{"url":"https://nivawealth.com/firms/intrack-investment-management-106450","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106450","regulatoryAum":275749648,"crd":"106450","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5282900","suffix":null,"lastName":"JOHNSON","firstName":"MATTHEW","middleName":"D."},{"crd":"1146171","suffix":null,"lastName":"PELTZER","firstName":"BRETT","middleName":"CARTER"},{"crd":"4820463","suffix":null,"lastName":"SOPHER","firstName":"MATTHEW","middleName":"S"},{"crd":"2716110","suffix":"MR.","lastName":"SOPHER","firstName":"MYRON","middleName":"R"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-08","regulatoryAum":202582999,"clients":147,"employees":4,"offices":2},{"filedOn":"2022-03-21","regulatoryAum":247131010,"clients":161,"employees":5,"offices":2},{"filedOn":"2023-03-03","regulatoryAum":207287791,"clients":172,"employees":6,"offices":2},{"filedOn":"2024-03-01","regulatoryAum":264211509,"clients":186,"employees":5,"offices":2},{"filedOn":"2025-03-10","regulatoryAum":286242957,"clients":189,"employees":5,"offices":2},{"filedOn":"2026-03-24","regulatoryAum":275749648,"clients":189,"employees":4,"offices":2}],"secFileNumber":"801-79488","legalName":"Intrack Investment Management, Inc.","displayName":"Intrack Investment Management","slug":"intrack-investment-management-106450","website":"https://intrackinvest.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/intrack-investment-management-inc./","founded":"1992","organization":"Vermont corporation","fiscalYearEnd":"December","headquarters":{"street":"1233 Shelburne Road, Suite D-6b","city":"South Burlington","state":"VT","stateName":"Vermont","country":"United States","postalCode":"05403"},"tradeNames":[],"registration":{"secApproved":"21 April 2014","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1283285.761904762,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":275749648,"discretionary":275749648,"discretionaryAccounts":590,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":133,"regulatoryAum":66364095},{"label":"High-net-worth individuals","clients":56,"regulatoryAum":176176914},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":30933393},{"label":"State or municipal government entities","clients":null,"fewerThan5":true,"regulatoryAum":298068},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":1977178}],"feePrograms":[{"role":"other","program":"Consulting","summary":"Consulting clients are charged under their consulting agreement; the brochure states no rate.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024094","versionId":1024094,"submittedOn":"2026-03-23","documentName":"ADV, BROCHURE FOR INTRACK INVESTMENT MANAGEMENT"},{"role":"other","program":"eMoney software access","summary":"Clients who elect to keep access to the eMoney software pay an ongoing flat annual fee; the brochure states no amount.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024094","versionId":1024094,"submittedOn":"2026-03-23","documentName":"ADV, BROCHURE FOR INTRACK INVESTMENT MANAGEMENT"},{"role":"other","program":"Standalone financial planning","summary":"Standalone financial planning for complex or unusual cases is charged at a negotiable hourly rate, and may be waived when provided as part of onboarding.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024094","versionId":1024094,"submittedOn":"2026-03-23","documentName":"ADV, BROCHURE FOR INTRACK INVESTMENT MANAGEMENT"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T08:11:44.435095+00:00","documents":[{"name":"ADV, BROCHURE FOR INTRACK INVESTMENT MANAGEMENT","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024094","versionId":1024094,"submittedOn":"2026-03-23"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":269448734}],"custodyNote":"Intrack Investment Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Myron Sopher","title":"Managing Partner, President, CCO","crd":"2716110"},{"name":"Matthew Johnson","title":"Partner and Portfolio Manager","crd":"5282900"},{"name":"Brett Peltzer","title":"Partner and Portfolio Manager","crd":"1146171"},{"name":"Lenore Sopher","title":"Treasurer/Secretary","crd":"4757700"},{"name":"Matthew Sopher","title":"Senior Partner","crd":"4820463"}],"ownership":[{"label":"Myron Sopher","detail":"Managing partner, president, cco in the 50% to 75% ownership band and a control person, since January 1992."},{"label":"Matthew Johnson","detail":"Partner and portfolio manager in the 10% to 25% ownership band and a control person, since March 2015."},{"label":"Matthew Sopher","detail":"Senior partner in the 25% to 50% ownership band and a control person, since January 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Vermont","offices":2,"addresses":[{"street":"1233 Shelburne Road, Suite D-6b","city":"South Burlington","headquarters":true},{"street":"289 Main Street","city":"Norwich"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"802-658-0625","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Performance-based fees","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Other"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":41},{"label":"U.S. government/agency bonds","percent":8},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":2},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":34},{"label":"Cash and cash equivalents","percent":11},{"label":"Other","percent":2,"detail":"Structured Notes"}],"privateFunds":0},"sources":{"adv1FilingDate":"24 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/106450/PDF/106450.pdf","brochureDate":"23 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024094","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Intrack Investment Management have?","answer":"Intrack Investment Management has 189 clients and manages $276 million for them, as of March 2026. They include 133 individual clients and 56 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Intrack Investment Management offer?","answer":"Intrack Investment Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Intrack Investment Management use?","answer":"Intrack Investment Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $269M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Intrack Investment Management have?","answer":"Intrack Investment Management has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Intrack Investment Management invest in?","answer":"At the end of its last fiscal year, Intrack Investment Management’s separately managed accounts held 41% exchange-traded equities, 34% registered funds (mutual funds, ETFs, BDCs), 11% cash and equivalents, 8% U.S. government and agency bonds, 2% investment grade corporate bonds, 2% other, 1% state and local bonds and 1% high-yield corporate bonds. The 2% other category is described as: Structured Notes.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Intrack Investment Management?","answer":"Intrack Investment Management’s direct owners are Myron Sopher (50% to 75%), Matthew Johnson (10% to 25%) and Matthew Sopher (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Intrack Investment Management get paid?","answer":"Intrack Investment Management is paid through a percentage of assets under management, hourly charges, fixed fees, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Intrack Investment Management?","answer":"Intrack Investment Management’s main office is at 1233 Shelburne Road, Suite D-6b, South Burlington, VT 05403. Its phone number is 802-658-0625. Its website is intrackinvest.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}