{"url":"https://nivawealth.com/firms/invesco-hong-kong-limited-109923","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/109923","regulatoryAum":26202131169,"crd":"109923","secFileNumber":"801-47856","legalName":"Invesco Hong Kong Limited","displayName":"Invesco Hong Kong Limited","website":"https://www.invesco.com/hk/en/investors.html","founded":null,"organization":"corporation organized in Hong Kong","fiscalYearEnd":"December","headquarters":{"street":"45th Jardine House, 1 Connaught Place, Central Hong Kong","city":"Hong Kong","state":"","stateName":"","country":"China","postalCode":null},"tradeNames":[],"registration":{"secApproved":"16 December 1994","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":226,"advisory":77,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":26202131169,"discretionaryAccounts":77,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":1,"regulatoryAum":20777330},{"label":"Investment companies","clients":3,"regulatoryAum":2509706866},{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":3873207718},{"label":"Pension and profit-sharing plans","clients":52,"regulatoryAum":17239045783},{"label":"Charitable organizations","clients":3,"regulatoryAum":115932242},{"label":"State or municipal government entities","clients":5,"regulatoryAum":995985190},{"label":"Insurance companies","clients":4,"regulatoryAum":517686330},{"label":"Sovereign wealth funds and foreign official institutions","clients":2,"regulatoryAum":612753922},{"label":"Corporations and other businesses","clients":3,"regulatoryAum":133087533},{"label":"Other","clients":2,"regulatoryAum":183948255}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Bank Consortium Trust Company Limited","shortName":"Bank Consortium Trust Company Limited","location":"Hong Kong","smaAssets":7827775514}],"custodyNote":"Invesco Hong Kong Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Hideki Sato","title":"President & CEO Japan & Korea, Regional Head of Distribution & Investment Strategy, Apac","crd":"6127167"},{"name":"Calvin Chou","title":"Managing Director, Co-CIO Asia","crd":"3084812"},{"name":"Wai Tat Richard Chow","title":"Regional Head of Investments, Asia Pacific","crd":"7789376"},{"name":"Martin Franc","title":"CEO Australia, Greater China and Southeast Asia","crd":"6973740"},{"name":"Wong Ka Shing","title":"Head of Product, Apac","crd":"7469664"},{"name":"Che Lee Ally Kwan","title":"Head of Compliance, Greater China Ex Taiwan","crd":"5880229"},{"name":"Siu Mei Lee","title":"Head of Finance, Greater China","crd":"4647273"},{"name":"Andrew Lo","title":"Senior Managing Director & Head of Asia Pacific","crd":"4360113"},{"name":"Jeremy Simpson","title":"CFO, Apac","crd":"4360117"}],"ownership":[{"label":"Invesco Asset Management Pacific Limited","detail":"Sole shareholder in the 75% or more ownership band and a control person, since March 2003."},{"label":"Invesco Pacific Group Limited","detail":"Indirect owner: a sole shareholder of Invesco Asset Management Pacific Limited in the 75% or more band and a control person, since March 2003.","parent":"Invesco Asset Management Pacific Limited"},{"label":"Invesco Holding Company Limited","detail":"Indirect owner: a sole shareholder of Invesco Pacific Group Limited in the 75% or more band and a control person, since December 1994.","parent":"Invesco Pacific Group Limited"},{"label":"Invesco LTD","detail":"Indirect owner: a sole shareholder of Invesco Holding Company Limited in the 75% or more band and a control person, since December 2007.","parent":"Invesco Holding Company Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"85231286000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":46},{"label":"U.S. government/agency bonds","percent":7},{"label":"U.S. state and local bonds","percent":1},{"label":"Sovereign bonds","percent":14},{"label":"Investment grade corporate bonds","percent":5},{"label":"Non-investment grade corporate bonds","percent":5},{"label":"Cash and cash equivalents","percent":22}],"privateFunds":0},"sources":{"adv1FilingDate":"10 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/109923/PDF/109923.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Invesco Hong Kong Limited have?","answer":"Invesco Hong Kong Limited has 77 clients and manages $26.2 billion for them, as of September 2026. They include 52 pension and profit-sharing plans, 5 state or municipal government entities and 4 insurance companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Invesco Hong Kong Limited offer?","answer":"Invesco Hong Kong Limited provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Invesco Hong Kong Limited use?","answer":"Invesco Hong Kong Limited’s separately managed account assets are held at Bank Consortium Trust Company Limited (Hong Kong), with $7,827,775,514. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Invesco Hong Kong Limited have?","answer":"Invesco Hong Kong Limited has 0 investment adviser representatives registered with state securities authorities, out of 226 employees, and 77 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Invesco Hong Kong Limited invest in?","answer":"At the end of its last fiscal year, Invesco Hong Kong Limited’s separately managed accounts held 46% exchange-traded equities, 22% cash and equivalents, 14% sovereign bonds, 7% U.S. government and agency bonds, 5% investment grade corporate bonds, 5% high-yield corporate bonds and 1% state and local bonds. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Invesco Hong Kong Limited?","answer":"Invesco Hong Kong Limited is owned through a chain of holding companies by Invesco LTD. Its direct owner is Invesco Asset Management Pacific Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Invesco Hong Kong Limited get paid?","answer":"Invesco Hong Kong Limited is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}