chief Administrative Officer","crd":"2771047"},{"name":"Antonio Reina","title":"Secretary","crd":"6273724"},{"name":"Terry Vacheron","title":"Director","crd":"7311967"},{"name":"Tony Wong","title":"Director","crd":"2840184"}],"ownership":[{"label":"Invesco Advisers, Inc.","detail":"Sole shareholder in the 75% or more ownership band and a control person, since December 2005."},{"label":"Invesco Holding Company (us), Inc.","detail":"Indirect owner: a sole shareholder of Oppenheimer Acquisition Corporation in the 75% or more band and a control person, since May 2019.","parent":"Oppenheimer Acquisition Corporation"},{"label":"Invesco Group Services, Inc.","detail":"Indirect owner: a sole shareholder of Invesco Advisers, Inc. in the 75% or more band and a control person, since June 2010.","parent":"Invesco Advisers, Inc."},{"label":"Invesco Holding Company Limited","detail":"Indirect owner: a sole shareholder of Invesco Holding Company (us), Inc. in the 75% or more band and a control person, since January 2002.","parent":"Invesco Holding Company (us), Inc."},{"label":"Invesco LTD.","detail":"Indirect owner: a sole shareholder of Invesco Holding Company Limited in the 75% or more band and a control person, since January 2002.","parent":"Invesco Holding Company Limited"},{"label":"Oppenheimerfunds, Inc.","detail":"Indirect owner: a sole shareholder of Invesco Group Services, Inc. in the 75% or more band and a control person, since May 2019.","parent":"Invesco Group Services, Inc."},{"label":"Oppenheimer Acquisition Corporation","detail":"Indirect owner: a sole shareholder of Oppenheimerfunds, Inc. in the 75% or more band and a control person, since May 2019.","parent":"Oppenheimerfunds, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":0},"listedOfficeAddresses":4,"officesByState":[{"state":"Colorado","offices":1,"addresses":[{"street":"6400 S. Fiddler'S Green Circle","city":"Greenwood Village"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"3500 Lacey RD","city":"Downers Grove"}]},{"state":"New York","offices":2,"addresses":[{"street":"225 Liberty Street","city":"New York","headquarters":true},{"street":"50 Main Street, 14th Floor","city":"White Plains"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-278-9000","stateRegisteredReps":3,"otherAdviserReps":3,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Non-exchange-traded equity securities","percent":2},{"label":"Investment grade corporate bonds","percent":28},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":66,"detail":"Bank Loans"}],"privateFunds":27},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/107590/PDF/107590.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Invesco Senior Secured Management have?","answer":"Invesco Senior Secured Management has 51 clients and manages $29.4 billion for them, as of March 2026. They include 28 pooled investment vehicles, 7 investment companies and 6 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Invesco Senior Secured Management offer?","answer":"Invesco Senior Secured Management provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Invesco Senior Secured Management use?","answer":"Invesco Senior Secured Management’s separately managed account assets are held at State Street Bank (Boston, MA), with $983,348,141, Euroclear (Saint-Josse-Ten-Noode), with $906,288,766, US Bank (Houston, TX), with $738,795,609 and Brown Brothers Harriman (Boston, MA), with $611,258,424. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Invesco Senior Secured Management have?","answer":"Invesco Senior Secured Management has 3 investment adviser representatives registered with state securities authorities, out of 109 employees, and 66 perform investment advisory functions. 9 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Invesco Senior Secured Management invest in?","answer":"At the end of its last fiscal year, Invesco Senior Secured Management’s separately managed accounts held 66% bank loans, 28% investment grade corporate bonds, 3% cash and equivalents, 2% non-exchange-traded equities and 1% high-yield corporate bonds. It advises 27 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Invesco Senior Secured Management?","answer":"Invesco Senior Secured Management is owned through a chain of holding companies by Invesco LTD. Its direct owner is Invesco Advisers, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Invesco Senior Secured Management get paid?","answer":"Invesco Senior Secured Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}