{"url":"https://nivawealth.com/firms/invesco-loan-manager-306746","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/306746","regulatoryAum":17694615730,"crd":"306746","secFileNumber":"801-118817","legalName":"Invesco Loan Manager, LLC","displayName":"Invesco Loan Manager","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"225 Liberty Street","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10281"},"tradeNames":[],"registration":{"secApproved":"17 August 2020","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":109,"advisory":66,"brokerDealerReps":9,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":17694615730,"discretionaryAccounts":44,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":91,"nonAumClients":1},"clientTypes":[{"label":"Pooled investment vehicles","clients":44,"regulatoryAum":17694615730}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Invesco Loan Manager has custody of $85.4M for 1 clients.","otherCustodians":[],"leadership":[{"name":"Joshua Levit","title":"Chief Compliance Officer","crd":"6601366"}],"ownership":[{"label":"Invesco Senior Secured Management, Inc.","detail":"Sole shareholder in the 75% or more ownership band and a control person, since October 2019."},{"label":"Invesco Advisers, Inc.","detail":"Indirect owner: a sole shareholder of Invesco Senior Secured Management, Inc. in the 75% or more band and a control person, since December 2005.","parent":"Invesco Senior Secured Management, Inc."},{"label":"Invesco Group Services, Inc","detail":"Indirect owner: a sole shareholder of Invesco Advisers, Inc. in the 75% or more band and a control person, since June 2010.","parent":"Invesco Advisers, Inc."},{"label":"Oppenheimerfunds, Inc.","detail":"Indirect owner: a sole shareholder of Invesco Group Services, Inc in the 75% or more band and a control person, since May 2019.","parent":"Invesco Group Services, Inc"},{"label":"Oppenheimer Acquisition Corporation","detail":"Indirect owner: a sole shareholder of Oppenheimerfunds, Inc. in the 75% or more band and a control person, since May 2019.","parent":"Oppenheimerfunds, Inc."},{"label":"Invesco Holding Company (us), Inc.","detail":"Indirect owner: a sole shareholder of Oppenheimer Acquisition Corporation in the 75% or more band and a control person, since May 2019.","parent":"Oppenheimer Acquisition Corporation"},{"label":"Invesco Holding Company Limited","detail":"Indirect owner: a sole shareholder of Invesco Holding Company (us), Inc. in the 75% or more band and a control person, since January 2002.","parent":"Invesco Holding Company (us), Inc."},{"label":"Invesco LTD","detail":"Indirect owner: a sole shareholder of Invesco Holding Company Limited in the 75% or more band and a control person, since January 2002.","parent":"Invesco Holding Company Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":0},"listedOfficeAddresses":4,"officesByState":[{"state":"Colorado","offices":1,"addresses":[{"street":"6400 S. Fiddler'S Green Circle, Suite 800","city":"Greenwood Village"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"3500 Lacey Road Suite 700","city":"Downers Grove"}]},{"state":"New York","offices":2,"addresses":[{"street":"225 Liberty Street","city":"New York","headquarters":true},{"street":"50 Main Street, Suite 1450","city":"White Plains"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-278-9000","stateRegisteredReps":3,"otherAdviserReps":3,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":44},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/306746/PDF/306746.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Invesco Loan Manager have?","answer":"Invesco Loan Manager has 44 clients and manages $17.7 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Invesco Loan Manager offer?","answer":"Invesco Loan Manager provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Invesco Loan Manager have?","answer":"Invesco Loan Manager has 3 investment adviser representatives registered with state securities authorities, out of 109 employees, and 66 perform investment advisory functions. 9 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Invesco Loan Manager?","answer":"Invesco Loan Manager is owned through a chain of holding companies by Invesco LTD. Its direct owner is Invesco Senior Secured Management, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Invesco Loan Manager get paid?","answer":"Invesco Loan Manager is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}