{"url":"https://nivawealth.com/firms/invesco-managed-accounts-154461","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/154461","regulatoryAum":31275474511,"crd":"154461","secFileNumber":"801-61716","legalName":"Invesco Managed Accounts, LLC","displayName":"Invesco Managed Accounts","website":"https://www.invesco.com/us/en/solutions/invesco-managed-accounts.html","founded":null,"organization":"Washington limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1700 Seventh Ave, Suite 1130","city":"Seattle","state":"WA","stateName":"Washington","country":"United States","postalCode":"98101"},"tradeNames":[],"registration":{"secApproved":"28 January 2003","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":68,"advisory":29,"brokerDealerReps":19,"insuranceAgents":0,"promoters":2},"aum":{"discretionary":31232627934,"discretionaryAccounts":17442,"nonDiscretionary":42846577,"nonDiscretionaryAccounts":1,"wrapProgram":18498307085,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":51,"regulatoryAum":604755183},{"label":"Pension and profit-sharing plans","clients":122,"regulatoryAum":154834685},{"label":"Charitable organizations","clients":366,"regulatoryAum":1360851676},{"label":"State or municipal government entities","clients":19,"regulatoryAum":533724869},{"label":"Other investment advisers","clients":112,"regulatoryAum":11462501258},{"label":"Insurance companies","clients":1,"regulatoryAum":6510327},{"label":"Corporations and other businesses","clients":1133,"regulatoryAum":3471272110},{"label":"Other","clients":15639,"regulatoryAum":13681024403}],"fees":[],"feeNotes":[],"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":5249261775},{"name":"UBS Financial Services Inc.","shortName":"UBS Financial Services","location":"Weehawken, NJ","smaAssets":7425213923},{"name":"Morgan Stanley Smith Barney LLC","shortName":"Morgan Stanley","location":"New York, NY","smaAssets":9961516591}],"custodyNote":"Invesco Managed Accounts does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Laura Dukes","title":"Chief Executive Officer","crd":"4564818"},{"name":"Tim Benzel","title":"Head of Fixed Income Smas and Vice President","crd":"5299272"},{"name":"Edward Bernhardt","title":"Head of Smas and Senior Vice President","crd":"4023885"},{"name":"Nataliya Fomenko","title":"Head of Sma Client Service and Vice President","crd":"3231551"},{"name":"Amy Nazimiec","title":"Chief Compliance Officer and Senior Vice President","crd":"5040077"},{"name":"Tony Wong","title":"President","crd":"2840184"},{"name":"Mark Gregson","title":"Chief Financial Officer","crd":"2630230"},{"name":"Jordan Mixsell","title":"Chief Operating Officer","crd":"6077505"},{"name":"Greg Ketron","title":"Treasurer","crd":"5425479"}],"ownership":[{"label":"SNW Asset Management Corporation","detail":"Sole shareholder in the 75% or more ownership band and a control person, since July 2013."},{"label":"Oppenheimer Acquisition Corp.","detail":"Indirect owner: a sole shareholder of Oppenheimerfunds, Inc. in the 75% or more band and a control person, since October 1990.","parent":"Oppenheimerfunds, Inc."},{"label":"Oppenheimerfunds, Inc.","detail":"Indirect owner: a sole shareholder of Invesco Group Services, Inc. in the 75% or more band and a control person, since December 2019.","parent":"Invesco Group Services, Inc."},{"label":"Invesco Advisers, Inc.","detail":"Indirect owner: a sole shareholder of SNW Asset Management Corporation in the 75% or more band and a control person, since July 2022.","parent":"SNW Asset Management Corporation"},{"label":"Invesco Group Services, Inc.","detail":"Indirect owner: a sole shareholder of Invesco Advisers, Inc. in the 75% or more band and a control person, since June 2018.","parent":"Invesco Advisers, Inc."},{"label":"Invesco Holding Company (us), Inc.","detail":"Indirect owner: a sole shareholder of Oppenheimer Acquisition Corp. in the 75% or more band and a control person, since May 2019.","parent":"Oppenheimer Acquisition Corp."},{"label":"Invesco Holding Company Limited","detail":"Indirect owner: a sole shareholder of Invesco Holding Company (us), Inc. in the 75% or more band and a control person, since January 2002.","parent":"Invesco Holding Company (us), Inc."},{"label":"Invesco LTD.","detail":"Indirect owner: a sole shareholder of Invesco Holding Company Limited in the 75% or more band and a control person, since January 2002.","parent":"Invesco Holding Company Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":6,"privateResidences":0},"listedOfficeAddresses":7,"officesByState":[{"state":"Georgia","offices":1,"addresses":[{"street":"1331 Spring Street NW","city":"Atlanta"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"3500 Lacey Road","city":"Downers Grove"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"100 Federal Street","city":"Boston"}]},{"state":"New York","offices":2,"addresses":[{"street":"225 Liberty Street","city":"New York"},{"street":"350 Linden Oaks","city":"Rochester"}]},{"state":"Texas","offices":1,"addresses":[{"street":"11 Greenway Plaza","city":"Houston"}]},{"state":"Washington","offices":1,"addresses":[{"street":"1700 Seventh Ave, Suite 1130","city":"Seattle","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"18667692773","stateRegisteredReps":17,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"U.S. government/agency bonds","percent":24},{"label":"U.S. state and local bonds","percent":50},{"label":"Investment grade corporate bonds","percent":19},{"label":"Securities issued by registered investment companies or business development companies","percent":1},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"29 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/154461/PDF/154461.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Invesco Managed Accounts have?","answer":"Invesco Managed Accounts has 17,443 clients and manages $31.3 billion for them, as of June 2026. They include 15,639 other clients, 1,133 corporations and other businesses and 366 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Invesco Managed Accounts offer?","answer":"Invesco Managed Accounts provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Invesco Managed Accounts use?","answer":"Invesco Managed Accounts’ separately managed account assets are held at Morgan Stanley Smith Barney LLC (New York, NY), with $9,961,516,591, UBS Financial Services Inc. (Weehawken, NJ), with $7,425,213,923 and National Financial Services LLC (Boston, MA), with $5,249,261,775. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Invesco Managed Accounts have?","answer":"Invesco Managed Accounts has 17 investment adviser representatives registered with state securities authorities, out of 68 employees, and 29 perform investment advisory functions. 19 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Invesco Managed Accounts invest in?","answer":"At the end of its last fiscal year, Invesco Managed Accounts’ separately managed accounts held 50% state and local bonds, 24% U.S. government and agency bonds, 19% investment grade corporate bonds, 5% exchange-traded equities, 2% cash and equivalents and 1% registered funds (mutual funds, ETFs, BDCs). It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Invesco Managed Accounts?","answer":"Invesco Managed Accounts is owned through a chain of holding companies by Invesco LTD. Its direct owner is SNW Asset Management Corporation (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Invesco Managed Accounts get paid?","answer":"Invesco Managed Accounts is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}