{"url":"https://nivawealth.com/firms/invesco-asset-management-japan-limited-107155","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107155","regulatoryAum":76059646582,"crd":"107155","secFileNumber":"801-52601","legalName":"Invesco Asset Management (japan) Limited","displayName":"Invesco Asset Management (japan) Limited","website":"https://www.invesco.com/jp/ja/institutional.html","founded":null,"organization":"corporation organized in Japan","fiscalYearEnd":"December","headquarters":{"street":"14th FL, Roppongi Hills Mori Tower, 10-1, Roppongi 6-Chome, Minato-Ku","city":"Tokyo","state":"","stateName":"","country":"Japan","postalCode":"106-6114"},"tradeNames":[],"registration":{"secApproved":"1 July 1996","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":116,"advisory":22,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":76027779825,"discretionaryAccounts":189,"nonDiscretionary":31866757,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":99,"nonAumClients":1},"clientTypes":[{"label":"Pooled investment vehicles","clients":140,"regulatoryAum":70491684175},{"label":"Pension and profit-sharing plans","clients":30,"regulatoryAum":4550979985},{"label":"Other investment advisers","clients":null,"regulatoryAum":31866757},{"label":"Insurance companies","clients":null,"regulatoryAum":554694508},{"label":"Sovereign wealth funds and foreign official institutions","clients":null,"regulatoryAum":401100474},{"label":"Corporations and other businesses","clients":null,"regulatoryAum":29320683}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Master Trust Bank of Japan, LTD.","shortName":"The Master Trust Bank of Japan","location":"Tokyo","smaAssets":2453083903},{"name":"JP Morgan Chase Bank, NA.","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":776538064},{"name":"Custody Bank of Japan, LTD.","shortName":"Custody Bank of Japan","location":"Tokyo","smaAssets":2222676190}],"custodyNote":"Invesco Asset Management (japan) Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Masakazu Hasegawa","title":"Statutory Auditor","crd":"4990949"},{"name":"Kaori Karai","title":"Director","crd":"8091027"},{"name":"Takashi Matsuo","title":"Director","crd":"7247104"},{"name":"Tadao Minaguchi","title":"CIO","crd":"7951161"},{"name":"Shintaro Nonaka","title":"CCO","crd":"8077702"},{"name":"Hideki Sato","title":"CEO","crd":"6127167"},{"name":"Jeremy Simpson","title":"Director","crd":"4360117"}],"ownership":[{"label":"Invesco Far East Limited","detail":"Shareholder in the 75% or more ownership band and a control person, since July 2012."},{"label":"Invesco Limited","detail":"Indirect owner: a sole shareholder of Invesco Holding Company Limited in the 75% or more band and a control person, since December 2007.","parent":"Invesco Holding Company Limited"},{"label":"Invesco Holding Company Limited","detail":"Indirect owner: a sole shareholder of Invesco Far East Limited in the 75% or more band, since July 2012.","parent":"Invesco Far East Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"81364473000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Educational seminars/workshops"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":57},{"label":"U.S. government/agency bonds","percent":4},{"label":"Sovereign bonds","percent":11},{"label":"Investment grade corporate bonds","percent":14},{"label":"Derivatives","percent":3},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":14},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/107155/PDF/107155.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Invesco Asset Management (japan) Limited have?","answer":"Invesco Asset Management (japan) Limited has 170 clients and manages $76.1 billion for them, as of March 2026. They include 140 pooled investment vehicles and 30 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Invesco Asset Management (japan) Limited offer?","answer":"Invesco Asset Management (japan) Limited provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Invesco Asset Management (japan) Limited use?","answer":"Invesco Asset Management (japan) Limited’s separately managed account assets are held at The Master Trust Bank of Japan, LTD. (Tokyo), with $2,453,083,903, Custody Bank of Japan, LTD. (Tokyo), with $2,222,676,190 and JP Morgan Chase Bank, NA. (New York, NY), with $776,538,064. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Invesco Asset Management (japan) Limited have?","answer":"Invesco Asset Management (japan) Limited has 0 investment adviser representatives registered with state securities authorities, out of 116 employees, and 22 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Invesco Asset Management (japan) Limited invest in?","answer":"At the end of its last fiscal year, Invesco Asset Management (japan) Limited’s separately managed accounts held 57% exchange-traded equities, 14% investment grade corporate bonds, 14% pooled vehicles (private funds and similar), 11% sovereign bonds, 4% U.S. government and agency bonds, 3% derivatives and 2% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Invesco Asset Management (japan) Limited?","answer":"Invesco Asset Management (japan) Limited is owned through a chain of holding companies by Invesco Limited. Its direct owner is Invesco Far East Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Invesco Asset Management (japan) Limited get paid?","answer":"Invesco Asset Management (japan) Limited is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}